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December 2023 Microcap Stock Trends: Navigating Volatility and Opportunities

by admin

December 3, 2023

Featured

The month kicked off with significant price swings, driven by factors such as the usual speculative trading, market sentiment, and news catalysts. Investors should always be prepared to act on sudden and unpredictable fluctuations.

Heritage Global: Renowned Asset-Based Market Maker

December 3, 2023

Society Pass: One-stop shopping across the vast consumer landscape of Southeast Asia

November 27, 2023

Microcap IPO Flow Gains Momentum into December

November 27, 2023

SEC Enforcement Actions This Year Surpass 2022

November 20, 2023

PIPEs

IPOs

Follow-ons

Mergers

Private Placements

Regulation A

Crowdfunding

SPAC IPOs

OTCQX Upgrades

OTCQB Upgrades

PIPEs

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Date	Status	Issuer	Sector	Amount	Legal Counsel	Broker	Investor	Source Links
10/02/2023	Announced	Canoo Inc	Consumer Discretionary	45,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/canoo-has-entered-into-a-45-million-convertible-preferred-stock-purchase-agreement-by-a-foreign-strategic-institutional-investor-with-the-potential-for-upsizing-to-150-million-301944065.html
10/02/2023	Announced	Amicus Therapeutics, Inc	Healthcare	430,000,000	Not Disclosed	Not Disclosed	Blackstone Life Sciences and Blackstone Credit	https://ir.amicusrx.com/news-releases/news-release-details/amicus-therapeutics-and-blackstone-enter-430-million-strategic
10/02/2023	Announced	SAB Biotherapeutics, Inc	Healthcare	130,000,000	Not Disclosed	Not Disclosed	RA Capital Management, BVF Partners, Sessa Capital, Commodore Capital, RTW Investments, Marshall Wace, and the JDRF T1D Fund	https://www.biospace.com/article/releases/sab-biotherapeutics-announces-private-placement-of-up-to-130-million-to-advance-development-of-lead-drug-candidate-for-type-1-diabetes/
10/02/2023	Announced	Vext Science, Inc	Healthcare	10,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/vext-signs-agreement-acquire-two-101700816.html
10/02/2023	Announced	Biohaven Ltd	Healthcare	225,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/biohaven-announces-pricing-of-225-million-public-offering-of-common-shares-301945195.html
10/02/2023	Announced	Immunovant, Inc	Healthcare	170,000,000	Not Disclosed	Not Disclosed	Roivant Sciences	https://www.davispolk.com/experience/roivant-sciences-registered-direct-offering-and-investment-immunovant
10/02/2023	Closed	Soleno Therapeutics, Inc	Healthcare	129,000,000	Not Disclosed	Guggenheim Securities, LLC, Cantor Fitzgerald & Co., and Oppenheimer & Co. Inc	Not Disclosed	https://investors.soleno.life/news-releases/news-release-details/soleno-therapeutics-announces-closing-underwritten-public
10/02/2023	Announced	VistaGen Therapeutics, Inc.	Healthcare	100,000,000	Not Disclosed	Not Disclosed	BVF Partners LP, Commodore Capital, Great Point Partners, Logos Capital, Nantahala Capital, Surveyor Capital and TCGX	https://www.businesswire.com/news/home/20231002934206/en/Vistagen-Announces-Pricing-of-100-Million-Underwritten-Offering
10/02/2023	Announced	Bruush Oral Care Inc.	Healthcare	5,000,000	Not Disclosed	EF Hutton	Not Disclosed	https://finance.yahoo.com/news/br-ush-announces-pricing-5-131500602.html
10/02/2023	Announced	Momentus Inc	Industrial	4,000,000	Not Disclosed	A.G.P./Alliance Global Partners	Not Disclosed	https://www.businesswire.com/news/home/20231002470886/en/Momentus-Announces-4.0-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules
10/03/2023	Closed	Aquaron Acquisition Corp	Financials	210,000	Not Disclosed	Not Disclosed	Bestpath IoT Technology Ltd	https://www.prnewswire.com/news-releases/aquaron-acquisition-corp-announces-additional-contribution-to-trust-account-to-extend-period-to-consummate-business-combination-301946437.html
10/03/2023	Announced	InsuraGuest Technologies Inc	Information Technology	85,100	Not Disclosed	Not Disclosed	Not Disclosed	https://www.stockwatch.com/News/Item/Z-C!ISGI-3462692/C/ISGI
10/03/2023	Announced	Immunome, Inc	Healthcare	125,000,000	Not Disclosed	Not Disclosed	Enavate Sciences, EcoR1 Capital, Redmile Group, Janus Henderson Investors, Avidity Partners, Woodline Partners LP	https://www.businesswire.com/news/home/20231003017219/en/Immunome-and-Morphimmune-Announce-Successful-Completion-of-Merger-with-125-Million-PIPE-to-Develop-Novel-Targeted-Cancer-Therapies
10/03/2023	Announced	Gaia, Inc	Consumer/Retail	5,008,500	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/03/2753570/0/en/Gaia-Announces-Pricing-of-Underwritten-Public-Offering-of-Common-Stock.html
10/04/2023	Closed	Trio Petroleum Corp	Energy	2,000,000	Not Disclosed	Spartan Capital Securities LLC	Not Disclosed	https://www.sec.gov/ix?doc=/Archives/edgar/data/1898766/000149315223035638/form8-k.htm
10/04/2023	Announced	Ocean Biomedical, Inc	Healthcare	10,000,000	Not Disclosed	Not Disclosed	Poseidon Bio, LLC	https://www.marketscreener.com/quote/stock/OCEAN-BIOMEDICAL-INC-150879043/news/Ocean-Biomedical-Inc-announced-that-it-expects-to-receive-10-million-in-funding-from-Poseidon-Bio-44983260/
10/04/2023	Announced	Golden Arrow Merger Corp	Financials	28,700,000	Not Disclosed	Not Disclosed	Baillie Gifford, Temasek, Top Tier, Founders Fund, Formation 8, Foundation Capital, and Golden Arrow Sponsor, LLC	https://www.sec.gov/Archives/edgar/data/1841125/000101376223001390/ea185593ex99-1_golden.htm
10/04/2023	Announced	Kineta, Inc	Healthcare	3,000,000	Not Disclosed	H.C. Wainwright & Co.	Not Disclosed	https://www.biospace.com/article/releases/kineta-inc-announces-3-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/
10/05/2023	Announced	ALX Oncology Holdings Inc	Healthcare	55,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://ir.alxoncology.com/news-releases/news-release-details/alx-oncology-announces-pricing-public-offering
10/05/2023	Closed	SAB Biotherapeutics, Inc	Healthcare	7,500,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/sab-biotherapeutics-approves-appointment-andrew-113000880.html
10/06/2023	Announced	ShiftPixy, Inc	Industrial	2,500,000	Not Disclosed	A.G.P./Alliance Global Partners	Not Disclosed	https://ir.shiftpixy.com/news-events/press-releases/detail/148/shiftpixy-inc-announces-2-5-million-registered-direct
10/06/2023	Announced	enVVeno Medical Corporation	Healthcare	28,000,000	Not Disclosed	Ladenburg Thalman Co. Inc	Perceptive Advisors, Nantahala Capital, Kingdon Capital Management, Velan Capital, L1 Capital	https://www.sacbee.com/press-releases/article280202544.html
10/09/2023	Announced	ASP Isotopes Inc	Materials	8,194,500	Not Disclosed	Ocean Wall Limited	Tees River Critical Resources Fund Limited	https://www.globenewswire.com/news-release/2023/10/09/2756660/0/en/ASP-Isotopes-Announces-Private-Placement-of-Approximately-8-Million-Shares-of-Common-Stock-Priced-At-the-Market-Under-NASDAQ-Rules.html
10/09/2023	Closed	Sustainable Projects Group Inc.	Financial Institutions	2,900,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/sustainable-projects-group-announces-closing-of-private-placement-of-2-9-million-301950821.html
10/10/2023	Announced	Presto Automation Inc	Information Technology	3,000,000	Not Disclosed	Not Disclosed	Cleveland Avenue Advisers, LLC	https://www.krqe.com/business/press-releases/globenewswire/8946944/presto-announces-fy2023-financial-results-increased-ownership-commitment-from-a-major-existing-shareholder-extended-shareholder-lock-ups-and-a-new-interim-cfo/
10/10/2023	Announced	Free Flow, Inc	Consumer Discretionary	19,500,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/10/2757876/0/en/Free-Flow-Inc-FFLO-Announces-19-5-Million-Stock-Offering.html
10/10/2023	Announced	Vinci Partners Investments Ltd.	Financial Institutions	100,000,000	Davis Polk & Wardwell LLP	Not Disclosed	Ares Management Corporation	https://pe-insights.com/news/2023/10/11/ares-management-invests-100m-in-vinci-partners-to-accelerate-growth-in-latin-america/
10/10/2023	Announced	ALX Oncology Holdings Inc.	Healthcare	63,200,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.wsgr.com/en/insights/wilson-sonsini-advises-alx-oncology-on-dollar63-million-public-offering.html
10/11/2023	Announced	Denali Capital Acquisition Corp	Financials	50,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/denali-capital-acquisition-corp-announces-shareholder-approval-of-extension-of-deadline-to-complete-business-combination-301954082.html
10/11/2023	Announced	HUMBL, Inc	Consumer Discretionary	2,040,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/humbl-announces-entered-securities-purchase-133200676.html
10/11/2023	Announced	Bionano Genomics, Inc.	Healthcare	35,000,000	Not Disclosed	BTIG, TD Cowen and Stifel	Not Disclosed	https://www.marketscreener.com/quote/stock/BIONANO-GENOMICS-INC-45064773/news/Bionano-Announces-Pricing-of-80-0-Million-Registered-Offering-and-Concurrent-Private-Placement-of-S-45039482/
10/11/2023	Announced	SciSparc Ltd.	Healthcare	5,026,000	Not Disclosed	Aegis Capital Corp	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/11/2758456/0/en/SciSparc-Ltd-Announces-Pricing-of-5-026-Million-Private-Placement.html
10/11/2023	Announced	Hall of Fame Resort & Entertainment Company	Media	2,800,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/hall-of-fame-resort–entertainment-company-announces-pricing-of-2-8-million-public-offering-of-common-stock-and-warrants-301953635.html
10/12/2023	Closed	BioLineRx Ltd.	Healthcare	14,600,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/il/news-releases/biolinerx-announces-closing-of-exclusive-license-agreement-to-motixafortide-in-asia-and-concurrent-strategic-equity-investment-301954789.html
10/12/2023	Announced	Longeveron Inc	Healthcare	4,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://investors.longeveron.com/news/News/news-details/2023/Longeveron-Announces-4-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules/default.aspx
10/12/2023	Announced	Sidus Space, Inc	Telecommunications	2,000,000	Not Disclosed	Dawson James Securities, Inc	Not Disclosed	https://investors.sidusspace.com/news-events/press-releases/detail/128/sidus-space-announces-2-0-million-registered-direct
10/13/2023	Announced	SciSparc Ltd.	Healthcare	5,026,000	Not Disclosed	Aegis Capital Corp	Not Disclosed	https://www.biospace.com/article/releases/scisparc-ltd-announces-pricing-of-5-026-million-private-placement/?s=63
10/16/2023	Closed	Scholar Rock Holding Corporation	Healthcare	97,800,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/SCHOLAR-ROCK-HOLDING-CORP-43499888/news/Scholar-Rock-Closes-97-8-Million-Public-Offering-45074599/
10/16/2023	Announced	Assembly Biosciences, Inc	Healthcare	15,200,000	Wilson Sonsini	Not Disclosed	Gilead Sciences, Inc	https://www.gilead.com/news-and-press/press-room/press-releases/2023/10/gilead-and-assembly-biosciences-establish-partnership-to-develop-next-generation-therapeutics-for-serious-viral-diseases
10/16/2023	Closed	Falcon’s Beyond Global, Inc	Consumer Discretionary	6,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/FALCON-S-BEYOND-GLOBAL-IN-160126481/news/Falcon-s-Beyond-Global-Inc-announced-that-it-has-received-6-million-in-funding-45075299/
10/17/2023	Announced	Metals Acquisition Limited	Basic Materials	20,000,000	Not Disclosed	Scotiabank and Ashanti Capital	Not Disclosed	https://www.businesswire.com/news/home/20231015921779/en/Metals-Acquisition-Limited-Announces-20-Million-Private-Placement-Equity-Financing
10/17/2023	Announced	22nd Century Group, Inc.	Consumer/Retail	5,250,000	Not Disclosed	The Special Equities Group	Not Disclosed	https://www.marketscreener.com/quote/stock/22ND-CENTURY-GROUP-INC-40311253/news/22nd-Century-Announces-Pricing-of-5-25-Million-Public-Offering-45081444/
10/17/2023	Announced	Purple Biotech Ltd.	Healthcare	5,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://finance.yahoo.com/news/purple-biotech-announces-5-million-120000225.html
10/17/2023	Announced	Nuwellis Inc.	Healthcare	2,250,000	Not Disclosed	Lake Street Capital Markets, LLC and Maxim Group LLC	Not Disclosed	https://ir.nuwellis.com/news-releases/news-release-details/nuwellis-announces-closing-225-million-public-offering-series-j
10/17/2023	Closed	Lucid Diagnostics Inc	Healthcare	5,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/LUCID-DIAGNOSTICS-INC-128130720/news/Lucid-Diagnostics-Inc-announced-that-it-has-received-5-million-in-funding-45094241/
10/18/2023	Announced	Celcuity Inc.	Healthcare	50,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/celcuity-inc-announces-50-million-131500018.html
10/18/2023	Announced	NuZee, Inc	Consumer/Retail	1,275,000	Not Disclosed	Not Disclosed	Not Disclosed	https://seekingalpha.com/news/4021500-nuzee-stock-plummets-on-pricing-of-1275m-underwritten-public-offering
10/18/2023	Announced	BayFirst Financial Corp	Financials	1,995,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.streetinsider.com/SEC+Filings/Form+8-K+BayFirst+Financial+Corp.+For%3A+Oct+18/22290395.html?classic=1
10/19/2023	Announced	Purple Biotech Ltd.	Healthcare	5,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://finance.yahoo.com/news/purple-biotech-announces-closing-5-195500978.html
10/19/2023	Closed	BioLife Solutions	Healthcare	10,374,976	Not Disclosed	Not Disclosed	Casdin Partners Master Fund, L.P	https://www.streetinsider.com/Corporate+News/BioLife+Solutions+%28BLFS%29+Enters+%2410.37M+Securities+Purchase+Agreement/22292866.html
10/20/2023	Announced	Adial Pharmaceuticals, Inc	Healthcare	4,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://www.biospace.com/article/releases/adial-pharmaceuticals-announces-4-million-private-placement-priced-at-the-market-under-nasdaq-rules/
10/20/2023	Announced	Great Ajax Corp.	Real Estate	11,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231020101327/en/Ellington-Financial-and-Great-Ajax-Corp.-Announce-Mutual-Termination-of-Merger-Agreement
10/20/2023	Announced	Cabbacis Inc	Consumer Discretionary	5,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://archive.fast-edgar.com/20231020/A82PM22CJ222B9VJ222H2ZY2R8GBZ222Z252/ea187077-1a_cabbacisinc.htm
10/23/2023	Announced	Ensysce Biosciences, Inc.	Healthcare	1,700,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.biospace.com/article/releases/ensysce-biosciences-secures-1-7-million-convertible-note-financing/
10/23/2023	Announced	Aligos Therapeutics, Inc.	Healthcare	92,000,000	Not Disclosed	Piper Sandler	Armistice Capital, Deep Track Capital, EcoR1 Capital and Roche Venture Fund	https://www.biospace.com/article/releases/aligos-therapeutics-announces-92-million-private-placement-financing/
10/23/2023	Announced	Harpoon Therapeutics, Inc.	Healthcare	150,000,000	Not Disclosed	TD Cowen and Canaccord Genuity and H.C. Wainwright & Co	Soleus Capital, Commodore Capital, New Leaf Venture Partners, Cormorant Asset Management, RA Capital Management, Invus, Surveyor Capital (a Citadel company), K2 HealthVentures, Ally Bridge Group, Lion Point Capital	https://ir.harpoontx.com/news-releases/news-release-details/harpoon-therapeutics-announces-150-million-private-placement
10/23/2023	Announced	Palatin Technologies, Inc	Healthcare	5,000,000	Not Disclosed	H.C. Wainwright & Co.	Not Disclosed	https://www.prnewswire.com/news-releases/palatin-announces-closing-of-5-million-registered-direct-offering-301966457.html
10/23/2023	Announced	Nxu, Inc.	Energy	3,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.bizjournals.com/phoenix/news/2023/10/20/nxu-shares-plummet-public-offering.html?csrc=6398&taid=6533cb5f8c21ce00012ebb3f&utm_campaign=trueAnthemTrendingContent&utm_medium=trueAnthem&utm_source=twitter
10/24/2023	Announced	AppTech Payments Corp	Financials	3,500,000	Not Disclosed	Titan Partners Group	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/24/2765691/0/en/AppTech-Payments-Corp-Announces-Pricing-of-3-5-Million-Registered-Direct-Offering.html
10/24/2023	Announced	Coeptis Therapeutics Holdings, Inc	Healthcare	2,000,000	Not Disclosed	Ladenburg Thalmann & Co. Inc	Not Disclosed	https://www.prnewswire.com/news-releases/coeptis-therapeutics-announces-2-million-private-placement-301965614.html
10/24/2023	Announced	Lipella Pharmaceutical	Healthcare	2,000,000	Not Disclosed	H.C. Wainwright & Co.	Not Disclosed	https://www.kktv.com/prnewswire/2023/10/24/lipella-pharmaceuticals-announces-2-million-private-placement-priced-at-the-market-under-nasdaq-rules/?outputType=amp
10/24/2023	Announced	QuantGate Systems Inc.	Information Technology	2,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/24/2765482/0/en/QuantGate-Systems-Announces-Strategic-Capital-Raise-of-up-to-USD-2-Million.html
10/24/2023	Closed	Adial Pharmaceuticals, Inc	Healthcare	4,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://finance.yahoo.com/news/adial-pharmaceuticals-announces-closing-4-203000795.html
10/26/2023	Announced	Monte Rosa Therapeutics, Inc.	Healthcare	25,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/26/2768049/0/en/Monte-Rosa-Therapeutics-Announces-25-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules.html
10/26/2023	Announced	Theratechnologies Inc.	Healthcare	12,500,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.theratech.com/news-releases/news-release-details/theratechnologies-announces-proposed-public-offering-common
10/26/2023	Announced	ParaZero Technologies Ltd.	Technology	5,100,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.barrons.com/articles/parazero-technologies-ltd-announces-pricing-of-5-1-million-private-placement-1bea4483
10/26/2023	Announced	Bit Brother Limited	Financial Institutions	5,040,000	Not Disclosed	Maxim Group LLC	Not Disclosed	https://www.prnewswire.com/news-releases/bit-brother-limited-announces-pricing-of-5-04-million-registered-direct-offering-301968850.html
10/26/2023	Announced	Mustang Bio, Inc.	Healthcare	4,400,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://finance.yahoo.com/news/mustang-bio-announces-4-4-163000771.html
10/26/2023	Announced	Draganfly Inc	Technology	3,500,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/26/2767701/0/en/Draganfly-Announces-Pricing-of-US-3-5-Million-Underwritten-Offering.html
10/26/2023	Announced	Nuvve Holding Corp.	Technology	2,066,000	Not Disclosed	Aegis Capital Corp	Not Disclosed	https://www.prnewswire.com/news-releases/nuvve-holding-corp-announces-pricing-of-2-066-registered-direct-offering-priced-at-the-market-301968840.html
10/27/2023	Closed	IDEAYA Biosciences, Inc.	Healthcare	143,800,000	Not Disclosed	Not Disclosed	Not Disclosed	https://media.ideayabio.com/2023-10-27-IDEAYA-Announces-Closing-of-Public-Offering-Including-Full-Exercise-of-Underwriters-Option-to-Purchase-Additional-Shares
10/27/2023	Closed	Borr Drilling Limited	Energy	50,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/BORR-DRILLING-LIMITED-60635916/news/Borr-Drilling-Completes-50-Million-Private-Placement-in-Oslo-Bourse-45170219/
10/27/2023	Closed	ASP Isotopes Inc.	Energy	9,100,000	Not Disclosed	Ocean Wall Limited	Not Disclosed	https://finance.yahoo.com/news/asp-isotopes-announces-closing-9-120000757.html
10/30/2023	Announced	Viridian Therapeutics, Inc	Healthcare	185,000,000	Not Disclosed	Jefferies, Evercore ISI, and Stifel, LifeSci Capital LLC and Wedbush PacGrow	Braidwell LP, Commodore Capital, Deep Track Capital, Venrock, Paradigm BioCapital and Perceptive Advisors, RTW Investments, LP and Surveyor Capital	https://investors.viridiantherapeutics.com/news-releases/news-release-details/viridian-therapeutics-appoints-new-chief-executive-officer
10/30/2023	Closed	MeiraGTx Holdings plc	Healthcare	30,000,000	Not Disclosed	Not Disclosed	Sanofi Foreign Participations B.V.	https://investors.meiragtx.com/news-releases/news-release-details/meiragtx-announces-30-million-strategic-investment-sanofi
10/30/2023	Closed	ParaZero Technologies Ltd.	Technology	5,100,000	Not Disclosed	Aegis Capital Corp	Not Disclosed	https://finance.yahoo.com/news/parazero-technologies-ltd-announces-closing-233200291.html
10/30/2023	Closed	Gyre Therapeutics, Inc.	Healthcare	5,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.stockweather.co.jp/contents/dispPDF.aspx?disclosure=20231031576059
10/30/2023	Closed	Draganfly Inc	Technology	3,500,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/draganfly-announces-closing-us-3-211900948.html
10/31/2023	Announced	SELLAS Life Sciences Group, Inc.	Healthcare	4,000,000	Not Disclosed	A.G.P./Alliance Global Partners and Maxim Group LLC	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/31/2770147/0/en/SELLAS-Life-Sciences-Announces-4-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules.html
10/31/2023	Announced	Inspire Semiconductor Holdings Inc	Information Technology	3,601,725	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/31/2770691/0/en/InspireSemi-Announces-Non-Brokered-Private-Placement-of-Units-and-Extension-to-Hold-Annual-General-Meeting.html
10/31/2023	Announced	Aileron Therapeutics, Inc	Healthcare	18,000,000	Dorr LLP	Clear Street LLC and Brookline LLC	Nantahala Capital Management, LLC	https://www.streetinsider.com/Corporate+News/Aileron+Therapeutics+%28ALRN%29+Announces+Acquisition+of+Lung+Therapeutics/22337905.html
10/31/2023	Announced	Vivos Therapeutics, Inc	Healthcare	4,000,000	Not Disclosed	A.G.P./Alliance Global Partners	Not Disclosed	https://finance.yahoo.com/news/vivos-therapeutics-announces-pricing-4-120000773.html
10/31/2023	Announced	Worksport, Ltd.	Industrial	4,700,000	Not Disclosed	Maxim Group LLC	Not Disclosed	https://investors.worksport.com/worksport-announces-pricing-of-approximately-4-7-million-registered-direct-offering-concurrent-private-placement/
10/31/2023	Announced	OKYO Pharma Limited	Healthcare	1,640,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/okyo-pharma-announces-5-84-110000592.html
10/31/2023	Announced	Dolphin Entertainment, Inc.	Media	2,300,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/dolphin-entertainment-inc-announces-pricing-124500124.html
11/01/2023	Announced	CONX Corp.	Financials	200,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.streetinsider.com/SEC+Filings/Form+DEFA14A+CONX+Corp./22345166.html
11/01/2023	Announced	VYNE Therapeutics Inc.	Healthcare	88,000,000	Not Disclosed	LifeSci Capital LLC	Access Biotechnology, Eventide Asset Management, Cormorant Asset Management, Acorn Bioventures, Parkman Healthcare Partners, Surveyor Capital, Soleus Capital, Palo Alto Investors LP	https://www.biospace.com/article/releases/vyne-therapeutics-announces-private-placement-of-88-million/
11/01/2023	Announced	Cellectis S.A.	Healthcare	80,000,000	Not Disclosed	Not Disclosed	AstraZeneca	https://www.reuters.com/business/healthcare-pharmaceuticals/astrazeneca-signs-drug-development-deal-with-biotech-cellectis-2023-11-01/
11/01/2023	Announced	GD Culture Group Limited	Industrial	10,000,000	Not Disclosed	Univest Securities, LLC	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/01/2771300/0/en/GD-Culture-Group-Limited-Announces-10-Million-Registered-Direct-Priced-At-the-Market-Under-Nasdaq-Rules.html
11/02/2023	Announced	Sky Harbour Group Corporation	Real Estate	42,810,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.barrons.com/articles/sky-harbour-group-announces-an-agreement-and-closing-of-a-sale-of-6-586-154-shares-of-class-a-common-stock-and-1-141-600-warrants-in-a-private-equity-placement-with-altai-capital-investment-vehicles-for-aggregate-consideration-of-42-810-000-d028c4ea?mod=md_stockoverview_news
11/02/2023	Announced	Nanobiotix S.A.	Healthcare	19,452,558	Not Disclosed	Not Disclosed	Not Disclosed	https://ir.nanobiotix.com/news-releases/news-release-details/nanobiotix-announces-pricing-capital-increase-raising-total
11/02/2023	Closed	Avenue Therapeutics, Inc.	Healthcare	5,000,000	Not Disclosed	Maxim Group LLC and Lake Street Capital Markets, LLC	Not Disclosed	https://ir.avenuetx.com/news-events/press-releases/detail/77/avenue-therapeutics-announces-closing-of-5-0-million
11/02/2023	Announced	Biofrontera Inc	Healthcare	4,500,000	Not Disclosed	Roth Capital Partners	Not Disclosed	https://finance.yahoo.com/news/biofrontera-inc-announces-4-5-120100250.html
11/02/2023	Announced	Vivos Therapeutics, Inc.	Healthcare	4,000,000	Not Disclosed	A.G.P./Alliance Global Partners	Not Disclosed	https://finance.yahoo.com/news/vivos-therapeutics-closes-4-million-210000412.html
11/02/2023	Closed	Quaint Oak Bancorp, Inc	Financials	1,624,524	Not Disclosed	Not Disclosed	ItalBank International, Inc.	https://www.publicnow.com/view/59719A35DDFDA31E5147354FEDE937656DFFBC51
11/03/2023	Closed	BioStem Technologies, Inc	Healthcare	2,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.nasdaq.com/press-release/biostem-technologies-closes-oversubscribed-$2m-private-placement-2023-11-03
11/03/2023	Announced	GD Culture Group Limited	Industrial	10,000,000	Not Disclosed	Univest Securities, LLC	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/03/2773442/0/en/GD-Culture-Group-Limited-Announces-Closing-of-10-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules.html
11/06/2023	Announced	OrganiGram Holdings Inc.	Healthcare	90,885,109	Not Disclosed	Not Disclosed	British American Tobacco Plc	https://www.marketwatch.com/story/organigrams-stock-soars-premarket-as-it-receives-c-124-6-million-investment-from-bat-1dd4c5b3
11/06/2023	Announced	Auddia Inc	Information Technology	10,000,000	Not Disclosed	Not Disclosed	White Lion Capital, LLC	https://www.marketscreener.com/quote/stock/AUDDIA-INC-114338428/news/Auddia-Inc-announced-that-it-expects-to-receive-10-million-in-funding-from-White-Lion-Capital-Llc-45254717/
11/06/2023	Announced	Aura Biosciences, Inc.	Healthcare	99,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.bloomberg.com/press-releases/2023-11-06/aura-biosciences-announces-proposed-public-offering-of-common-stock
11/07/2023	Announced	TOMI Environmental Solutions, Inc	Industrials	2,600,000	Not Disclosed	AGES Financial Services Ltd	Not Disclosed	https://app.quotemedia.com/data/downloadFiling?webmasterId=102691&ref=317848952&type=HTML&symbol=TOMZ&cdn=c96c008a36bcbd4cf01825c044672453&companyName=TOMI+Environmental+Solutions+Inc.&formType=8-K&formDescription=Current+report+pursuant+to+Section+13+or+15%28d%29&dateFiled=2023-11-07
11/07/2023	Announced	The Arena Group Holdings, Inc	Communication Services	50,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/THE-ARENA-GROUP-HOLDINGS–133025679/news/The-Arena-Group-Signs-Definitive-Agreement-to-Combine-with-Bridge-Media-Networks-45248964/
11/07/2023	Announced	CareSpan Health, Inc	Healthcare	2,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.newswire.ca/news-releases/carespan-obtains-shareholder-consent-to-proceed-with-choprax-venture-and-announces-1-private-placement-offering-2-new-contract-for-reserve-and-active-duty-military-medical-assessments-and-3-appointment-of-darrell-messersmith-to-ceo-effectiv-880854444.html
11/07/2023	Closed	Nanobiotix S.A.	Healthcare	13,350,000	Not Disclosed	Not Disclosed	Not Disclosed	https://ir.nanobiotix.com/news-releases/news-release-details/nanobiotix-announces-closing-global-offering-0
11/08/2023	Announced	Aeva Technologies, Inc	Information Technology	20,000,000	Not Disclosed	Not Disclosed	Adage Capital Management, Sylebra Capital Management	https://www.investorsobserver.com/news/qm-pr/7641135978627410
11/08/2023	Closed	IperionX Limited	Materials	16,700,000	Not Disclosed	Not Disclosed	Fidelity Management & Research Company LLC, Inherent Group, LLC, B. Riley Principal Investments, LLC	https://decarbonfuse.com/posts/iperionx-completes-us-16-7m-placement-to-re-shore-u-s-titanium-production
11/08/2023	Announced	Orgenesis Inc	Healthcare	1,100,000	Not Disclosed	Titan Partners Group	Not Disclosed	https://finance.yahoo.com/news/orgenesis-inc-announces-pricing-1-140000201.html
11/08/2023	Announced	Golden Minerals Company	Healthcare	4,200,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://goldenminerals.com/news/golden-minerals-announces-closing-of-us4-point-2-million-public-offering
11/09/2023	Announced	KORE Group Holdings, Inc	Communication Services	150,000,000	Not Disclosed	Not Disclosed	Searchlight Capital Partners, L.P.	https://finance.yahoo.com/news/kore-reports-third-quarter-2023-221800161.html
11/09/2023	Announced	Myriad Genetics, Inc.	Healthcare	110,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.genomeweb.com/molecular-diagnostics/myriad-genetics-raise-110m-public-stock-offering
11/09/2023	Announced	BioSig Technologies, Inc.	Healthcare	2,500,000	Not Disclosed	H.C. Wainwright & Co.	Not Disclosed	https://www.wdrb.com/news/national/biosig-announces-2-5-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/article_3c307400-b8e4-58bf-833c-bb825b6bcd63.html
11/10/2023	Announced	Ontrak, Inc	Healthcare	16,300,000	Not Disclosed	Roth Capital Partners	Not Disclosed	https://www.businesswire.com/news/home/20231110265838/en/Ontrak-Inc.-Announces-Pricing-of-6.3-Million-Public-Offering-11-Million-Concurrent-Private-Placement-and-16.3-Million-Conversion-of-Secured-Notes
11/10/2023	Announced	Cybin Inc.	Healthcare	30,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231110475603/en/Cybin-Announces-up-to-US64-Million-Offering-of-Units
11/10/2023	Announced	Fortress Biotech, Inc.	Healthcare	10,000,000	Not Disclosed	Roth Capital Partners	Not Disclosed	https://www.fortressbiotech.com/news-media/press-releases/detail/587/fortress-biotech-announces-pricing-of-10-0-million-public
11/13/2023	Closed	Micromobility.com Inc	Industrials	3,400,000	Not Disclosed	Not Disclosed	Yorkville Advisors Global LP	https://www.marketscreener.com/quote/stock/MICROMOBILITY-COM-INC-125884012/news/Micromobility-com-Inc-announced-that-it-has-received-3-4-million-in-funding-from-Yorkville-Advisor-45315407/
11/13/2023	Announced	Pyrophyte Acquisition Corp	Financials	10,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231112122825/en/Sio-Silica-Corporation-to-Go-Public-via-Business-Combination-With-Pyrophyte-Acquisition-Corp.-Accelerating-Mission-to-Disrupt-the-Market-for-High-Purity-Quartz-Silica-a-Critical-Mineral-in-the-World%E2%80%99s-Transition-to-Net-Zero
11/13/2023	Announced	Selecta Biosciences, Inc	Healthcare	60,250,000	Covington & Burling LLP	Leerink Partners	Timothy A. Springer	https://ir.selectabio.com/news-releases/news-release-details/selecta-biosciences-announces-merger-cartesian-therapeutics
11/13/2023	Announced	Graphite Bio, Inc	Healthcare	53,500,000	Not Disclosed	Not Disclosed	LENZ’s healthcare	https://www.nasdaq.com/articles/graphite-bio-to-merge-with-lenz-therapeutics-stock-down-in-pre-market?time=1700053256
11/14/2023	Announced	Edgio, Inc	Information Technology	66,000,000	Milbank LLP	Not Disclosed	Lynrock Lake Master Fund LP	https://www.businesswire.com/news/home/20231114321677/en/Edgio-Inc.-Announces-New-Capital-Infusion-to-Drive-Growth-Strategies
11/14/2023	Announced	Nuburu, Inc.	Industrials	5,500,000	Not Disclosed	Northland Capital Markets	Not Disclosed	https://www.businesswire.com/news/home/20231114042225/en/NUBURU-Announces-5.5-Million-Bridge-Financing
11/14/2023	Announced	MicroVision, Inc.	Information Technology	100,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.stocktitan.net/news/MVIS/micro-vision-directors-and-executive-team-to-purchase-8w8oezxlba2e.html
11/14/2023	Closed	Ontrak, Inc	Healthcare	11,000,000	Not Disclosed	Roth Capital Partners	Acuitas Capital LLC	https://www.businesswire.com/news/home/20231114257921/en/Ontrak-Inc.-Announces-Closing-of-6.3-Million-Public-Offering-11-Million-Concurrent-Private-Placement-and-16.3-Million-Conversion-of-Secured-Notes
11/14/2023	Announced	PureBase Corporation	Materials	120,000,000	Not Disclosed	Not Disclosed	Capstone Partners Co., Ltd	https://finance.yahoo.com/news/purebase-corporation-announces-today-signed-180000622.html
11/14/2023	Announced	Cybin Inc.	Healthcare	30,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://highlycapitalized.com/capital/cybin-inc-secures-30-million-in-funding-strengthening-pathway-for-psychedelic-based-mental-health-treatments/
11/14/2023	Closed	Fortress Biotech, Inc.	Healthcare	10,000,000	Not Disclosed	Roth Capital Partners	Not Disclosed	https://www.fortressbiotech.com/news-media/press-releases/detail/590/fortress-biotech-announces-closing-of-10-0-million-public
11/15/2023	Announced	Femasys Inc	Healthcare	6,850,000	Not Disclosed	Not Disclosed	PharmaCyte Biotech, Inc.	https://www.biospace.com/article/releases/femasys-inc-secures-additional-financing-with-strategic-investment-from-investors-led-by-pharmacyte-biotech/
11/15/2023	Announced	Asia Broadband, Inc	Materials	2,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.stocktitan.net/news/AABB/asia-broadband-directors-complete-additional-2-million-dollar-jrixgl2uwgdz.html
11/15/2023	Announced	Arcellx, Inc	Healthcare	200,000,000	Wilson Sonsini Goodrich & Rosati	Not Disclosed	Gilead Sciences, Inc	https://www.prnewswire.com/news-releases/arcellx-and-kite-announce-expansion-in-strategic-partnership-301988865.html
11/15/2023	Announced	Movano Inc.	Technology	3,600,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/movano-health-provides-business-update-and-reports-third-quarter-2023-financial-results-301988515.html
11/15/2023	Announced	Cellectis S.A.	Healthcare	140,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/CELLECTIS-S-A-42457/news/France-s-Cellectis-Signs-140-Million-Equity-Investment-Deal-with-AstraZeneca-45358251/
11/15/2023	Announced	Mainz Biomed N.V.	Healthcare	5,000,000	Not Disclosed	Titan Partners Group	Not Disclosed	https://mainzbiomed.com/mainz-biomed-announces-closing-of-5-0-million-registered-direct-offering/
11/15/2023	Announced	MAIA Biotechnology, Inc.	Healthcare	4,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://www.businesswire.com/news/home/20231115523423/en/MAIA-Biotechnology-Announces-4-Million-Registered-Direct-Offering
11/16/2023	Announced	VNET Group Inc.	Technology	299,000,000	Not Disclosed	Not Disclosed	Success Flow International Investment Limited, Choice Faith Group Holdings Limited	https://www.prnewswire.com/news-releases/vnet-announces-us299-million-strategic-investment-from-shandong-hi-speed-holdings-group-limited-301990587.html
11/16/2023	Announced	Global Blue Group Holding AG	Industrial	100,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.morningstar.com/news/business-wire/20231116266791/global-blue-announces-100m-strategic-equity-investment-from-tencent
11/16/2023	Announced	Reviva Pharmaceutical Holdings, Inc.	Healthcare	30,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://revivapharma.com/reviva-announces-30-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/
11/16/2023	Announced	CEL-SCI Corporation	Healthcare	5,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.barrons.com/articles/cel-sci-announces-pricing-of-5-million-offering-of-common-stock-443bb37d
11/16/2023	Announced	BioCardia, Inc.	Healthcare	1,300,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://finance.yahoo.com/news/biocardia-announces-1-3-million-175600356.html
11/17/2023	Announced	Movano Inc.	Healthcare	4,100,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/movano-health-announces-closing-of-4-1-million-public-offering-including-full-exercise-of-over-allotment-option-301992251.html
11/20/2023	Closed	Reviva Pharmaceutical Holdings, Inc.	Healthcare	30,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://revivapharma.com/reviva-announces-closing-of-30-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/
11/20/2023	Announced	authID Inc.	Technology	9,400,000	Not Disclosed	Madison Global Partners, LLC	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/20/2783169/0/en/authID-Inc-Announces-Pricing-of-Approximately-9-4-Million-Registered-Direct-Offering.html
11/20/2023	Announced	Zevra Therapeutics, Inc.	Healthcare	6,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://drug-dev.com/zevra-therapeutics-completes-acquisition-of-acer-therapeutics-in-its-journey-to-become-a-leading-rare-disease-company/
11/20/2023	Closed	CEL-SCI Corporation	Healthcare	5,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/cel-sci-announces-closing-5-211500960.html
11/20/2023	Announced	Gain Therapeutics, Inc	Healthcare	5,000,000	Not Disclosed	Newbridge Securities Corporation	Not Disclosed	https://www.biospace.com/article/releases/gain-therapeutics-announces-pricing-of-9-4-million-public-offering-and-concurrent-private-placement-of-common-stock-and-warrants/
11/20/2023	Closed	Color Star Technology Co	Consumer Discretionary	500,000	Not Disclosed	Not Disclosed	Vast Ocean Inc.	https://www.marketscreener.com/quote/stock/COLOR-STAR-TECHNOLOGY-CO–63733194/news/Color-Star-Technology-Co-Ltd-announced-that-it-has-received-0-5-million-in-funding-from-Vast-Oce-45412006/
11/21/2023	Closed	Sow Good Inc	Consumer Staples	2,770,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/sow-good-announces-2-8m-131500227.html
11/21/2023	Announced	Presto Automation Inc.	Technology	7,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/presto-automation-announces-fiscal-first-210500699.html
11/21/2023	Announced	Femasys Inc.	Healthcare	6,850,000	Not Disclosed	Not Disclosed	PharmaCyte Biotech, Inc	https://finance.yahoo.com/news/femasys-inc-secures-additional-financing-123000654.html
11/24/2023	Announced	Bitfarms Ltd.	Industrial	44,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://crypto.news/bitfarms-secures-44m-from-u-s-investors-to-boost-bitcoin-mining-ops/
11/24/2023	Closed	Gain Therapeutics, Inc.	Healthcare	5,000,000	Not Disclosed	Newbridge Securities Corporation	Not Disclosed	https://www.marketscreener.com/quote/stock/GAIN-THERAPEUTICS-INC-120780704/news/Gain-Therapeutics-Announces-Closing-of-10-1-Million-Public-Offering-and-Concurrent-Private-Placemen-45435462/
11/27/2023	Announced	Arvinas, Inc	Healthcare	350,000,000	Not Disclosed	BofA Securities, Inc. and Goldman Sachs & Co. LLC	EcoR1 Capital and RTW Investments, LP, Adage Capital Partners LP, ArrowMark Partners, Avidity Partners, BB Biotech, Boxer Capital, Citadel Global Equities, Great Point Partners, LLC, Nextech Invest Ltd, RA Capital Management and Surveyor Capital	https://www.citybiz.co/article/492762/arvinas-announces-oversubscribed-350-million-private-placement/
11/27/2023	Announced	Gaucho Group Holdings, Inc	Industrials	4,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/GAUCHO-GROUP-HOLDINGS-INC-58071857/news/Gaucho-Group-Holdings-Inc-announced-that-it-expects-to-receive-4-million-in-funding-45446153/
11/27/2023	Announced	authID Inc.	Technology	9,400,000	Not Disclosed	Madison Global Partners, LLC	Not Disclosed	https://www.einnews.com/amp/pr_news/671216211/authid-inc-announces-closing-of-9-4-million-registered-direct-offering
11/28/2023	Announced	Verve Therapeutics, Inc	Healthcare	35,000,000	Not Disclosed	Not Disclosed	Eli Lilly and Company	https://ir.vervetx.com/news-releases/news-release-details/verve-therapeutics-announces-proposed-public-offering-common-0
11/28/2023	Announced	Avidity Biosciences, Inc	Healthcare	40,000,000	Not Disclosed	Not Disclosed	Bristol-Myers Squibb Company	https://www.prnewswire.com/news-releases/avidity-biosciences-announces-expansion-of-cardiovascular-collaboration-with-bristol-myers-squibb-for-up-to-five-targets-utilizing-aviditys-proprietary-aoc-platform-technology-301998479.html
11/28/2023	Closed	Clean Invest Africa Plc	Mining	161,469	Not Disclosed	Not Disclosed	Als Bahrain Energy Services Spc	https://www.research-tree.com/newsfeed/article/clean-invest-africa-plc-issue-of-convertible-loan-notes-2148042
11/28/2023	Announced	Canaan Inc.	Technology	125,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.tradingview.com/news/cointelegraph:76768588a094b:0-canaan-secures-new-financing-as-revenue-falls-55-in-q3/
11/29/2023	Closed	SenesTech, Inc.	Healthcare	5,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/SENESTECH-INC-31837456/news/SenesTech-Closes-5-Million-Public-Offering-45465681/
11/29/2023	Announced	Ensysce Biosciences, Inc.	Healthcare	1,700,000	Not Disclosed	Not Disclosed	Not Disclosed	https://ca.finance.yahoo.com/news/ensysce-biosciences-announces-completion-1-130500459.html
11/29/2023	Announced	Xenon Pharmaceuticals Inc.	Healthcare	300,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/xenon-pharmaceuticals-announces-pricing-upsized-035100728.html
11/30/2023	Closed	Gateway Bank, F.S.B.	Financials	15,000,000	Godfrey & Kahn, S.C	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231130734599/en/Gateway-Bank-F.S.B.-Completes-15.0-Million-Private-Placement
11/30/2023	Announced	Safe & Green Holdings Corp	Industrials	390,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.stocktitan.net/news/SGBX/safe-amp-green-holdings-receives-390-thousand-in-net-proceeds-from-wd49521ycm0k.html
11/30/2023	Announced	MiniLuxe Holding Corp	Consumer Discretionary	3,500,000	Not Disclosed	Not Disclosed	Not Disclosed	https://financialpost.com/globe-newswire/miniluxe-announces-3-5m-usd-of-investment-commitments-and-first-closing-of-convertible-note-financing
11/30/2023	Closed	MiniLuxe Holding Corp	Consumer Discretionary	2,640,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/30/2788492/0/en/MINILUXE-REPORTS-FINANCIAL-RESULTS-FOR-THE-THIRD-QUARTER-AND-THIRTY-NINE-WEEKS-OF-2023.html
11/30/2023	Announced	Banc of California, Inc.	Financials	400,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231130750099/en/Banc-of-California-Announces-Completion-of-Transformational-Merger-with-PacWest-Bancorp-and-400-Million-Equity-Raise
11/30/2023	Closed	The9 Limited	Technology	12,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/the9-limited-raised-us12-million-in-a-private-placement-transaction-to-fund-business-growth-302001789.html
11/30/2023	Closed	TransCode Therapeutics, Inc	Healthcare	1,200,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://finance.yahoo.com/news/transcode-therapeutics-announces-1-2-195300408.html
12/01/2023	Announced	Super Micro Computer, Inc.	Technology	524,000,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231201453801/en/Supermicro-Announces-Pricing-of-Public-Offering-of-Common-Stock
12/01/2023	Announced	Verve Therapeutics, Inc	Healthcare	166,800,000	Not Disclosed	Not Disclosed	Not Disclosed	https://ir.vervetx.com/news-releases/news-release-details/verve-therapeutics-announces-closing-public-offering-common
12/01/2023	Announced	Seelos Therapeutics, Inc	Healthcare	5,550,000	Not Disclosed	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/seelos-therapeutics-announces-pricing-of-5-55-million-public-offering-302000013.html
12/01/2023	Announced	Fathom Holdings Inc	Real Estate	3,450,000	Not Disclosed	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/fathom-holdings-prices-underwritten-public-133700829.html
12/01/2023	Announced	Kazia Therapeutics Limited	Healthcare	2,000,000	Not Disclosed	H.C. Wainwright & Co	Not Disclosed	https://www.prnewswire.com/news-releases/kazia-therapeutics-announces-2-million-registered-direct-offering-302003040.html

IPOs

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Date	Status	Issuer	Sector	Amount	Legal Counsel	Underwriter	Source Links
10/02/2023	Announced	Birkenstock Holding	Consumer Discretionary	1,500,000,000	Not Disclosed	Goldman Sachs, J.P. Morgan, Morgan Stanley, BofA Securities, Citi, Evercore ISI, Jefferies, UBS Investment Bank, BNP Paribas, Sanford Bernstein, and HSBC	https://www.renaissancecapital.com/IPO-Center/News/101167/Best-foot-forward-Footwear-brand-Birkenstock-sets-terms-for-$1.5-billion-US
10/02/2023	Announced	Ryde Group	Technology	10,000,000	Not Disclosed	Maxim Group LLC	https://www.renaissancecapital.com/IPO-Center/News/101170/Singapore-based-ride-hailing-app-Ryde-sets-terms-for-$10-million-US-IPO
10/02/2023	Announced	MicroSalt Inc	Materials	3,016,750	Not Disclosed	Not Disclosed	https://www.investegate.co.uk/announcement/rns/tekcapital–tek/microsalt-primary-bid-offer-files-schedule-one/7792953
10/03/2023	Announced	Guardian Pharmacy Services	Healthcare	115,000,000	Not Disclosed	Raymond James, Stifel, and Truist Securities	https://www.renaissancecapital.com/IPO-Center/News/101207/Pharmacy-services-provider-Guardian-Pharmacy-Services-files-for-a-$115-mill
10/04/2023	Announced	Trident Digital Tech Holdings	Industrials	50,000,000	Not Disclosed	Tiger Brokers	https://www.renaissancecapital.com/IPO-Center/News/101222/Singapore-based-consulting-firm-Trident-Digital-Tech-Holdings-files-for-a-$
10/04/2023	Announced	PHI Group	Industrials	100,000,000	Not Disclosed	Barclays, Goldman Sachs, Evercore ISI, Piper Sandler, Raymond James, and BMO Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101211/Cleared-for-takeoff-Air-transportation-services-provider-PHI-Group-files-fo
10/05/2023	Announced	Shimmick	Industrials	50,000,000	Not Disclosed	Roth Capital	https://www.renaissancecapital.com/IPO-Center/News/101241/Construction-firm-Shimmick-files-for-a-$50-million-IPO
10/05/2023	Announced	Maison Solutions	Consumer Staples	10,000,000	Not Disclosed	Joseph Stone Capital	https://www.renaissancecapital.com/IPO-Center/News/101236/California-based-specialty-Asian-grocer-Maison-Solutions-prices-IPO-at-$4
10/06/2023	Announced	Colombier Acquisition II	SPAC	130,000,000	Not Disclosed	BTIG	https://www.renaissancecapital.com/IPO-Center/News/101286/SPAC-Colombier-Acquisition-II-files-for-a-$130-million-IPO
10/06/2023	Announced	Spark I Acquisition	SPAC	100,000,000	Not Disclosed	Cantor Fitzgerald	https://www.renaissancecapital.com/IPO-Center/News/101274/SPAC-Spark-I-Acquisition-prices-$100-million-IPO-targeting-late-stage-tech-
10/06/2023	Announced	Quetta Acquisition	SPAC	60,000,000	Not Disclosed	EF Hutton	https://www.renaissancecapital.com/IPO-Center/News/101271/SPAC-Quetta-Acquisition-prices-$60-million-IPO-targeting-fintech-in-Asia
10/10/2023	Announced	Primech Holdings	Industrials	12,000,000	Not Disclosed	Spartan Capital Securities	https://www.renaissancecapital.com/IPO-Center/News/101329/Singapore-facilities-services-provider-Primech-Holdings-prices-US-IPO-at-th
10/10/2023	Announced	Birkenstock Holding	Consumer Discretionary	1,500,000,000	Not Disclosed	Goldman Sachs, J.P. Morgan, Morgan Stanley, BofA Securities, Citi, Evercore ISI, Jefferies, UBS Investment Bank, BNP Paribas, Sanford Bernstein, and HSBC	https://www.renaissancecapital.com/IPO-Center/News/101326/Off-on-the-right-foot-German-sandal-maker-Birkenstock-sells-stock-at-$46-ne
10/10/2023	Announced	Perfect Moment	Consumer Discretionary	15,000,000	Not Disclosed	ThinkEquity and Laidlaw & Company	https://www.renaissancecapital.com/IPO-Center/News/101322/UK-based-luxury-apparel-brand-Perfect-Moment-files-for-a-$15-million-US-IPO
10/10/2023	Announced	Global Mofy Metaverse	Technology	6,000,000	Not Disclosed	Prime Number Capital	https://www.renaissancecapital.com/IPO-Center/News/101309/Chinese-tech-firm-Global-Mofy-Metaverse-prices-US-IPO-at-$5-midpoint
10/10/2023	Announced	CleanCore Solutions, Inc	Consumer Staples	9,000,000	Not Disclosed	Not Disclosed	https://au.investing.com/news/stock-market-news/cleancore-solutions-initiates-ipo-process-anticipates-61-million-raise-93CH-2997410
10/11/2023	Announced	Pheton Holdings	Healthcare	11,000,000	Not Disclosed	Pacific Century Securities	https://www.renaissancecapital.com/IPO-Center/News/101353/Chinese-oncology-device-maker-Pheton-Holdings-files-and-sets-terms-for-a-$1
10/11/2023	Announced	La Rosa Holdings	Real Estate	5,000,000	Not Disclosed	Alexander Capital	https://www.renaissancecapital.com/IPO-Center/News/101344/Florida-real-estate-company-La-Rosa-Realty-prices-IPO-at-$5
10/11/2023	Announced	Rise Oil & Gas	Energy	10,000,000	Not Disclosed	ThinkEquity	https://www.renaissancecapital.com/IPO-Center/News/101336/Nano-cap-Rise-Oil-and-Gas-sets-terms-for-$10-million-IPO
10/11/2023	Announced	Agape ATP	Consumer Staples	7,000,000	Not Disclosed	Network 1 Financial Securities	https://www.renaissancecapital.com/IPO-Center/News/101332/Malaysia-based-Agape-ATP-prices-Nasdaq-uplisting-at-$4
10/13/2023	Announced	Oriental Rise Holdings	Consumer Staples	16,000,000	Not Disclosed	Tiger Brokers	https://www.renaissancecapital.com/IPO-Center/News/101382/China-based-tea-producer-Oriental-Rise-Holdings-files-and-sets-terms-for-a-
10/13/2023	Announced	Giant Oak Acquisition	SPAC	60,000,000	Not Disclosed	Ladenburg Thalmann	https://www.renaissancecapital.com/IPO-Center/News/101373/SPAC-Giant-Oak-Acquisition-cuts-unit-offering-by-40-percent-ahead-of-$60-mi
10/16/2023	Announced	Waystar Holding	Technology	100,000,000	Not Disclosed	J.P. Morgan, Goldman Sachs, and Barclays	https://www.renaissancecapital.com/IPO-Center/News/101414/Healthcare-payments-software-provider-Waystar-Holding-files-for-a-$100-mill
10/16/2023	Announced	Hamilton Insurance Group	Financials	100,000,000	Not Disclosed	Barclays and Morgan Stanley	https://www.renaissancecapital.com/IPO-Center/News/101411/Bermuda-based-reinsurer-Hamilton-Insurance-Group-files-for-a-$100-million-U
10/16/2023	Announced	Correlate Energy	Industrials	14,000,000	Not Disclosed	Aegis Capital Corp	https://www.renaissancecapital.com/IPO-Center/News/101408/Energy-focused-services-provider-Correlate-Energy-files-for-a-$14-million-N
10/16/2023	Announced	Mach Natural Resources LP	Energy	200,000,000	Not Disclosed	Stifel and Raymond James	https://www.renaissancecapital.com/IPO-Center/News/101405/US-oil-and-gas-producer-Mach-Natural-Resources-sets-terms-for-$200-million-
10/16/2023	Announced	Chromocell Therapeutics	Healthcare	9,000,000	Not Disclosed	Titan Partners	https://www.renaissancecapital.com/IPO-Center/News/101385/Pain-relief-biotech-Chromocell-Therapeutics-sets-terms-for-$9-million-IPO
10/17/2023	Announced	Impact BioMedical	Healthcare	15,000,000	Not Disclosed	Aegis Capital Corp	https://www.renaissancecapital.com/IPO-Center/News/101440/Biomedical-technology-developer-Impact-BioMedical-files-for-a-$15-million-I
10/17/2023	Announced	Galaxy Payroll Group	Industrials	8,000,000	Not Disclosed	Prime Number Capital	https://www.renaissancecapital.com/IPO-Center/News/101434/Hong-Kong-based-Galaxy-Payroll-lowers-deal-size-by-36-percent-ahead-of-$8-m
10/17/2023	Announced	Maverick Lifestyle	Consumer Discretionary	15,000,000	Not Disclosed	Boustead Securities and Sutter Securities	https://www.renaissancecapital.com/IPO-Center/News/101419/Hemp-based-smokables-retailer-Maverick-Lifestyle-files-for-a-$15-million-IP
10/18/2023	Announced	Abivax	Healthcare	250,000,000	Not Disclosed	Morgan Stanley and Leerink Partners	https://www.renaissancecapital.com/IPO-Center/News/101457/French-chronic-disease-biotech-Abivax-revises-terms-ahead-of-$250-million-U
10/18/2023	Announced	Iron Horse Acquisitions Corp	Financials	60,000,000	Not Disclosed	EF Hutton	https://news.spacconference.com/2023/10/19/iron-horse-acquisitions-re-files-for-a-60m-ipo/
10/19/2023	Announced	Metros Development	Real Estate	16,000,000	Not Disclosed	Boustead Securities	https://www.renaissancecapital.com/IPO-Center/News/101497/Japanese-property-reseller-Metros-Development-sets-terms-for-$16-million-US
10/19/2023	Announced	Trident Digital Tech Holdings	Industrials	17,000,000	Not Disclosed	Tiger Brokers	https://www.renaissancecapital.com/IPO-Center/News/101485/Singapore-based-consulting-firm-Trident-Digital-Tech-sets-terms-for-$17-mil
10/19/2023	Announced	J-Long Group	Consumer Discretionary	15,000,000	Not Disclosed	Eddid Securities and Futures	https://www.renaissancecapital.com/IPO-Center/News/101481/Hong-Kong-based-garment-trim-distributor-J-Long-Group-files-for-a-$15-milli
10/19/2023	Announced	Lianfeng Holding Acquisition	SPAC	70,000,000	Not Disclosed	Not Disclosed	https://www.renaissancecapital.com/IPO-Center/News/101470/SPAC-Lianfeng-Holding-Acquisition-files-for-a-$70-million-IPO-targeting-Asi
10/19/2023	Announced	WeBuy Global	Technology	15,000,000	Not Disclosed	EF Hutton	https://www.renaissancecapital.com/IPO-Center/News/101464/Singapore-based-e-commerce-platform-WeBuy-Global-prices-US-IPO-at-$4-the-lo
10/19/2023	Announced	Northann	Consumer Discretionary	6,000,000	Not Disclosed	Craft Capital Management, Prime Number Capital, and R.F. Lafferty & Co	https://www.renaissancecapital.com/IPO-Center/News/101461/3D-printed-flooring-product-maker-Northann-prices-downsized-IPO-at-$5-high-
10/20/2023	Announced	CARGO Therapeutics	Healthcare	100,000,000	Not Disclosed	J.P. Morgan, Jefferies, TD Cowen, and Truist Securities	https://www.renaissancecapital.com/IPO-Center/News/101523/Cancer-biotech-CARGO-Therapeutics-files-for-a-$100-million-IPO
10/20/2023	Announced	Invea Therapeutics	Healthcare	75,000,000	Not Disclosed	BofA Securities, Citi, and Truist Securities	https://www.renaissancecapital.com/IPO-Center/News/101520/Inflammatory-disease-biotech-Invea-Therapeutics-files-for-a-$75-million-IPO
10/20/2023	Announced	Creative Global Technology Holdings	Consumer Discretionary	9,000,000	Not Disclosed	Prime Number Capital	https://www.renaissancecapital.com/IPO-Center/News/101515/Hong-Kong-based-Creative-Global-Technology-slashes-share-offering-by-50-per
10/20/2023	Announced	Abivax	Healthcare	236,000,000	Not Disclosed	Morgan Stanley and Leerink Partners	https://www.renaissancecapital.com/IPO-Center/News/101509/French-chronic-disease-biotech-Abivax-prices-US-IPO-at-$11.60-the-low-end-o
10/23/2023	Announced	JP Outfitters	Consumer Discretionary	10,000,000	Not Disclosed	Aegis Capital Corp	https://www.renaissancecapital.com/IPO-Center/News/101533/Mail-order-clothing-retailer-JP-Outfitters-sets-terms-for-$10-million-IPO
10/23/2023	Announced	EV Mobility	Industrials	9,000,000	Not Disclosed	WestPark Capital	https://www.renaissancecapital.com/IPO-Center/News/101540/Electric-car-sharing-platform-EV-Mobility-files-and-sets-terms-for-a-$9-mil
10/23/2023	Announced	Reticulate Micro	Technology	12,000,000	Not Disclosed	Boustead Securities	https://www.renaissancecapital.com/IPO-Center/News/101554/Video-compression-technology-provider-Reticulate-Micro-files-and-sets-terms
10/24/2023	Announced	Shimmick	Industrials	50,000,000	Not Disclosed	Roth Capital	https://www.renaissancecapital.com/IPO-Center/News/101557/Construction-firm-Shimmick-sets-terms-for-$50-million-IPO
10/24/2023	Announced	Agriculture & Natural Solutions Acquisition	SPAC	300,000,000	Not Disclosed	Citi	https://www.renaissancecapital.com/IPO-Center/News/101570/Riverstone-and-Impact-Ags-SPAC-Agriculture-and-Natural-Solutions-Acquisitio
10/24/2023	Announced	FG Merger II	SPAC	75,000,000	Not Disclosed	ThinkEquity	https://www.renaissancecapital.com/IPO-Center/News/101576/SPAC-FG-Merger-II-files-for-a-$75-million-IPO-targeting-financial-services-
10/24/2023	Announced	Reticulate Micro, Inc.	Information Technology	14,000,000	Not Disclosed	Not Disclosed	https://www.marketwatch.com/story/reticulate-micro-files-for-ipo-offering-2-million-shares-at-5-to-7-share-e90fd231?mod=markets
10/24/2023	Announced	TraQiQ, Inc	Information Technology	7,000,000	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/TRAQIQ-INC-119074555/news/TraQiQ-Inc-has-filed-an-IPO-in-the-amount-of-7-million-45126021/
10/25/2023	Announced	Mach Natural Resources LP	Energy	190,000,000	Not Disclosed	Stifel and Raymond James	https://www.renaissancecapital.com/IPO-Center/News/101580/US-oil-and-gas-producer-Mach-Natural-Resources-prices-IPO-at-$19-the-low-en
10/25/2023	Announced	E-SMART CORP	Technology	101,250	Not Disclosed	Not Disclosed	https://wallmine.com/doc/edgar/0001995920/000199592023000003/s1_esmart.htm
10/26/2023	Announced	JVSPAC Acquisition	SPAC	50,000,000	Not Disclosed	Maxim Group LLC	https://www.renaissancecapital.com/IPO-Center/News/101599/SPAC-JVSPAC-Acquisition-files-for-a-$50-million-IPO-targeting-the-lifestyle
10/27/2023	Announced	Raytech Holding	Consumer Discretionary	14,000,000	Not Disclosed	Revere Securities	https://www.renaissancecapital.com/IPO-Center/News/101611/Personal-care-appliance-wholesaler-Raytech-Holding-files-and-sets-terms-for
10/27/2023	Announced	Aimei Health Technology	SPAC	60,000,000	Not Disclosed	Spartan Capital Securities	https://www.renaissancecapital.com/IPO-Center/News/101608/SPAC-Aimei-Health-Technology-increases-unit-offering-by-20-percent-ahead-of
10/30/2023	Announced	Lexeo Therapeutics	Healthcare	126,000,000	Not Disclosed	J.P. Morgan, Leerink Partners, Stifel, and RBC Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101623/Gene-therapy-biotech-Lexeo-Therapeutics-sets-terms-for-$126-million-IPO
10/31/2023	Announced	Planet Image International	Industrials	6,000,000	Not Disclosed	Tiger Brokers	https://www.renaissancecapital.com/IPO-Center/News/101662/Chinese-toner-cartridge-maker-Planet-Image-International-slashes-proposed-U
10/31/2023	Announced	Baiya International Group	Industrials	15,000,000	Not Disclosed	Baiya International Group	https://www.renaissancecapital.com/IPO-Center/News/101659/Chinese-recruitment-services-provider-Baiya-International-Group-files-for-a
10/31/2023	Announced	BloomZ	Communication Services	17,000,000	Not Disclosed	Network 1 Financial Securities	https://www.renaissancecapital.com/IPO-Center/News/101647/Japanese-audio-production-and-talent-management-firm-BloomZ-files-for-a-$17
10/31/2023	Announced	Alpha Technology Group	Technology	7,000,000	Not Disclosed	Prime Number Capital	https://www.renaissancecapital.com/IPO-Center/News/101644/Hong-Kong-based-tech-services-provider-Alpha-Technology-Group-prices-US-IPO
11/01/2023	Announced	Impact BioMedical	Healthcare	8,000,000	Not Disclosed	Aegis Capital Corp	https://www.renaissancecapital.com/IPO-Center/News/101698/Biomedical-technology-developer-Impact-BioMedical-sets-terms-for-$8-million
11/01/2023	Announced	Neo-Concept International Group Holdings	Consumer Discretionary	9,000,000	Not Disclosed	Revere Securities	https://www.renaissancecapital.com/IPO-Center/News/101695/Hong-Kong-based-Neo-Concept-International-Group-Holdings-files-and-sets-ter
11/01/2023	Announced	Ten-League International Holdings	Industrials	32,000,000	Not Disclosed	Eddid Securities	https://www.renaissancecapital.com/IPO-Center/News/101686/Singapore-based-equipment-provider-Ten-League-International-Holdings-files-
11/01/2023	Announced	Richtech Robotics	Technology	10,000,000	Not Disclosed	R.F. Lafferty & Co. and Revere Securities	https://www.renaissancecapital.com/IPO-Center/News/101682/Service-robot-developer-Richtech-Robotics-lowers-deal-size-by-33-percent-ah
11/01/2023	Announced	Hamilton Insurance Group	Financials	255,000,000	Not Disclosed	Barclays, Morgan Stanley, Citi, and Wells Fargo Securities	https://www.renaissancecapital.com/IPO-Center/News/101673/Bermuda-based-reinsurer-Hamilton-Group-sets-terms-for-$255-million-US-IPO
11/01/2023	Announced	Pineapple Financial	Financials	4,000,000	Not Disclosed	EF Hutton	https://www.renaissancecapital.com/IPO-Center/News/101665/Canadian-mortgage-brokerage-Pineapple-Financial-prices-US-IPO-at-$4-the-low
11/02/2023	Announced	Alternative Ballistics Corporation	Industrials	16,800,000	Not Disclosed	Not Disclosed	http://edgar.secdatabase.com/1159/149315223039034/filing-main.htm
11/03/2023	Announced	Lexeo Therapeutics	Healthcare	100,000,000	Not Disclosed	J.P. Morgan, Leerink Partners, Stifel, and RBC Capital Markets acted	https://www.renaissancecapital.com/IPO-Center/News/101714/Gene-therapy-biotech-Lexeo-Therapeutics-prices-IPO-at-$11-below-the-range
11/06/2023	Announced	Sequoia Vaccines	Healthcare	20,000,000	Not Disclosed	ThinkEquity	https://www.renaissancecapital.com/IPO-Center/News/101748/Vaccine-developer-Sequoia-Vaccines-files-for-a-$20-million-IPO
11/06/2023	Announced	Perfect Moment	Consumer Discretionary	16,000,000	Not Disclosed	ThinkEquity and Laidlaw & Company	https://www.renaissancecapital.com/IPO-Center/News/101742/UK-based-luxury-outerwear-brand-Perfect-Moment-sets-terms-for-$16-million-U
11/06/2023	Announced	CARGO Therapeutics	Healthcare	300,000,000	Not Disclosed	J.P. Morgan, Jefferies, TD Cowen, and Truist Securities	https://www.renaissancecapital.com/IPO-Center/News/101730/Cancer-biotech-CARGO-Therapeutics-sets-terms-for-$300-million-IPO
11/07/2023	Announced	Amphitrite Digital	Consumer Discretionary	10,000,000	Not Disclosed	Maxim Group LLC	https://www.renaissancecapital.com/IPO-Center/News/101770/Smooth-sailing-Maritime-tour-operator-Amphitrite-Digital-files-and-sets-ter
11/08/2023	Announced	Agriculture & Natural Solutions Acquisition	SPAC	300,000,000	Not Disclosed	Citi	https://www.renaissancecapital.com/IPO-Center/News/101800/Riverstone-backed-SPAC-Agriculture-and-Natural-Solutions-Acquisition-prices
11/08/2023	Announced	HW Electro	Consumer Discretionary	17,000,000	Not Disclosed	Univest Securities	https://www.renaissancecapital.com/IPO-Center/News/101797/Japanese-EV-retailer-HW-Electro-files-for-a-$17-million-US-IPO
11/08/2023	Announced	The Fortegra Group	Financials	100,000,000	Not Disclosed	Goldman Sachs, J.P. Morgan, Jefferies, and Barclays	https://www.renaissancecapital.com/IPO-Center/News/101794/Specialty-insurer-Fortegra-files-for-a-$100-million-IPO
11/08/2023	Announced	DDC Enterprise	Technology	45,000,000	Not Disclosed	CMB International Capital, The Benchmark Company, Maxim Group LLC, and Freedom Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101788/Freshly-baked-deal-Hong-Kong-based-food-retailer-DDC-Enterprise-sets-terms-
11/08/2023	Announced	Sichuan Wanma Benteng Technology	SPAC	70,000,000	Not Disclosed	Not Disclosed	https://www.renaissancecapital.com/IPO-Center/News/101779/Asia-focused-SPAC-Sichuan-Wanma-Benteng-Technology-files-for-a-$70-million-
11/09/2023	Announced	QMIS TBS Capital Group	Industrials	17,000,000	Not Disclosed	Pacific Century Securities	https://www.renaissancecapital.com/IPO-Center/News/101835/Malaysian-professional-services-firm-QMIS-TBS-Capital-Group-files-for-a-$17
11/09/2023	Announced	BioLingus	Healthcare	7,000,000	Not Disclosed	Univest Securities	https://www.renaissancecapital.com/IPO-Center/News/101842/Switzerland-based-biotech-BioLingus-slashes-deal-size-by-85-percent-ahead-o
11/09/2023	Announced	ZEEKR Intelligent Technology Holding	Consumer Discretionary	50,000,000	Not Disclosed	Goldman Sachs, Morgan Stanley, BofA Securities, and CICC	https://www.renaissancecapital.com/IPO-Center/News/101832/Chinese-premium-EV-brand-ZEEKR-files-for-an-estimated-$500-million-US-IPO
11/09/2023	Announced	J-Long Group	Consumer Discretionary	7,000,000	Not Disclosed	Eddid Securities and Futures	https://www.renaissancecapital.com/IPO-Center/News/101820/Hong-Kong-based-garment-trim-distributor-J-Long-Group-sets-terms-for-$7-mil
11/09/2023	Announced	AI Transportation Acquisition	SPAC	60,000,000	Not Disclosed	EF Hutton	https://www.renaissancecapital.com/IPO-Center/News/101804/SPAC-AI-Transportation-Acquisition-prices-upsized-$60-million-IPO-targeting
11/10/2023	Announced	CARGO Therapeutics	Healthcare	281,000,000	Not Disclosed	J.P. Morgan, Jefferies, TD Cowen, and Truist Securities	https://www.renaissancecapital.com/IPO-Center/News/101848/Cancer-biotech-CARGO-Therapeutics-prices-IPO-at-$15-the-low-end-of-the-rang
11/10/2023	Announced	Hamilton Insurance Group	Financials	225,000,000	Not Disclosed	Barclays, Morgan Stanley, Citi, and Wells Fargo Securities	https://www.renaissancecapital.com/IPO-Center/News/101845/Bermuda-based-reinsurer-Hamilton-Group-prices-US-IPO-at-$15-below-the-range
11/13/2023	Announced	UL Solutions	Industrials	100,000,000	Not Disclosed	Goldman Sachs, J.P. Morgan, BofA Securities, Citi, Jefferies, and UBS Investment Bank	https://www.renaissancecapital.com/IPO-Center/News/101868/Product-assessment-services-provider-UL-Solutions-files-for-an-estimated-$1
11/13/2023	Announced	YY Group Holding	Industrials	7,000,000	Not Disclosed	Tiger Brokers	https://www.renaissancecapital.com/IPO-Center/News/101879/Singapore-based-outsourcing-firm-YY-Group-Holding-files-and-sets-terms-for-
11/13/2023	Announced	Samfine Creation Holdings Group	Industrials	11,000,000	Not Disclosed	Revere Securities	https://www.renaissancecapital.com/IPO-Center/News/101882/Hong-Kong-based-printer-Samfine-Creation-Holdings-Group-files-and-sets-term
11/13/2023	Announced	FreeCast	Technology	23,000,000	Not Disclosed	Maxim Group LLC	https://www.renaissancecapital.com/IPO-Center/News/101891/Video-streaming-platform-FreeCast-submits-new-blank-filing-for-a-$23-millio
11/14/2023	Announced	Signing Day Sports	Technology	6,000,000	Not Disclosed	Boustead Securities	https://www.renaissancecapital.com/IPO-Center/News/101895/Student-athlete-recruiting-platform-Signing-Day-Sports-prices-downsized-IPO
11/14/2023	Announced	Shimmick	Industrials	25,000,000	Not Disclosed	Roth Capital	https://www.renaissancecapital.com/IPO-Center/News/101898/Construction-firm-Shimmick-prices-downsized-IPO-at-$7-well-below-the-range
11/14/2023	Announced	Telomir Pharmaceuticals	Healthcare	14,000,000	Not Disclosed	Kingswood Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101902/Small-molecule-biotech-Telomir-Pharmaceuticals-files-for-a-$14-million-IPO
11/14/2023	Announced	Global Lights Acquisition	SPAC	60,000,000	Not Disclosed	Chardan Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101910/Sustainability-SPAC-Global-Lights-Acquisition-prices-$60-million-IPO
11/14/2023	Announced	Key Mining	Materials	25,000,000	Not Disclosed	Titan Partners	https://www.renaissancecapital.com/IPO-Center/News/101913/Early-stage-mining-company-Key-Mining-files-for-a-$25-million-IPO
11/16/2023	Announced	Majestic Ideal Holdings	Industrials	11,000,000	Not Disclosed	WestPark Capital	https://www.renaissancecapital.com/IPO-Center/News/101945/Majestic-Ideal-Holdings-removes-insider-selling-changes-lead-bank-ahead-of-
11/17/2023	Announced	IB Acquisition	SPAC	100,000,000	Not Disclosed	I-Bankers Securities and IB Capital	https://www.renaissancecapital.com/IPO-Center/News/101983/SPAC-IB-Acquisition-files-for-a-$100-million-IPO
11/17/2023	Announced	Bayview Acquisition	SPAC	50,000,000	Not Disclosed	Chardan Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101980/SPAC-Bayview-Acquisition-files-for-a-$50-million-IPO-targeting-businesses-i
11/17/2023	Announced	U-BX Technology	Technology	10,000,000	Not Disclosed	Prime Number Capital	https://www.renaissancecapital.com/IPO-Center/News/101974/U-BX-Technology-slashes-share-offering-by-60-percent-changes-lead-bank-ahea
11/17/2023	Announced	Carmot Therapeutics	Healthcare	100,000,000	Not Disclosed	J.P. Morgan, BofA Securities, Piper Sandler, and Guggenheim Securities	https://www.renaissancecapital.com/IPO-Center/News/101971/Metabolic-disease-biotech-Carmot-Therapeutics-files-for-a-$100-million-IPO
11/17/2023	Announced	Wetouch Technology	Technology	24,000,000	Not Disclosed	WestPark Capital, Craft Capital Management, R.F. Lafferty & Co, and Orientiert XYZ Securities	https://www.renaissancecapital.com/IPO-Center/News/101967/Wetouch-Technology-cuts-deal-size-by-46-percent-ahead-of-$24-million-Nasdaq
11/17/2023	Announced	Alta Global Group	Consumer Discretionary	17,000,000	Not Disclosed	ThinkEquity	https://www.renaissancecapital.com/IPO-Center/News/101964/Australia-based-fitness-program-provider-Alta-Global-Group-files-for-a-$17-
11/17/2023	Announced	Richtech Robotics	Technology	11,000,000	Not Disclosed	R.F. Lafferty & Co	https://www.renaissancecapital.com/IPO-Center/News/101961/Service-robot-developer-Richtech-Robotics-prices-IPO-at-$5
11/17/2023	Announced	DDC Enterprise	Consumer Staples	33,000,000	Not Disclosed	CMB International Capital, The Benchmark Company, Maxim Group LLC, and Freedom Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/101954/Hong-Kong-based-food-retailer-DDC-Enterprise-prices-downsized-US-IPO-at-$8
11/20/2023	Announced	COR3 & Co	Consumer Discretionary	17,000,000	Not Disclosed	Eddid Securities and Futures	https://www.renaissancecapital.com/IPO-Center/News/102010/Malaysia-based-apparel-retailer-COR3-and-Co.-(Holdings)-files-and-sets-term
11/20/2023	Announced	Flewber Global	Industrials	15,000,000	Not Disclosed	Joseph Stone Capital	https://www.renaissancecapital.com/IPO-Center/News/102007/Private-air-travel-company-Flewber-Global-revises-terms-replaces-lead-banks
11/21/2023	Announced	Fortune Valley Treasures	Consumer Staples	6,000,000	Not Disclosed	Joseph Stone Capital	https://www.renaissancecapital.com/IPO-Center/News/102038/Chinese-food-distributor-Fortune-Valley-Treasures-further-cuts-share-offeri
11/21/2023	Announced	Top Wealth Group Holding	Consumer Staples	10,000,000	Not Disclosed	Pacific Century Securities and Revere Securities	https://www.renaissancecapital.com/IPO-Center/News/102034/Hong-Kong-based-caviar-supplier-Top-Wealth-Group-Holding-files-and-sets-ter
11/21/2023	Announced	Elevai Labs	Consumer Staples	6,000,000	Not Disclosed	Univest Securities and Webull Financial	https://www.renaissancecapital.com/IPO-Center/News/102016/Skincare-company-Elevai-Labs-prices-IPO-at-$4-the-low-end-of-the-range
11/21/2023	Announced	Colombier Acquisition II	SPAC	150,000,000	Not Disclosed	BTIG	https://www.renaissancecapital.com/IPO-Center/News/102013/SPAC-Colombier-Acquisition-II-prices-upsized-$150-million-IPO-targeting-ent
11/22/2023	Announced	SU Group Holdings	Industrials	6,000,000	Not Disclosed	The Benchmark Company	https://www.renaissancecapital.com/IPO-Center/News/102050/Hong-Kong-based-security-company-SU-Group-Holdings-files-and-sets-terms-for
11/22/2023	Announced	Stagewise Strategies Corp	Consumer Discretionary	120,000	Not Disclosed	Not Disclosed	https://www.streetinsider.com/SEC+Filings/Form+S-1+StageWise+Strategies/22449042.html
11/27/2023	Announced	Oranco	Consumer Staples	9,000,000	Not Disclosed	Tiger Brokers	https://www.renaissancecapital.com/IPO-Center/News/102081/Baijiu-distributor-Oranco-revises-terms-ahead-of-$9-million-US-IPO
11/28/2023	Announced	SolarJuice	Industrials	45,000,000	Not Disclosed	Maxim Group LLC and Freedom Capital Markets	https://www.renaissancecapital.com/IPO-Center/News/102086/Solar-based-energy-solutions-provider-SolarJuice-sets-new-terms-for-$45-mil
11/28/2023	Announced	EvoAir Holdings	Industrials	15,000,000	Not Disclosed	Network 1 Financial Securities	https://www.renaissancecapital.com/IPO-Center/News/102098/Malaysia-based-HVAC-system-maker-EvoAir-Holdings-files-for-a-$15-million-up
11/30/2023	Announced	Fenbo Holdings	Consumer Discretionary	5,000,000	Not Disclosed	EF Hutton	https://www.renaissancecapital.com/IPO-Center/News/102120/Hong-Kong-based-hair-appliance-maker-Fenbo-Holdings-prices-US-IPO-at-$5
12/01/2023	Announced	QMMM Holdings	Communication Services	8,000,000	Not Disclosed	Pacific Century Securities	https://www.renaissancecapital.com/IPO-Center/News/102162/Hong-Kong-based-ad-services-firm-QMMM-Holdings-ups-share-offering-by-67-per
12/01/2023	Announced	Garden Stage	Financials	10,000,000	Not Disclosed	Revere Securities, Dominari Securities, and R.F. Lafferty & Co.	https://www.renaissancecapital.com/IPO-Center/News/102151/Hong-Kong-based-financial-services-firm-Garden-Stage-prices-US-IPO-at-$4-th

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Follow-ons

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Date	Status	Issuer	Sector	Amount	Legal Counsel	Underwriter	Source Links
10/02/2023	Closed	Gaia, Inc	Communication Services	5,000,000	Not Disclosed	Lake Street Capital Markets, LLC	https://www.marketscreener.com/quote/stock/GAIA-INC-29752152/news/Gaia-Announces-Pricing-of-Underwritten-Public-Offering-of-Common-Stock-44972234/
10/02/2023	Announced	Third Harmonic Bio, Inc	Healthcare	150,000,000	Not Disclosed	Not Disclosed	https://ir.thirdharmonicbio.com/node/7336/html
10/02/2023	Closed	Biohaven Ltd	Healthcare	225,000,000	Not Disclosed	J.P. Morgan, TD Cowen, Leerink Partners, and Piper Sandler	https://www.prnewswire.com/news-releases/biohaven-announces-pricing-of-225-million-public-offering-of-common-shares-301945195.html
10/02/2023	Announced	Vistagen Therapeutics, Inc	Healthcare	100,000,000	Not Disclosed	Jefferies, Stifel, and William Blair	https://us.acrofan.com/detail.php?number=884834
10/03/2023	Announced	Momentus Inc	Industrials	4,000,000	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231002470886/en/Momentus-Announces-4.0-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules
10/04/2023	Announced	Kineta, Inc	Healthcare	3,000,000	Not Disclosed	Not Disclosed	https://www.biospace.com/article/releases/kineta-inc-announces-3-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/
10/05/2023	Announced	ALX Oncology Holdings Inc	Healthcare	55,000,000	Not Disclosed	UBS Investment Bank, Piper Sandler and Cantor	https://ir.alxoncology.com/news-releases/news-release-details/alx-oncology-announces-pricing-public-offering
10/06/2023	Announced	ShiftPixy, Inc	Industrial	2,500,000	Not Disclosed	Not Disclosed	https://ir.shiftpixy.com/news-events/press-releases/detail/148/shiftpixy-inc-announces-2-5-million-registered-direct
10/10/2023	Closed	Northern Oil and Gas, Inc	Energy	252,700,000	Not Disclosed	Citigroup	https://www.northernoil.com/news-media/press-releases/detail/362/nog-announces-pricing-of-public-offering-of-common-stock
10/10/2023	Closed	TD SYNNEX Corporation	Information Technology	666,157,500	Not Disclosed	Goldman Sachs & Co LLC and J.P. Morgan Securities LLC	https://www.stocktitan.net/news/SNX/td-synnex-announces-launch-of-secondary-public-offering-of-common-3fx86c8mhs9t.html
10/10/2023	Closed	The Real Good Food Company, Inc	Consumer Staples	14,250,000	Not Disclosed	B. Riley	https://investors.realgoodfoods.com/news-releases/news-release-details/real-good-food-company-inc-announces-commencement-public
10/11/2023	Closed	Hall of Fame Resort & Entertainment Company	Media	2,800,000	Not Disclosed	Maxim Group LLC	https://www.prnewswire.com/news-releases/hall-of-fame-resort–entertainment-company-announces-pricing-of-2-8-million-public-offering-of-common-stock-and-warrants-301953635.html
10/11/2023	Announced	Cerevel Therapeutics Holdings, Inc	Healthcare	400,000,000	Not Disclosed	Goldman Sachs & Co. LLC and Stifel, Nicolaus & Company,	https://www.streetinsider.com/Corporate+News/Cerevel+Therapeutics+%28CERE%29+Announces+%24400M+Proposed+Public+Offering+of+Common+Stock/22263079.html
10/11/2023	Closed	Dakota Gold Corp.	Materials	17,000,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/dakota-gold-corp-announces-strategic-093000226.html
10/11/2023	Closed	Scholar Rock Holding Corporation	Healthcare	85,000,000	Not Disclosed	Not Disclosed	https://www.nasdaq.com/articles/why-scholar-rock-holding-stock-soared-today
10/12/2023	Announced	Longeveron Inc	Healthcare	4,000,000	Not Disclosed	Not Disclosed	https://investors.longeveron.com/news/News/news-details/2023/Longeveron-Announces-4-Million-Registered-Direct-Offering-Priced-At-the-Market-Under-Nasdaq-Rules/default.aspx
10/12/2023	Announced	Sidus Space, Inc	Telecommunications	2,000,000	Not Disclosed	Not Disclosed	https://investors.sidusspace.com/news-events/press-releases/detail/128/sidus-space-announces-2-0-million-registered-direct
10/16/2023	Announced	Correlate Energy	Industrials	14,000,000	Not Disclosed	Aegis Capital Corp	https://www.renaissancecapital.com/IPO-Center/News/101408/Energy-focused-services-provider-Correlate-Energy-files-for-a-$14-million-N
10/16/2023	Announced	Nuvalent, Inc	Healthcare	300,000,000	Not Disclosed	J.P. Morgan, TD Cowen, Piper Sandler and BMO Capital Markets	https://www.prnewswire.com/news-releases/nuvalent-announces-public-offering-of-common-stock-301957354.html
10/16/2023	Announced	Nuvve Holding Corp	Industrials	1,000,000	Not Disclosed	Aegis Capital Corp	https://www.streetinsider.com/PRNewswire/Nuvve+Holding+Corp.+Announces+Pricing+of+%241%2C000%2C000+Underwritten+Public+Offering/22285548.html
10/16/2023	Announced	22nd Century Group, Inc	Consumer/Retail	5,250,000	Not Disclosed	The Special Equities Group	https://www.marketscreener.com/quote/stock/22ND-CENTURY-GROUP-INC-40311253/news/22nd-Century-Announces-Pricing-of-5-25-Million-Public-Offering-45081444/
10/17/2023	Announced	Ultragenyx Pharmaceutical Inc.	Healthcare	300,000,000	Not Disclosed	Not Disclosed	https://ir.ultragenyx.com/news-releases/news-release-details/ultragenyx-announces-proposed-public-offering-common-stock-5
10/17/2023	Announced	Bridger Aerospace Group Holdings, Inc.	Industrials	70,000,000	Not Disclosed	Stifel, Nicolaus & Company, BTIG LLC and Canaccord Genuity LLC	https://www.globenewswire.com/news-release/2023/10/17/2761925/0/en/Bridger-Aerospace-Announces-70-Million-Proposed-Public-Follow-On-Offering-to-Fund-Growth-Initiatives.html
10/17/2023	Closed	NuZee, Inc	Consumer/Retail	1,275,000	Not Disclosed	Not Disclosed	https://seekingalpha.com/news/4021500-nuzee-stock-plummets-on-pricing-of-1275m-underwritten-public-offering
10/17/2023	Announced	Ultragenyx Pharmaceutical Inc	Healthcare	300,000,000	Not Disclosed	J.P. Morgan, Goldman Sachs & Co. LLC, BofA Securities, and TD Cowen	https://finance.yahoo.com/news/ultragenyx-announces-pricing-public-offering-011600155.html
10/17/2023	Announced	Bridger Aerospace Group Holdings, Inc.	Industrials	70,000,000	Not Disclosed	Stifel, Nicolaus & Company, Incorporated, BTIG LLC and Canaccord Genuity LLC	https://www.globenewswire.com/news-release/2023/10/17/2761925/0/en/Bridger-Aerospace-Announces-70-Million-Proposed-Public-Follow-On-Offering-to-Fund-Growth-Initiatives.html
10/18/2023	Announced	Carlyle Credit Income Fund	Financials	28,800,000	Not Disclosed	Ladenburg Thalmann & Co. Inc, B. Riley Securities, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co. and InspereX LLC	https://www.prnewswire.com/news-releases/carlyle-credit-income-fund-prices-offering-of-preferred-shares-301961381.html
10/19/2023	Announced	Golfsuites 1. Inc	Consumer Discretionary	60,000,000	Not Disclosed	Not Disclosed	http://pdf.secdatabase.com/502/0001104659-23-110048.pdf
10/19/2023	Closed	Arcutis Biotherapeutics, Inc	Healthcare	100,000,000	Not Disclosed	Morgan Stanley, TD Cowen and Guggenheim Securities	https://www.arcutis.com/arcutis-announces-pricing-of-100-million-public-offering/
10/20/2023	Announced	Great Ajax Corp.	Real Estate	11,000,000	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231020101327/en/Ellington-Financial-and-Great-Ajax-Corp.-Announce-Mutual-Termination-of-Merger-Agreement
10/23/2023	Announced	Rexford Industrial Realty, Inc	Real Estate	1,250,000,000	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/rexford-industrial-announces-245-million-of-investment-activity-301969210.html
10/24/2023	Closed	Alphatec Holdings, Inc	Healthcare	150,000,000	Not Disclosed	Morgan Stanley, TD Cowen, Barclays and Stifel	https://www.businesswire.com/news/home/20231024018696/en/ATEC-Announces-Pricing-of-Public-Offering-of-Common-Stock
10/24/2023	Announced	AppTech Payments Corp	Financials	3,500,000	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/24/2765691/0/en/AppTech-Payments-Corp-Announces-Pricing-of-3-5-Million-Registered-Direct-Offering.html
10/24/2023	Announced	Marathon Digital Holdings, Inc	Information Technology	750,000,000	Not Disclosed	Not Disclosed	https://seekingalpha.com/news/4023655-marathon-digital-files-mixed-shelf
10/24/2023	Closed	IDEAYA Biosciences, Inc	Healthcare	125,000,000	Not Disclosed	J.P. Morgan, Goldman Sachs & Co. LLC, Jefferies and RBC Capital Markets	https://www.prnewswire.com/news-releases/ideaya-announces-proposed-public-offering-of-common-stock-and-pre-funded-warrants-301966417.html
10/25/2023	Announced	Nuvve Holding Corp.	Technology	2,066,000	Not Disclosed	Not Disclosed	https://www.prnewswire.com/news-releases/nuvve-holding-corp-announces-pricing-of-2-066-registered-direct-offering-priced-at-the-market-301968840.html
10/26/2023	Announced	Mustang Bio, Inc.	Healthcare	4,400,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/mustang-bio-announces-4-4-163000771.html
10/30/2023	Closed	Dolphin Entertainment, Inc.	Media	2,300,000	Not Disclosed	Maxim Group LLC	https://finance.yahoo.com/news/dolphin-entertainment-inc-announces-pricing-124500124.html
10/30/2023	Announced	Allarity Therapeutics, Inc	Healthcare	50,000,000	Not Disclosed	Not Disclosed	https://www.sec.gov/Archives/edgar/data/1860657/000121390023082839/ea184370-s3_allarity.htm
10/30/2023	Announced	SELLAS Life Sciences Group, Inc	Healthcare	4,000,000	Not Disclosed	Not Disclosed	https://www.biospace.com/article/releases/sellas-life-sciences-announces-4-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/
10/31/2023	Announced	ContraFect Corporation	Healthcare	15,000,000	Not Disclosed	Not Disclosed	https://www.streetinsider.com/Corporate+News/ContraFect+%28CFRX%29+Announces+%2415M+Share+Offering/22333711.html?classic=1
10/31/2023	Announced	Xcel Energy Inc	Utilities	2,500,000,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/xcel-energy-inc-nasdaq-xel-163143390.html
10/31/2023	Announced	Worksport, Ltd.	Industrial	4,700,000	Not Disclosed	Maxim Group LLC	https://investors.worksport.com/worksport-announces-pricing-of-approximately-4-7-million-registered-direct-offering-concurrent-private-placement/
10/31/2023	Announced	Biofrontera Inc	Healthcare	4,500,000	Not Disclosed	Roth Capital Partners	https://finance.yahoo.com/news/biofrontera-inc-announces-4-5-120100250.html
11/01/2023	Closed	IperionX Limited	Materials	12,700,000	Not Disclosed	Not Disclosed	https://www.advfn.com/stock-market/USOTC/TAOFF/stock-news/92424840/form-6-k-report-of-foreign-issuer-rules-13a-16
11/01/2023	Announced	Apellis Pharmaceuticals, Inc.	Healthcare	300,000,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/apellis-pharmaceuticals-reports-third-quarter-110500469.html
11/01/2023	Announced	SEACOR Marine Holdings Inc	Energy	25,000,000	Not Disclosed	Not Disclosed	https://www.stocktitan.net/news/SMHI/seacor-marine-announces-third-quarter-2023-7ve2k9q8ptoo.html
11/01/2023	Announced	Fluence Corporation Limited	Industrials	26,190,000	Not Disclosed	Bell Potter Securities Limited	https://www.marketindex.com.au/asx/flc/announcements/fluence-to-raise-up-to-a407m-to-substantially-reduce-debt-3A629879
11/01/2023	Announced	Atara Biotherapeutics, Inc.	Healthcare	100,000,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/atara-biotherapeutics-inc-nasdaq-atra-175041899.html
11/02/2023	Announced	Kura Oncology, Inc.	Healthcare	100,000,000	Not Disclosed	BofA Securities, Jefferies and SVB Securities	https://ir.kuraoncology.com/news-releases/news-release-details/kura-oncology-announces-pricing-100-million-public-offering-0
11/06/2023	Announced	Corebridge Financial, Inc	Financials	1,000,000,000	Not Disclosed	Goldman Sachs & Co. LLC and J.P. Morgan	https://www.businesswire.com/news/home/20231106666479/en/AIG-Announces-Pricing-of-Secondary-Offering-of-Corebridge-Financial-Inc.-Common-Stock
11/06/2023	Announced	Alpine Immune Sciences, Inc	Healthcare	150,000,000	Not Disclosed	Morgan Stanley, TD Cowen and Leerink Partners	https://www.businesswire.com/news/home/20231106758126/en/Alpine-Immune-Sciences-Announces-Pricing-of-150-Million-Public-Offering
11/06/2023	Announced	Aura Biosciences, Inc.	Healthcare	99,000,000	Not Disclosed	Leerink Partners, TD Cowen and Evercore ISI	https://www.bloomberg.com/press-releases/2023-11-06/aura-biosciences-announces-proposed-public-offering-of-common-stock
11/06/2023	Announced	Clearwater Analytics Holdings, Inc	Financials	350,000,000	Not Disclosed	J.P. Morgan	https://www.bloomberg.com/press-releases/2023-11-07/clearwater-analytics-announces-pricing-of-upsized-secondary-offering-of-class-a-common-stock
11/06/2023	Announced	Welltower Inc	Real Estate	17,500,000	Not Disclosed	BofA Securities, Inc. and Goldman Sachs & Co. LLC	https://www.prnewswire.com/news-releases/welltower-announces-public-offering-price-of-17-500-000-shares-of-common-stock-301979410.html
11/06/2023	Announced	The Vita Coco Company, Inc	Consumer Staples	110,440,000	Not Disclosed	BofA Securities, Inc	https://www.nasdaq.com/press-release/the-vita-coco-company-inc.-announces-secondary-offering-of-common-stock-2023-11-06
11/07/2023	Announced	LQR House Inc	Communication Services	11,000,000	Not Disclosed	EF Hutton	https://www.sec.gov/ix?doc=/Archives/edgar/data/1843165/000121390023084277/ea187756-s1_lqrhouse.htm
11/07/2023	Announced	Applied DNA Sciences, Inc.	Healthcare	6,400,000	Not Disclosed	McDermott Will & Emery LLP,	https://s3.amazonaws.com/sec.irpass.cc/2592/0001104659-23-115320.htm
11/07/2023	Announced	Sage Therapeutics, Inc	Healthcare	250,000,000	Wilmer Cutler Pickering Hale and Dorr LLP	Not Disclosed	https://www.streetinsider.com/Corporate+News/SAGE+Therapeutics+%28SAGE%29+Enters+Sales+Agreement+with+Cowen+for+Up+to+%24250M+Shares/22370767.html?classic=1
11/07/2023	Announced	IDACORP, Inc	Utilities	260,000,000	Not Disclosed	Wells Fargo Securities, LLC and Morgan Stanley	https://www.businesswire.com/news/home/20231107670652/en/IDACORP-Inc.-Announces-Public-Offering-of-260-Million-of-Shares-of-Common-Stock
11/07/2023	Announced	Sempra	Utilities	1,200,000,060	Not Disclosed	Morgan Stanley and Citigroup	https://www.sempra.com/sempra-announces-pricing-public-offering-common-stock-0
11/07/2023	Announced	Spirit AeroSystems Holdings, Inc	Industrials	200,000,000	Not Disclosed	Morgan Stanley, Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC	https://www.prnewswire.com/news-releases/spirit-aerosystems-announces-proposed-public-offering-of-class-a-common-stock-301980705.html
11/07/2023	Closed	Celldex Therapeutics, Inc	Healthcare	200,475,000	Not Disclosed	Jefferies, Leerink Partners, Guggenheim Securities and Cantor	https://finance.yahoo.com/news/celldex-therapeutics-announces-pricing-public-041500429.html
11/08/2023	Announced	Myriad Genetics, Inc	Healthcare	100,000,000	Not Disclosed	Goldman Sachs & Co. LLC, Morgan Stanley and Wells Fargo Securities	https://www.globenewswire.com/news-release/2023/11/08/2776729/0/en/Myriad-Genetics-Announces-Proposed-Offering-of-100-Million-of-Shares-of-Common-Stock.html
11/08/2023	Announced	Orgenesis Inc	Healthcare	1,100,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/orgenesis-inc-announces-pricing-1-140000201.html
11/08/2023	Announced	Knife River Corporation	Materials	277,688,682	Not Disclosed	J.P. Morgan, Wells Fargo Securities and BofA Securities, RBC Capital Markets and TD Securities	https://www.businesswire.com/news/home/20231107146129/en/Knife-River-Corporation-Announces-Pricing-of-Secondary-Offering-of-Common-Stock
11/08/2023	Announced	Treasure Global Inc	Communication Services	5,000,000	Not Disclosed	EF Hutton	https://seekingalpha.com/filing/8023199?hasComeFromMpArticle=false
11/09/2023	Announced	Chesapeake Utilities Corporation	Utilities	330,000,000	Not Disclosed	Barclays Capital Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC	https://www.prnewswire.com/news-releases/chesapeake-utilities-announces-public-offering-of-330-million-of-shares-of-common-stock-301983401.html
11/09/2023	Announced	AMC Entertainment Holdings, Inc.	Communication Services	350,000,000	Not Disclosed	Not Disclosed	https://www.yahoo.com/finance/news/amc-stock-tumbles-as-company-announces-350-million-share-offering-171748847.html
11/13/2023	Closed	DoubleVerify Holdings, Inc	Information Technology	380,625,000	Not Disclosed	Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC	https://ir.doubleverify.com/news-events/press-releases/detail/268/doubleverify-announces-launch-of-secondary-offering-by
11/13/2023	Announced	Ameren Corporation	Multi-Utilities	907,000,000	Not Disclosed	Barclays Capital Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Mizuho Securities USA LLC and Wells Fargo Securities, LLC	https://www.prnewswire.com/news-releases/ameren-announces-pricing-of-senior-notes-due-2026-301989882.html
11/13/2023	Closed	Runway Growth Finance Corp	Financials	471,000,000	Not Disclosed	Wells Fargo Securities, Morgan Stanley & Co. LLC, BofA Securities, and UBS Securities LLC	https://www.enidnews.com/region/runway-growth-finance-corp-announces-pricing-of-secondary-offering-of-common-stock-by-selling/article_16700783-6318-5439-8c64-572ddb9e91d1.html
11/13/2023	Closed	Viper Energy, Inc.	Energy	264,000,000	Not Disclosed	Barclays	https://finance.yahoo.com/news/viper-energy-announces-pricing-secondary-001100185.html
11/14/2023	Announced	Movano Inc.	Technology	3,600,000	Not Disclosed	The Benchmark Company, LLC	https://www.prnewswire.com/news-releases/movano-health-prices-3-6-million-public-offering-301988517.html
11/15/2023	Announced	Acurx Pharmaceuticals, Inc.	Healthcare	17,000,000	Not Disclosed	Not Disclosed	https://www.streetinsider.com/Corporate+News/Acurx+Pharmaceuticals+%28ACXP%29+Announces+%2417M+ATM+Offering/22420886.html
11/15/2023	Announced	MAIA Biotechnology, Inc.	Healthcare	4,000,000	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231115523423/en/MAIA-Biotechnology-Announces-4-Million-Registered-Direct-Offering
11/15/2023	Closed	Dynatrace, Inc	Software	525,000,000	Not Disclosed	BofA Securities	https://csimarket.com/news/dynatrace_announces_pricing_of_public_offering_by_selling_stockholders2023-11-15133709
11/15/2023	Closed	Augmedix, Inc	Healthcare	25,000,000	Not Disclosed	Evercore ISI and William Blair	https://www.nasdaq.com/press-release/augmedix-announces-pricing-of-upsized-public-offering-of-6250000-shares-of-common
11/16/2023	Announced	Reviva Pharmaceutical Holdings, Inc.	Healthcare	30,000,000	Not Disclosed	Not Disclosed	https://revivapharma.com/reviva-announces-30-million-registered-direct-offering-priced-at-the-market-under-nasdaq-rules/
11/16/2023	Announced	CEL-SCI Corporation	Healthcare	5,000,000	Not Disclosed	Not Disclosed	https://www.barrons.com/articles/cel-sci-announces-pricing-of-5-million-offering-of-common-stock-443bb37d
11/16/2023	Announced	BioCardia, Inc.	Healthcare	1,300,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/biocardia-announces-1-3-million-175600356.html
11/20/2023	Announced	authID Inc.	Technology	9,400,000	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/20/2783169/0/en/authID-Inc-Announces-Pricing-of-Approximately-9-4-Million-Registered-Direct-Offering.html
11/20/2023	Announced	Gain Therapeutics, Inc	Healthcare	4,400,000	Not Disclosed	Newbridge Securities Corporation	https://www.biospace.com/article/releases/gain-therapeutics-announces-pricing-of-9-4-million-public-offering-and-concurrent-private-placement-of-common-stock-and-warrants/
11/20/2023	Announced	Core Scientific, Inc	Healthcare	55,000,000	Not Disclosed	Not Disclosed	https://www.businesswire.com/news/home/20231120748600/en/Core-Scientific-Inc.-Announces-55-Million-Equity-Rights-Offering
11/20/2023	Announced	Zevra Therapeutics, Inc	Healthcare	9,980,000	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/ZEVRA-THERAPEUTICS-INC-117033343/news/Zevra-Therapeutics-Completes-Acquisition-of-Acer-Therapeutics-in-its-Journey-to-Become-a-Leading-Rar-45397474/
11/20/2023	Announced	Ovintiv Inc.	Closed	416,900,000	Not Disclosed	Goldman Sachs & Co. LLC	https://finance.yahoo.com/news/ovintiv-announces-upsize-pricing-offering-043600614.html
11/22/2023	Announced	Fundrise Growth Ereit VII, LLC	Real Estate	67,375,692	Not Disclosed	Goodwin Procter LLP	https://www.publicnow.com/view/2CED1D91D2F7D7067F955C7438A0C33EF36741C2
11/28/2023	Announced	Revasum, Inc	Information Technology	4,060,000	Not Disclosed	Not Disclosed	https://www.marketindex.com.au/asx/rvs/announcements/successful-completion-of-institutional-entitlement-bookbuild-2A1490954
11/28/2023	Closed	Verve Therapeutics, Inc	Healthcare	125,000,000	Not Disclosed	Jefferies, Guggenheim Securities, William Blair, BMO Capital Markets, and RBC Capital Markets	https://ir.vervetx.com/news-releases/news-release-details/verve-therapeutics-announces-pricing-public-offering-common
11/28/2023	Closed	Las Vegas Sands Corp	Consumer Discretionary	2,035,620,000	Not Disclosed	Goldman Sachs & Co. LLC and BofA Securities	https://www.prnewswire.com/news-releases/las-vegas-sands-announces-launch-of-common-stock-offering-by-its-principal-stockholder-301999802.html
11/28/2023	Closed	Seelos Therapeutics, Inc	Healthcare	5,550,000	Not Disclosed	Titan Partners Group	https://www.prnewswire.com/news-releases/seelos-therapeutics-announces-pricing-of-5-55-million-public-offering-302000013.html
11/30/2023	Announced	TransCode Therapeutics, Inc	Healthcare	1,200,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/transcode-therapeutics-announces-1-2-195300408.html
11/30/2023	Closed	Clean Invest Africa Plc	Mining	161,469	Not Disclosed	Not Disclosed	https://www.research-tree.com/newsfeed/article/clean-invest-africa-plc-issue-of-convertible-loan-notes-2148042
12/01/2023	Closed	Super Micro Computer, Inc.	Technology	524,000,000	Not Disclosed	J.P. Morgan, BofA Securities and Goldman Sachs & Co. LLC	https://www.businesswire.com/news/home/20231201453801/en/Supermicro-Announces-Pricing-of-Public-Offering-of-Common-Stock
12/01/2023	Announced	Fathom Holdings Inc	Real Estate	3,450,000	Not Disclosed	Not Disclosed	https://finance.yahoo.com/news/fathom-holdings-prices-underwritten-public-133700829.html
12/01/2023	Closed	Polar Power, Inc	Industrials	1,600,000	Not Disclosed	Not Disclosed	https://www.globenewswire.com/news-release/2023/12/01/2789052/0/en/Polar-Power-Inc-Announces-Pricing-of-Public-Offering.html
12/01/2023	Announced	Vroom, Inc	Consumer Discretionary	50,000,000	Not Disclosed	Not Disclosed	https://www.marketscreener.com/quote/stock/VROOM-INC-108052111/news/Vroom-Announces-At-The-Market-ATM-Equity-Offering-Program-45486533/

Mergers

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Date	Status	Issuer	Target	Sector	Amount	Legal Counsel	Source Links
10/02/2023	Announced	Cooper Consumer Health SAS	Substantially All of the Over-the-Counter Business of Viatris Inc.	Healthcare	2,170,000,000	Not Disclosed	https://www.nasdaq.com/articles/viatris-vtrs-to-divest-some-more-businesses-shares-gain
10/02/2023	Announced	The Chertoff Group, Investment Arm	TrustWave Holdings, Inc	Information Technology	205,000,000	Not Disclosed	https://www.bankinfosecurity.com/chertoff-group-arm-to-buy-trustwave-from-singtel-for-205m-a-23202
10/02/2023	Announced	Global Sciences Holdings	Go Fast Sports & Beverage Company LLC	Healthcare	1,200,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/02/2753201/0/en/Global-Sciences-Acquires-Go-Fast-Sports-Beverage-Company.html
10/02/2023	Closed	U.S. Physical Therapy, Inc.	Physical Therapy Practice in Colorado	Healthcare	13,900,000	Not Disclosed	https://finance.yahoo.com/news/u-physical-therapy-announces-acquisition-123000948.html
10/02/2023	Closed	CTO Realty Growth, Inc.	Reston Metro Center II	Real Estate	18,500,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/02/2752656/0/en/CTO-Realty-Growth-Announces-Sale-of-Single-Tenant-Office-Property-in-Reston-Virginia-For-18-5-Million.html
10/02/2023	Announced	Panacea Life Sciences Holdings, Inc.	P�R LIFE Medical, Inc	Healthcare	2,600,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/02/2752838/0/en/Panacea-Life-Sciences-Holdings-Inc-Continues-Growth-Trajectory-with-Acquisition-of-the-P%C3%9CR-LIFE-Medical-Franchise.html
10/02/2023	Announced	Butler National Corporation	Assets of KC Machine, LLC	Industrials	2,900,000	Not Disclosed	https://www.marketscreener.com/quote/stock/BUTLER-NATIONAL-CORPORATI-120786757/news/Butler-National-Corporation-acquired-Assets-of-KC-Machine-LLC-for-2-9-million-44966239/
10/02/2023	Announced	Vext Science, Inc.	Two cannabis dispensaries in Ohio	Healthcare	9,800,000	McMillan LLP and Bianchi & Brandt	https://www.newsfilecorp.com/release/182591
10/02/2023	Announced	NewRez LLC	Computershare Mortgage/Specialized Loan Servicing and certain affiliated companies of Computershare	Financials	720,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231001340340/en/Rithm-Capital-to-Acquire-Specialized-Loan-Servicing-LLC
10/02/2023	Announced	Nauticus Robotics, Inc.	3D at Depth, Inc	Industrials	38,100,000	Nauticus and Winston & Strawn LLP	https://www.globenewswire.com/news-release/2023/10/03/2753392/0/en/Nauticus-Robotics-to-Acquire-3D-at-Depth-in-All-Stock-Transaction.html
10/03/2023	Announced	Vericity, Inc	iA American Holdings Inc	Financials	170,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231003057170/en/%C2%A0iA-Financial-Group-to-Acquire-Vericity-in-170-million-Transaction
10/03/2023	Announced	Eli Lilly and Company	POINT Biopharma Global Inc	Healthcare	1,400,000,000	Kirkland & Ellis LLP	https://www.pointbiopharma.com/press-releases/lilly-to-acquire-point-biopharma
10/04/2023	Announced	inContact, Inc.	LiveVox Holdings, Inc.	Information Technology	430,000,000	Davis Polk & Wardwell LLP	https://www.marketscreener.com/quote/stock/LIVEVOX-HOLDINGS-INC-124007856/news/InContact-Inc-entered-into-an-agremeent-to-acquire-LiveVox-Holdings-Inc-from-Golden-Gate-Private-44984757/
10/04/2023	Announced	Civitas Resources, Inc.	Oil Producing Assets of Vencer Energy in the Midland Basin of West Texas	Energy	2,100,000,000	Not Disclosed	https://www.nasdaq.com/articles/civitas-resources-to-buy-vencer-energys-oil-producing-assets-in-midland-basin-for-$2.1-bln
10/05/2023	Announced	Playboy Enterprises, Inc	TLA Acquisition Corp	Consumer Discretionary	13,500,000	Not Disclosed	https://www.dcnewsnow.com/business/press-releases/globenewswire/8944134/plby-group-to-sell-lovers-business/
10/05/2023	Announced	Metropolis Technologies, Inc.	SP Plus Corporation	Information Technology	1,700,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231005410733/en/Metropolis-Technologies-Inc.-to-Acquire-SP-Plus-Corporation-for-1.5-Billion
10/06/2023	Announced	Control Micro Systems, Inc.; TYKMA Electrox, Inc	Assets and business of TYKMA Electrox, Inc. and Control Micro Systems, Inc	Industrials	9,500,000	Not Disclosed	https://www.marketscreener.com/quote/stock/THE-600-GROUP-PLC-4002327/news/600-Group-notes-letter-of-intent-by-subsidiary-for-potential-disposal-45000492/
10/06/2023	Closed	Aquarion Water Company, Inc.	Municipal Water and Wastewater Treatment Systems of Town of New Hartford	Utilities	8,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/aquarion-water-company-finalizes-purchase-of-new-hartford-ct-water-and-wastewater-systems-301949650.html
10/06/2023	Closed	Steadfast Group Limited	ISU Group	Financials	55,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/STEADFAST-GROUP-LIMITED-13805365/news/Steadfast-Group-Limited-acquired-ISU-Group-for-55-million-45000332/
10/09/2023	Announced	Bristol-Myers Squibb Company	Mirati Therapeutics, Inc.	Healthcare	4,800,000	Kirkland & Ellis LLP	https://news.bms.com/news/details/2023/Bristol-Myers-Squibb-Strengthens-and-Diversifies-Oncology-Portfolio-With-Acquisition-of-Mirati-Therapeutics/default.aspx
10/09/2023	Closed	Kastrati Group Sh.A.	SLS Brickell Hotel	Energy	55,000,000	Not Disclosed	https://therealdeal.com/miami/2023/10/06/qatari-royals-sell-sls-brickell-hotel-for-55m/
10/09/2023	Announced	S.USA Life Insurance Company, Inc.	National Western Life Group, Inc	Financials	1,900,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/national-western-and-prosperity-life-group-announce-1-9-billion-cash-merger-301950347.html
10/10/2023	Announced	Capital Power Corporation	Frederickson Power LP	Utilities	100,000,000	Not Disclosed	https://www.bloomberg.com/press-releases/2023-10-10/capital-power-announces-agreement-to-acquire-50-15-interest-in-frederickson-1-generating-station
10/10/2023	Announced	Post Holdings, Inc.	All Assets of Perfection Pet Foods, LLC	Consumer Staples	235,000,000	Not Disclosed	https://www.petfoodprocessing.net/articles/17491-post-acquires-perfection-pet-foods-for-235-million
10/10/2023	Closed	Ally Waste Services, LLC	Waste Consolidators, Inc	Industrials	6,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/MENTOR-CAPITAL-INC-120791588/news/Ally-Waste-Services-LLC-acquired-51-interest-in-Waste-Consolidators-Inc-from-Mentor-Capital-Inc-45033508/#:~:text=for%20%246%20million.,-October%2009%2C%202023&text=October%2009%2C%202023-,Ally%20Waste%20Services%2C%20LLC%20acquired%2051%25%20interest%20in%20Waste%20Consolidators,million%20on%20October%204%2C%202023.
10/11/2023	Closed	Getinge AB (publ)	Healthmark Industries Company, Inc.	Healthcare	320,000,000	Not Disclosed	https://www.getinge.com/int/company/news/press-releases/2023/4647693-Getinge-acquires-Healthmark-Industries-Co.-Inc/
10/11/2023	Closed	Terreno Realty Corporation	Property in Redondo Beach, CA	Real Estate	45,700,000	Not Disclosed	https://investors.terreno.com/news-presentations/press-releases/press-release/2023/Terreno-Realty-Corporation-Acquires-Property-in-Redondo-Beach-CA-for-45.7-Million/default.aspx
10/11/2023	Announced	Interactive Strength Inc.	Substantially All of the Assets of CLMBR, Inc	Consumer Discretionary	16,900,000	Not Disclosed	https://beststocks.com/forme-announces-acquisition-of-clmbr-inc-asse/
10/11/2023	Announced	Spin Master Corp.	Melissa & Doug, LLC	Consumer Discretionary	1,100,000,000	Torkin Manes LLP and Pillsbury Winthrop, Shaw Pittman LLP	https://www.bloomberg.com/press-releases/2023-10-11/spin-master-to-acquire-melissa-doug-a-trusted-brand-in-early-childhood-play-for-950-million-lnlky0o4
10/11/2023	Announced	Exxon Mobil Corporation	Pioneer Natural Resources Company	Energy	64,500,000,000	Not Disclosed	https://corporate.exxonmobil.com/news/news-releases/2023/1011_exxonmobil-announces-merger-with-pioneer-natural-resources-in-an-all-stock-transaction
10/12/2023	Announced	Apple Hospitality REIT, Inc.	Residence Inn by Marriott Seattle South/Renton	Real Estate	55,500,000	Not Disclosed	https://www.hotelmanagement.net/transactions/apple-hospitality-reit-acquires-two-salt-lake-city-hotels
10/12/2023	Closed	Terreno Realty Corporation	Industrial Property Located in Red Hook, Brooklyn, New York	Real Estate	27,500,000	Not Disclosed	https://investors.terreno.com/news-presentations/press-releases/press-release/2023/Terreno-Realty-Corporation-Acquires-Property-in-Brooklyn-NY-for-27.5-Million/default.aspx
10/12/2023	Announced	Atlassian Corporation	Loom, Inc	Information Technology	975,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231012832576/en/Atlassian-to-Acquire-Loom-to-Supercharge-Team-Collaboration
10/12/2023	Closed	Apple Hospitality REIT, Inc.	Courtyard by Marriott Salt Lake City Downtown/Hyatt House Salt Lake City/346-space parking garage	Real Estate	91,500,000	Not Disclosed	https://www.businesswire.com/news/home/20231011612445/en/Apple-Hospitality-REIT-Acquires-Courtyard-by-Marriott-and-Hyatt-House-in-Downtown-Salt-Lake-City-and-Announces-Two-Additional-Hotels-Under-Contract-for-Purchase
10/12/2023	Closed	Access Healthcare Services Private Limited	Envera Health, Inc	Healthcare	31,570,000	Not Disclosed	https://www.thehindubusinessline.com/companies/access-healthcare-acquires-us-based-envera-health-for-263-crore/article67411990.ece
10/12/2023	Announced	OptimizeRx Corporation	Healthy Offers, Inc.	Healthcare	95,000,000	Weiss Brown	https://www.globenewswire.com/news-release/2023/10/12/2759089/0/en/OptimizeRx-Announces-Agreement-to-Acquire-Medicx-Health-for-95-million-to-Expand-its-Omnichannel-Reach-to-Consumers.html
10/12/2023	Closed	iOrthotics USA LLC	Performance Laboratories Inc.	Industrials	1,500,000	Not Disclosed	https://company-announcements.afr.com/asx/hla/85e14d5d-6889-11ee-bcb5-721a0c5725b2.pdf
10/13/2023	Announced	Tropics LP	Certain assets of Greenpeak Industries Inc	Healthcare	109,400,000	Honigman LLP	https://markets.businessinsider.com/news/stocks/michigan-s-skymint-acquired-out-of-receivership-1032704728
10/13/2023	Closed	Gladstone Commercial Corporation	70,000 square foot industrial manufacturing facility in Allentown, Pennsylvania	Real Estate	7,800,000	Not Disclosed	https://www.streetinsider.com/Corporate+News/Gladstone+Commercial+%28GOOD%29+Announces+Industrial+Acquisition+in+Allentown%2C+PA/22270073.html?classic=1
10/13/2023	Announced	ShoreView Industries	P&F Industries, Inc	Financials	52,470,000	Not Disclosed	https://www.prnewswire.com/news-releases/pf-industries-inc-to-be-acquired-by-shoreview-industries-for-13-00-per-share-301956140.html
10/16/2023	Closed	CTO Realty Growth, Inc	Westcliff Shopping Center	Real Estate	14,800,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/16/2760525/0/en/CTO-Realty-Growth-Announces-Sale-of-Community-Shopping-Center-in-Fort-Worth-TX-For-14-8-Million.html
10/16/2023	Announced	Pebblebrook Hotel Trust	KMS Fishermans Wharf LP	Real Estate	68,500,000	Not Disclosed	https://finance.yahoo.com/news/pebblebrook-hotel-trust-executes-contract-110000717.html
10/16/2023	Announced	CZECHOSLOVAK GROUP a.s.	Sporting Products Segment Business of Vista Outdoor Inc.	Industrials	1,910,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231016784417/en/The-Czechoslovak-Group-Enters-into-Definitive-Agreement-to-Acquire-Vista-Outdoor%E2%80%99s-Sporting-Products-Business-for-1.91-Billion
10/16/2023	Closed	E.M.A. Hospitality	Hampton Inn & Suites Milwaukee Downtown	Real Estate	6,000,000	Not Disclosed	https://biztimes.com/closed-downtown-milwaukee-hampton-inn-sold-for-6-million/
10/16/2023	Closed	Computer Programs and Systems, Inc.	Viewgol, LLC	Healthcare	67,500,000	Not Disclosed	https://www.businesswire.com/news/home/20231016896280/en/CPSI-Acquires-Viewgol-and-Accelerates-Global-Workforce-Presence
10/16/2023	Announced	Alpha Modus Corp	Insight Acquisition Corp.	Financials	175,000,000	Brunson Chandler & Jones, PLLC	https://www.sec.gov/Archives/edgar/data/1862463/000101376223004186/ea186792ex99-1_insightacq.htm
10/17/2023	Cancelled	Choice Hotels International, Inc	Wyndham Hotels & Resorts, Inc	Consumer Discretionary	9,800,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/choice-hotels-proposes-to-acquire-wyndham-hotels–resorts-for-90-00-per-share-in-cash-and-stock-transaction-301958752.html
10/18/2023	Closed	LBG Media plc	Betches Media, LLC	Communication Services	54,000,000	Not Disclosed	https://lbgmedia.co.uk/news/archive/2023/181023
10/19/2023	Closed	VICI Properties Inc.	Land and real estate assets of 38 Bowling Entertainment Centers	Real Estate	432,900,000	Not Disclosed	https://www.businesswire.com/news/home/20231019022395/en/VICI-Properties-Inc.-Completes-Acquisition-of-38-Bowling-Entertainment-Centers-in-Sale-Leaseback-Transaction-With-Bowlero-Corp.
10/19/2023	Closed	Masonite Corporation	Fleetwood Aluminum Products, Inc	Industrials	285,000,000	Not Disclosed	https://www.lumberbluebook.com/2023/10/19/masonite-international-corporation-announces-acquisition-of-fleetwood/#
10/19/2023	Closed	Aphorio Carter Fund Management Company, LLC	Tucson Tech Data Center in Tucson, Arizona	Real Estate	13,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/aphorio-carter-purchases-13-million-data-center-in-tucson-az-301962110.html#:~:text=19%2C%202023%20%2FPRNewswire%2F%20%2D%2D,in%20improvements%20to%20the%20property.
10/19/2023	Closed	The Mint Cannabis	Sole Licensed Arizona Operation of Cresco Labs Inc.	Healthcare	6,500,000	Not Disclosed	https://www.businesswire.com/news/home/20231019966247/en/Cresco-Labs-Unlocks-32-Million-in-Non-Dilutive-Capital
10/19/2023	Closed	Anfield Energy Inc	Uranium Claims in Utah	Energy	96,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/19/2763042/0/en/Anfield-to-Acquire-Uranium-Claims-in-Utah.html
10/20/2023	Announced	Periama Holdings, LLC	JSW Steel (USA) Inc	Energy	1,000	Not Disclosed	https://www.bqprime.com/business/stocks-to-watch-jsw-steel-adani-energy-power-grid-tata-power-jsw-energy-lic-paras-defence-ongc
10/20/2023	Announced	GameSquare Holdings, Inc	FaZe Holdings Inc.	Communication Services	18,000,000	Not Disclosed	https://www.sec.gov/Archives/edgar/data/1839360/000101376223005272/ea187029ex99-1_fazehold.htm
10/20/2023	Announced	Onex Corporation	Accredited Holding Corporation	Financials	465,000,000	Not Disclosed	https://www.reinsurancene.ws/rq-agrees-accredited-sale-to-onex-at-465m-enterprise-value/
10/23/2023	Closed	Eagle Property Capital Investments, LLC	A Palm Harbor apartment community	Real Estate	89,000,000	Not Disclosed	https://www.connectcre.com/stories/palm-harbor-apartments-acquired-for-89m/
10/23/2023	Closed	Xtant Medical Holdings, Inc.	NanOss Production Operations of RTI Surgical, Inc.	Healthcare	2,000,000	Not Disclosed	https://www.biospace.com/article/releases/xtant-medical-announces-acquisition-of-nanoss-production-operations-from-rti-surgical/
10/23/2023	Announced	Tech Mahindra (Americas), Inc	Avion Networks Inc	Information Technology	50,000	Not Disclosed	https://www.moneycontrol.com/news/business/companies/tech-mahindra-to-divest-its-holding-in-avion-networks-for-50000-11588831.html/amp
10/23/2023	Announced	The Siegel Group Nevada Inc.	Sunstyle Suites Inn located in Orlando, Florida	Real Estate	10,330,000	Not Disclosed	https://finance.yahoo.com/news/siegel-group-expands-florida-footprint-131500953.html
10/23/2023	Closed	Daniel M. Friedman & Associates, Inc.	Business of Turn On Products, Inc	Consumer Discretionary	52,000,000	Not Disclosed	https://www.streetinsider.com/SEC+Filings/Form+8-K+STEVEN+MADDEN%2C+LTD.+For%3A+Oct+20/22298317.html
10/23/2023	Announced	Ormat Technologies, Inc.	150 MW Portfolio of Enel Green Power North America, Inc.	Utilities	271,000,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/23/2764621/26372/en/Ormat-to-Acquire-Contracted-Operating-Geothermal-and-Solar-Assets-in-Nevada-Utah-and-Connecticut-for-271-Million.html
10/23/2023	Announced	Kingsway Search Xcelerator Inc.	National Institute of Clinical Research, Inc	Financials	7,900,000	Not Disclosed	https://finance.yahoo.com/news/kingsway-signs-7-9-million-123000213.html
10/23/2023	Announced	NAYA Biosciences	INVO Bioscience, Inc	Healthcare	90,750,000	Pearl Cohen	https://www.prnewswire.com/news-releases/invo-bioscience-and-naya-biosciences-announce-definitive-merger-agreement-to-establish-expanded-publicly-traded-life-science-company-301964066.html
10/23/2023	Announced	AMN Healthcare Services, Inc	Medical Search International/DRW Healthcare Staffing	Healthcare	300,000,000	Sheppard Mullin	https://ir.amnhealthcare.com/news-releases/news-release-details/amn-healthcare-acquire-msdr
10/23/2023	Announced	Vista Equity Partners Management, LLC	EngageSmart, Inc	Financials	4,000,000,000	Kirkland & Ellis LLP	https://investors.engagesmart.com/news/news-details/2023/EngageSmart-Agrees-to-Be-Acquired-by-Vista-Equity-Partners-for-4.0-Billion/default.aspx
10/23/2023	Closed	Ooma, Inc	2600hz, Inc.	Communication Services	33,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231023923901/en/Ooma-Acquires-2600Hz-Inc.-A-Leader-in-Communications-Applications-For-Service-Providers
10/23/2023	Announced	Chevron Corporation	Hess Corporation	Energy	60,000,000,000	Not Disclosed	https://www.chevron.com/newsroom/2023/q4/chevron-announces-agreement-to-acquire-hess
10/24/2023	Announced	Cardinal Ethanol, LLC	Substantially all of the assets of Element, LLC	Energy	44,000,000	Not Disclosed	https://www.streetinsider.com/SEC+Filings/Form+8-K+Cardinal+Ethanol+LLC+For%3A+Oct+23/22305868.html
10/24/2023	Announced	Innventure, LLC	Learn CW Investment Corporation	Technology	435,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231024375260/en/Enterprise-Growth-Engine-Innventure-Enters-Agreement-With-Learn-CW-as-It-Heads-Towards-IPO
10/24/2023	Announced	Madison Industries Holdings LLC	CAE Healthcare, Inc.	Financials	226,244,725	Not Disclosed	https://www.prnewswire.com/news-releases/cae-announces-sale-of-its-healthcare-business-301965843.html
10/24/2023	Announced	RTX Corporation	Cybersecurity, Intelligence and Services Business within Raytheon Segment of RTX Corporation	Industrials	1,300,000,000	Not Disclosed	https://www.nbcboston.com/boston-business-journal/rtx-the-company-formerly-known-as-raytheon-to-sell-its-cybersecurity-business-for-1-3b/3168773/
10/24/2023	Announced	Cadence Bank	Galloway-Chandler-McKinney Insurance Agency, Inc.	Financials	904,000,000	Hodgson Russ LLP	https://www.marketscreener.com/quote/stock/BANCORPSOUTH-38533839/news/Arthur-J-Gallagher-Co-entered-into-a-definitive-agreement-to-acquire-Galloway-Chandler-McKinney-45137308/
10/25/2023	Closed	Ultra Clean Holdings, Inc.	Hoffman Instrumentation Supply, Inc.	Industrials	120,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/uct-acquires-his-innovations-group-301967801.html
10/25/2023	Closed	Carlin Gold Corporation	49 Unpatented Mining Claims in Northeastern Nevada USA	Materials	25,000	Not Disclosed	https://finance.yahoo.com/news/carlin-gold-corp-acquires-nevada-161800437.html
10/25/2023	Announced	Accenture Interactive	Concentric Partners LLC	Communication Services	245,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/ACCENTURE-PLC-11521/news/Accenture-to-Buy-Stagwell-Healthcare-Marketing-Agency-for-245-Million-45149618/
10/25/2023	Closed	Roper Technologies, Inc	Certinia Inc	Information Technology	130,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/ROPER-TECHNOLOGIES-INC-14279/news/Roper-Technologies-Inc-acquired-an-unknown-minority-stake-in-Certinia-Inc-for-approximately-130-45149758/
10/25/2023	Closed	Kairoi Properties, LLC	Zia Sunnyside Apartments	Consumer Discretionary	161,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231025956001/en/Walker-Dunlop-Arranges-Sale-of-161-Million-Luxury-Community-in-Denver
10/26/2023	Announced	Old National Bancorp	CapStar Financial Holdings, Inc	Financials	344,400,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/26/2768045/0/en/Old-National-to-Partner-with-Nashville-based-CapStar.html
10/26/2023	Closed	Elme Communities	Elme Druid Hills in Atlanta, GA	Real Estate	108,000,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/26/2768031/0/en/Elme-Communities-Announces-Third-Quarter-2023-Results.html
10/26/2023	Closed	Sunstone Hotel Investors, Inc	RP/HH Park Plaza, Limited Partnership	Real Estate	371,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/sunstone-hotel-investors-announces-the-disposition-of-boston-park-plaza-301969320.html
10/26/2023	Announced	WEX Inc	Payzer Holdings, Inc.	Financials	261,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231026951095/en/WEX-Signs-Definitive-Agreement-to-Acquire-Payzer
10/27/2023	Announced	Thunder Power Holdings Limited	Feutune Light Acquisition Corporation	Energy	643,800,000	Brown Rudnick LLP	https://www.globenewswire.com/news-release/2023/10/27/2768244/0/en/Thunder-Power-an-Innovative-Manufacturer-of-Premium-EVs-Going-Public-via-Business-Combination-with-Feutune-Light-Acquisition-Corporation.html
10/27/2023	Closed	Kingsway Search Xcelerator Inc.	Digital Diagnostics Imaging, Inc.	Financials	11,000,000	Holland & Knight LLP	https://www.accesswire.com/797011/kingsway-announces-11-million-acquisition-of-digital-diagnostics-imaging-inc
10/27/2023	Closed	Chart Industries, Inc.	American Fan business of Chart Industries, Inc	Industrials	111,000,000	Winston & Strawn LLP	https://www.globenewswire.com/news-release/2023/10/27/2768250/0/en/Chart-Industries-Divests-American-Fan-to-Fairbanks-Morse-Defense.html
10/30/2023	Announced	Entergy New Orleans, LLC	Gas Business of Entergy New Orleans, LLC	Energy	285,500,000	Not Disclosed	https://www.prnewswire.com/news-releases/entergy-announces-agreement-to-sell-gas-distribution-business-to-bernhard-capital-partners-301971333.html
10/30/2023	Announced	Healthpeak Properties, Inc.	Physicians Realty Trust	Real Estate	21,000,000,000	Not Disclosed	https://investors.docreit.com/news-events-market-data/press-releases/news-details/2023/Healthpeak-Properties-and-Physicians-Realty-Trust-to-Combine-in-an-All-Stock-Merger-of-Equals-to-Create-the-Pre-Eminent-Owner-Operator-and-Developer-of-Real-Estate-for-Healthcare-Discovery-and-Delivery-An-Attractive-and-Growing-Market/default.aspx
10/30/2023	Announced	Patient Square Capital, LP	Eargo, Inc	Financials	13,000,000	Ropes & Gray LLP	https://www.marketscreener.com/quote/stock/EARGO-INC-113902292/news/Patient-Square-Capital-LP-entered-into-an-agreement-to-acquire-remaining-23-8-stake-in-Eargo-Inc-45188599/
10/30/2023	Closed	Ferroglobe PLC	Quartz Mine in South Carolina, U.S.	Materials	11,000,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/30/2769230/11914/en/Ferroglobe-Acquires-Strategic-High-purity-Quartz-Mine-in-the-U-S.html
10/30/2023	Announced	United Therapeutics Corporation	Miromatrix Medical Inc	Healthcare	140,430,000	Faegre Drinker Biddle & Reath LLP	https://ir.unither.com/news/press-releases/press-release-details/2023/United-Therapeutics-to-Acquire-Miromatrix-Medical/default.aspx
10/30/2023	Announced	Nayax Ltd	Retail Pro International, LLC	Information Technology	20,000,000	Not Disclosed	https://www.stocktitan.net/news/NYAX/nayax-enters-definitive-agreement-to-acquire-retail-pro-0idpyrlwb75j.html
10/30/2023	Announced	Omnicom Group Inc.	Flywheel Digital LLC	Communication Services	900,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/omnicom-acquires-digital-commerce-powerhouse-flywheel-301971130.html
10/31/2023	Announced	Treasury Wine Estates Ltd	Daou Vineyards, LLC	Consumer Staples	100,000,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/treasury-wine-estates-announces-acquisition-of-fastest-growing-luxury-wine-brand-in-the-united-states-daou-vineyards-301972016.html
10/31/2023	Closed	Inventurus Knowledge Solutions, Inc.	Aquity Solutions, LLC	Healthcare	200,000,000	Not Disclosed	https://www.vccircle.com/rareenterprises-backed-iks-health-acquires-us-based-aquity-solutions-
10/31/2023	Closed	White River Soy Processing, LLC	Soybean Processing Facility Located in Seymour, Indiana	Industrials	36,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231031719096/en/Benson-Hill-Transfers-Ownership-of-its-Seymour-Indiana-Crush-Facility-to-White-River-Soy-Processing-with-36-Million-Asset-Purchase-Agreement
10/31/2023	Announced	Atari SA	Digital Eclipse Entertainment Partners Co	Communication Services	19,810,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/10/31/2769851/0/en/Atari-enters-into-an-agreement-to-acquire-Digital-Eclipse.html
11/01/2023	Announced	TerraVest Industries Inc.	Assets of Highland Tank	Energy	78,000,000	Not Disclosed	https://www.newswire.ca/news-releases/terravest-announces-the-acquisition-of-highland-tank-827769718.html
11/01/2023	Announced	United Petroleum Transports, Inc	Patriot Transportation Holding, Inc	Energy	65,900,000	Foley & Lardner LLP	https://www.stocktitan.net/news/PATI/patriot-transportation-and-united-petroleum-transports-to-sc8wsbluax6y.html
11/01/2023	Closed	Devolver Digital, Inc.	System Era Softworks LLC	Communication Services	40,000,000	Not Disclosed	https://venturebeat.com/games/devolver-digital-acquires-system-era-softworks-for-up-to-40m/
11/02/2023	Closed	Limbach Holdings, Inc.	Industrial Air, Inc	Industrials	20,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231102194843/en/Limbach-Holdings-Inc.-Acquires-Greensboro-NC-%E2%80%93-Based-Specialty-Mechanical-Contractor-Industrial-Air-LLC
11/02/2023	Announced	Iron Mountain Incorporated	Regency Technologies	Financials	200,000,000	Not Disclosed	https://investors.ironmountain.com/news-and-events/press-releases/press-release-details/2023/Iron-Mountain-to-Acquire-Regency-Technologies/default.aspx
11/02/2023	Closed	Stagwell Inc.	Movers and Shakers LLC	Communication Services	49,600,000	Not Disclosed	https://www.marketscreener.com/quote/stock/STAGWELL-INC-9981/news/Stagwell-Inc-acquired-Movers-and-Shakers-LLC-for-49-6-million-45228532/
11/02/2023	Announced	Summit Hotel Properties, Inc	Hyatt Place Baltimore / Owings Mills	Real Estate	8,300,000	Not Disclosed	https://www.costar.com/article/1454969718/summit-hotel-properties-executives-expect-more-normalized-performance-trends-in-2024
11/02/2023	Announced	Cedar Fair, L.P	Six Flags Entertainment Corporation	Consumer Discretionary	8,000,000,000	Weil, Gotshal & Manges LLP and Squire Patton Boggs (US) LLP	https://investors.sixflags.com/news-and-events/press-releases/2023/11-02-2023-100020810
11/03/2023	Announced	Indiana American Water Company, Inc.	Silver Creek Water Corporation	Utilities	45,000,000	Not Disclosed	https://www.wdrb.com/news/indiana-american-water-buys-silver-creek-water-corporation-for-45m/article_00b1de7c-7abf-11ee-929f-7b8aa16cfe2d.html
11/03/2023	Closed	The York Water Company	Water assets & wastewater collection & treatment assets of Conewago Industrial Park Water & Sewer co	Utilities	570,000	Not Disclosed	https://www.marketscreener.com/quote/stock/THE-YORK-WATER-COMPANY-11464/news/The-York-Water-Company-acquired-Water-assets-wastewater-collection-treatment-assets-of-Conewago-45241268/
11/03/2023	Announced	Enbridge Inc	Seven Operating Landfill-to-Renewable Natural Gas Assets Located in Texas and Arkansas	Energy	1,200,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/ENBRIDGE-INC-1409882/news/Enbridge-Inc-entered-into-an-agreement-to-acquire-Seven-Operating-Landfill-to-Renewable-Natural-Gas-45241269/#:~:text=(TSX%3AENB)%20entered%20into,over%20the%20following%20two%20years.
11/03/2023	Announced	The Travelers Companies, Inc	Corvus Insurance Holdings, Inc	Financials	435,000,000	Skadden, Arps, Slate, Meagher & Flom LLP	https://www.businesswire.com/news/home/20231103036478/en/Travelers-to-Acquire-Corvus-Insurance
11/06/2023	Announced	Bain Capital Private Equity, LP	Guidehouse Inc.	Financials	5,300,000,000	Not Disclosed	https://finance.yahoo.com/news/bain-capital-acquire-consulting-firm-131541518.html
11/06/2023	Announced	BigBear.ai Holdings, Inc.	PRE, LLC	Information Technology	70,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/BIGBEAR-AI-HOLDINGS-INC-130483706/news/BigBear-ai-Holdings-Inc-entered-into-a-definitive-merger-agreement-to-acquire-PRE-LLC-for-70-mil-45251171/
11/06/2023	Announced	Hilton Grand Vacations Inc.	Bluegreen Vacations Holding Corporation	Consumer Discretionary	1,500,000,000	Alston & Bird LLP, Simpson Thacher & Bartlett LLP and Foley & Lardner LLP	https://www.businesswire.com/news/home/20231106410750/en/Bluegreen-Vacations-Holding-Corporation-to-be-Acquired-by-Hilton-Grand-Vacations
11/07/2023	Closed	Snap-on Incorporated	Mountz, Inc	Machinery	40,000,000	Not Disclosed	https://finance.yahoo.com/news/snap-acquires-mountz-inc-113000876.html
11/07/2023	Closed	Vivid Seats Inc.	VEGAS.com, LLC	Communication Services	251,000,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/07/2774840/0/en/Vivid-Seats-Announces-Acquisition-of-Vegas-com.html
11/07/2023	Announced	LINK Mobility Group Holding ASA	Message Broadcast, LLC	Information Technology	260,000,000	Not Disclosed	https://www.tradingview.com/news/reuters.com,2023-11-07:newsml_Obi9gPYza:0-link-mobility-link-signs-definitive-agreement-to-divest-message-broadcast/
11/08/2023	Closed	Lightstone Value Plus REIT V, Inc	306-unit multifamily property located in Fishers, Indiana	Real Estate	71,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/LIGHTSTONE-VALUE-PLUS-REI-120797994/news/BAM-Acquisitions-LLC-completed-the-acquisition-of-306-unit-multifamily-property-located-in-Fishers-45279447/
11/09/2023	Announced	TransDigm Group Incorporated	Communications & Power Industries LLC	Industrials	1,385,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/transdigm-announces-acquisition-of-the-electron-device-business-of-communications–power-industries-cpi-301983101.html
11/10/2023	Announced	AB Volvo (publ) (OM:VOLV B)	battery business of Proterra Inc. and Proterra Operating Company	Machinery	210,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/volvo-to-acquire-battery-business-from-proterra-inc-and-proterra-operating-company-301984421.html
11/13/2023	Announced	SoCast Inc.	Radio Business Assets of Frankly Media LLC	Information Technology	4,000,000	Not Disclosed	https://ceo.ca/@accesswire/gamesquare-holdings-reports-third-quarter-2023-results
11/13/2023	Announced	AB Volvo	battery business of Proterra Inc. and Proterra Operating Company	Machinery	210,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/volvo-to-acquire-battery-business-from-proterra-inc-and-proterra-operating-company-301984421.html
11/13/2023	Announced	Ferronordic AB	Rudd Equipment Company, Inc.	Industrials	113,000,000	Not Disclosed	https://ferronordic.com/investor-relations/press-releases/ferronordic-expands-to-the-usa-acquires-one-of-the-countrys-largest-volvo-construction-equipment-dealers/
11/13/2023	Announced	OmegaX, Inc.	Pivotal Systems Corporation	Industrials	11,600,000	Not Disclosed	https://company-announcements.afr.com/asx/pvs/5dd3be84-81aa-11ee-b8ca-9e75096689ac.pdf
11/13/2023	Announced	Progressive Health Group, Inc.	Southern Health Corporation of Houston, Inc	Healthcare	8,000,000	Not Disclosed	https://www.djournal.com/news/local/progressive-health-systems-purchases-trace-regional-hospital-for-8m/article_48b95a3c-8330-11ee-ba0b-efd1d72b048b.html
11/13/2023	Closed	Bala Plaza Office Complex	A & H Acquisitions Corp., FLD Group, LLC	Real Estate	185,000,000	Not Disclosed	https://montco.today/2023/11/bala-plaza-complex-redevelopment/
11/13/2023	Closed	Watumull Properties Corp.	Pahoa Marketplace LLC	Real Estate	8,300,000	Not Disclosed	https://www.bizjournals.com/pacific/news/2023/11/13/watumull-properties-acquires-pahoa-marketplace.html
11/13/2023	Closed	Tanger Factory Outlet Centers, Inc	Asheville Outlets	Real Estate	70,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/tanger-announces-acquisition-of-asheville-outlets-in-asheville-north-carolina-301986526.html
11/13/2023	Announced	Arch U.S. MI Holdings Inc	RMIC Companies, Inc	Financials	140,000,000	Not Disclosed	https://beststocks.com/arch-us-mi-holdings-to-acquire-rmic-companies/
11/13/2023	Announced	PVH Corp	Warners/Olga/True & Co	Consumer Discretionary	170,000,000	Lowenstein Sandler	https://www.businesswire.com/news/home/20231113197779/en/PVH-Corp.-to-Sell-Warners-Olga-and-True-Co.-Businesses-to-Basic-Resources
11/13/2023	Announced	Mach Natural Resources LP	Oil and Gas Properties, Rights and Related Assets Located in Blaine, Caddo, Canadian, Custer, Dewey	Energy	815,000,000	Not Disclosed	https://www.oilandgas360.com/mach-natural-resources-acquires-oklahoma-oil-gas-assets-for-815-million/
11/13/2023	Announced	Ajinomoto North America Holdings, Inc	Forge Biologics Holdings, LLC	Consumer Staples	554,000,000	Not Disclosed	https://www.forgebiologics.com/ajinomoto-co-inc-to-acquire-forge-biologics-for-620-million1/
11/13/2023	Announced	TotalEnergies SE	Three gas-fired power plants of TexGen Power LLC	Energy	635,000,000	Not Disclosed	https://totalenergies.com/media/news/press-releases/united-states-totalenergies-acquires-15-gw-flexible-power-generation
11/14/2023	Closed	SWK Technologies, Inc.	Substantially all the business assets of JCS Computer Resource Corporation	Information Technology	1,330,000	Not Disclosed	https://www.sec.gov/Archives/edgar/data/1236275/000121390023087598/ea188553ex99-1_silversun.htm
11/14/2023	Closed	CA Ventures	Fort Collins Apartment Building,Colorado.	Real Estate	65,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231114275042/en/CA-Ventures-Announces-65-Million-Sale-of-Fort-Collins-Apartment-Building-281-Willow
11/14/2023	Announced	American Coastal Insurance Corporation	Interboro Insurance Company	Financials	23,000,000	Not Disclosed	https://www.insurancejournal.com/news/east/2023/11/14/748084.htm
11/14/2023	Closed	The State Bar of California	180 Howard Owner, LLC	Financials	54,000,000	Not Disclosed	https://www.calbar.ca.gov/About-Us/News/News-Releases/state-bar-of-california-sells-180-howard-building-in-san-francisco
11/14/2023	Announced	Novanta Corporation	Bearing Engineers, Inc	Industrials	189,000,000	Not Disclosed	https://finance.yahoo.com/news/novanta-announces-agreement-acquire-motion-211300079.html
11/14/2023	Announced	Academic Partnerships, LLC	Wiley edu, LLC	Consumer Discretionary	40,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/academic-partnerships-announces-acquisition-of-wiley-university-services-301986958.html
11/14/2023	Announced	F9 Investments, LLC	LL Flooring Holdings, Inc.	Financials	321,020,000	Not Disclosed	https://www.businesswire.com/news/home/20231114412984/en/F9-Investments-Proposes-to-Acquire-LL-Flooring-Holdings-for-3.00-Per-Share-in-Cash-and-Nominates-Three-Highly-Qualified-Directors-to-the-Board
11/14/2023	Closed	Norges Bank Investment Management	290 Binney Street Located in Kendall Square in Cambridge, Massachusetts	Financials	212,900,000	Not Disclosed	https://rebusinessonline.com/norges-bank-investment-management-to-acquire-interest-in-two-metro-boston-life-sciences-properties-for-746-4m/
11/14/2023	Closed	HEXPOL AB (publ)	Star Thermoplastic Alloys & Rubbers, Inc.	Materials	26,500,000	Not Disclosed	https://www.marketscreener.com/quote/stock/HEXPOL-AB-PUBL-22222253/news/HEXPOL-AB-OM-HPOL-B-acquired-Star-Thermoplastic-Alloys-Rubbers-Inc-from-Thomas-A-Dieschbourg-45344355/
11/15/2023	Announced	Graphite Bio, Inc	LENZ Therapeutics, Inc.	Healthcare	225,000,000	Goodwin Procter LLP	https://ir.graphitebio.com/press-releases/detail/88/lenz-therapeutics-and-graphite-bio-announce-merger-agreement
11/15/2023	Closed	Asset Entities Inc.	All of the assets of Ternary Inc. and OptionsSwing Inc	Communication Services	202,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/15/2780979/0/en/Asset-Entities-Completes-Strategic-Acquisition-of-Ternary-and-OptionsSwing-and-Secures-CEO-Jason-Lee-Former-Salesforce-Lead-Solution-Engineer-as-Asset-Entities-Chief-Technology-Off.html
11/16/2023	Closed	GigaCloud Technology Inc.	Apexis, Inc.	Consumer Discretionary	10,000,000	Not Disclosed	https://www.streetinsider.com/Corporate+News/GigaCloud+Technology+%28GCT%29+Acquires+Wondersign+for+%2410M+Cash/22422906.html?classic=1#:~:text=GigaCloud%20Technology%20Inc%20(Nasdaq%3A%20GCT,Wondersign%E2%80%9D)%2C%20for%20a%20total
11/16/2023	Announced	Sonic Healthcare Limited	Pathology Watch Inc.	Healthcare	130,000,000	Not Disclosed	https://company-announcements.afr.com/asx/shl/5e41eb1a-8401-11ee-adca-f6b3fdc03937.pdf
11/16/2023	Announced	Karoon Energy Ltd	Who Dat and Dome Patrol Fields in the Gulf of Mexico	Energy	720,000,000	Not Disclosed	https://www.nsenergybusiness.com/news/karoon-to-acquire-us-offshore-assets/#:~:text=Australian%20oil%20and%20gas%20company,(FPS)%20and%20related%20infrastructure.
11/17/2023	Closed	Acacia Capital Corporation	Villa Del Sol Apartments	Financials	62,000,000	Not Disclosed	https://www.ivycommercial.com/9400/
11/17/2023	Closed	MG Properties Group	NOVO Broadway Apartments in Tempe, Arizona	Real Estate	100,250,000	Not Disclosed	https://www.prnewswire.com/news-releases/mg-properties-acquires-novo-broadway-apartments-in-tempe-for-100-25m-301992576.html
11/17/2023	Closed	Creative Composites Group	United Fiberglass Of America, Inc.	Materials	14,000,000	Not Disclosed	https://newsnreleases.com/2023/11/17/hill-smith-plc-acquires-united-fiberglass-of-america-for-14-million/
11/17/2023	Announced	Novant Health, Inc.	Coastal Carolina Hospital/East Cooper Medical Center/Hilton Head Hospital	Healthcare	2,400,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/novant-health-to-acquire-three-hospitals-from-tenet-healthcare-301992049.html
11/20/2023	Announced	Neptune Wellness Solutions Inc	Datasys Group Inc	Consumer Staples	112,000,000	Not Disclosed	https://www.prnewswire.com/news-releases/neptune-wellness-announces-letter-of-intent-to-acquire-leading-data-marketing-and-artificial-intelligence-company-datasys-for-total-potential-consideration-of-112-million-301992956.html
11/20/2023	Closed	PopReach Corporation	Substantially all of the assets of S44 LLC	Communication Services	40,000,000	Not Disclosed	https://www.newswire.ca/news-releases/ionik-acquires-shift44-839211154.html
11/20/2023	Closed	Halma plc	TeDan Surgical Innovations, Inc	Healthcare	90,000,000	Not Disclosed	https://www.halma.com/news/press-releases/2023/halma-acquires-tedan
11/20/2023	Closed	Bonaventure Realty Group, LLC	121-unit Monticello Station Apartments in Downtown, Norfolk, Virginia	Real Estate	42,000,000	Not Disclosed	https://www.businesswire.com/news/home/20231120420168/en/Bonaventure-Acquires-Class-A-Multifamily-Community-in-Norfolk-VA-for-42M
11/20/2023	Announced	Newlox Gold Ventures Corp.	Antioquia Community Coexistence Project	Industrials	1,500,000	Not Disclosed	https://www.marketscreener.com/quote/stock/NEWLOX-GOLD-VENTURES-CORP-16000928/news/Newlox-Gold-Ventures-Corp-Announces-the-Antioquia-Community-Coexistence-Gold-Project-in-Colombia-45403145/
11/20/2023	Closed	Prudent Growth Partners, LLC	48,288 Square Foot – South Memorial Plaza, a Multi-Tenant Shopping Center located in Tulsa, Oklahoma	Real Estate	6,100,000	Not Disclosed	https://www.prweb.com/releases/prudent-growth-expands-to-oklahoma-with-purchase-of-south-memorial-plaza-in-tulsa-301992510.html
11/21/2023	Announced	American Shared Hospital Services	Southern New England Regional Cancer Center, LLC/Roger Williams Radiation Therapy, LLC	Healthcare	2,850,000	Not Disclosed	https://www.sec.gov/Archives/edgar/data/744825/000143774923032696/ex_598897.htm
11/21/2023	Announced	Stardust Power LLC	Global Partner Acquisition Corp II	Materials	490,000,000	Norton Rose Fulbright and Kirkland & Ellis LLP	https://www.businesswire.com/news/home/20231120189778/en/Stardust-Power-Inc.-To-Go-Public-Through-Business-Combination-with-Nasdaq-Listed-Global-Partner-Acquisition-Corporation-II
11/21/2023	Announced	OneMain Holdings, Inc.	Foursight Capital LLC	Financials	115,000,000	Covington & Burling LLP	https://www.prnewswire.com/news-releases/onemain-holdings-inc-to-acquire-foursight-capital-llc-301994779.html
11/21/2023	Announced	Merck & Co., Inc.	Caraway Therapeutics, Inc.	Healthcare	610,000,000	Not Disclosed	https://www.merck.com/news/merck-to-acquire-caraway-therapeutics-inc/
11/21/2023	Announced	CRH Americas Materials, Inc.	Portfolio of cement and readymixed concrete assets in Texas, USA of Martin Marietta Materials, Inc	Materials	2,100,000,000	Not Disclosed	https://www.crh.com/media/press-releases/2023/crh-agrees-acquisition-of-materials-assets-in-texas
11/22/2023	Announced	CTO Realty Growth, Inc	129,600 Square Foot Eastern Commons	Real Estate	18,200,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/22/2784718/0/en/CTO-Realty-Growth-Announces-Sale-of-Eastern-Commons-Shopping-Center-in-Henderson-NV-For-18-2-Million.html
11/23/2023	Announced	New Wave Holdings Corp.	Longevity AI Inc.	Financials	723,000	Not Disclosed	https://uk.finance.yahoo.com/news/wave-announces-signing-definitive-agreement-010000196.html?guce_referrer=aHR0cHM6Ly93d3cuZ29vZ2xlLmNvbS8&guce_referrer_sig=AQAAAC-qsQu8ii2gsBO2b-90JntVoXOHT51Tqaz7HOjCfwqlxbIidLkFm5qAGzPMYrZG6t6UDN7rp5U7KYHneGm0WCsd163lmBMbuKN4I0zDWeAKC7jSIipT5GBxyK9Y6u1HT4WM5f1cp9ayfXbN4avKOJv1YI6K9Q1oagfsLPHd_awX
11/27/2023	Announced	CORE Industrial Partners, LLC	Fathom Digital Manufacturing Corporation	Materials	11,450,000	Not Disclosed	https://finance.yahoo.com/news/fathom-digital-manufacturing-corporation-receives-130000336.html
11/27/2023	Announced	First Busey Corporation	Merchants and Manufacturers Bank Corporation	Financials	41,600,000	Not Disclosed	https://www.globenewswire.com/news-release/2023/11/27/2786545/0/en/First-Busey-Corporation-and-Merchants-and-Manufacturers-Bank-Corporation-to-Merge.html
11/27/2023	Closed	Andean Precious Metals Corp	Golden Queen Mining Company, LLC	Materials	66,600,000	Not Disclosed	https://www.marketscreener.com/quote/stock/ANDEAN-PRECIOUS-METALS-CO-120977132/news/Andean-Precious-Metals-Corp-acquired-Golden-Queen-Mining-Company-LLC-from-Auvergne-Umbrella-LLC-fo-45446339/
11/27/2023	Announced	Research Solutions, Inc.	Scite, Inc	Information Technology	14,790,000	Not Disclosed	https://librarylearningspace.com/research-solutions-announces-acquisition-of-scite/
11/28/2023	Announced	Ackroo Inc	Assets of GiftFly LLC	Information Technology	750,000	Not Disclosed	https://finance.yahoo.com/news/ackroo-acquire-giftfly-egift-card-130000990.html
11/29/2023	Announced	TechPrecision Corporation	Votaw Precision Technologies, Inc	Machinery	110,000,000	Not Disclosed	https://www.accesswire.com/viewarticle.aspx?id=811180&lang=en
11/29/2023	Announced	LCNB Corp.	Eagle Financial Bancorp, Inc	Financials	24,600,000	Not Disclosed	https://www.marketscreener.com/quote/stock/EAGLE-FINANCIAL-BANCORP-I-120796536/news/LCNB-Corp-entered-into-a-definitive-merger-agreement-to-acquire-Eagle-Financial-Bancorp-Inc-for–45465435/
11/29/2023	Announced	Blackstone Management Partners LP	Rover Group, Inc.	Financials	2,333,940,000	Kirkland & Ellis LLP	https://investors.rover.com/news-releases/news-release-details/rover-agrees-be-acquired-blackstone-23-billion-transaction
11/29/2023	Announced	Domo Tactical Communications, Inc.	Wave Central, LLC	Information Technology	21,300,000	Not Disclosed	https://company-announcements.afr.com/asx/cda/590c7013-8e3c-11ee-a816-be56c694bf7b.pdf
11/30/2023	Closed	Biosense Webster, Inc.	Laminar, Inc.	Healthcare	400,000,000	Not Disclosed	https://www.streetinsider.com/Corporate+News/Johnson+%26+Johnson+MedTech+%28JNJ%29+Acquires+Laminar%2C+Inc.+for+%24400+Million+Plus+Milestone+Payments/22473748.html
11/30/2023	Closed	Pharmavite LLC	Bonafide Health, LLC	Consumer Discretionary	425,000,000	Not Disclosed	https://www.valdostadailytimes.com/ap/business/pharmavite-announces-425-million-acquisition-of-bonafide-health-to-become-leader-in-women-s-health/article_f6a3e271-238b-5bd3-b45e-af37edc86b7a.html
11/30/2023	Announced	AbbVie Inc	ImmunoGen, Inc	Healthcare	10,100,000,000	Not Disclosed	https://investor.immunogen.com/news-releases/news-release-details/abbvie-acquire-immunogen-including-its-flagship-cancer-therapy
11/30/2023	Effective	Space Exploration Technologies Corp.	Pioneer Aerospace Corporation	Industrials	2,200,000	Not Disclosed	https://spacenews.com/spacex-acquires-parachute-supplier/
12/01/2023	Announced	W-S 376 Watson Owner IX, L.P	Student Housing Property Located in Fayetteville, Arkansas	Real Estate	63,000,000	Not Disclosed	https://www.streetinsider.com/SEC+Filings/Form+8-K+Strategic+Student+%26amp%3B+Seni+For%3A+Nov+27/22480185.html
12/01/2023	Closed	Gala Capital Partners, LLC	Freight House Building in Downtown Minneapolis	Consumer Discretionary	980,000	Not Disclosed	https://www.bizjournals.com/twincities/news/2023/12/01/gala-dunn-bros-freight-house.html
12/01/2023	Closed	PNH Properties LLC	233,314 Square Feet Building in Downtown Nashville	Real Estate	75,000,000	Not Disclosed	https://rebusinessonline.com/pnh-properties-acquires-211-commerce-office-tower-in-downtown-nashville-for-75m/
12/01/2023	Closed	Insight Enterprises, Inc	SADA Systems, Inc.	Consumer Discretionary	800,000,000	Not Disclosed	https://www.marketscreener.com/quote/stock/INSIGHT-ENTERPRISES-INC-10249/news/Insight-Enterprises-Inc-acquired-SADA-Systems-Inc-from-Verse-Holdco-Inc-for-800-million-45483431/

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Private Placements

Data is updated weekly and compiled from publicly available sources. You can use the horizontal scroll bar to view all transaction data.

Date	Issuer	Amount	Sales Commision	Securities Offered	Industry Group
10/02/2023	550 Baker Street, LLC	2,100,000	0	Equity	Residential
10/02/2023	9057-9059 16th AVE SW LLC	850,000	0	Equity	Residential
10/02/2023	AG-0314 Fund II, a series of Cedar Capital Funds, LP	61,258	0	Debt	Pooled Investment Fund
10/02/2023	AI Clearing Inc.	12,886,160	0	Equity	Other Technology
10/02/2023	AO-0717 Fund I, a series of MV Funds, LP	42,000	0	Debt	Pooled Investment Fund
10/02/2023	Atsena Therapeutics, Inc.	32,000,000	0	Equity	Biotechnology
10/02/2023	Axial Commerce, Inc.	7,601,565	0	Equity	Other Technology
10/02/2023	BB Access, LLC	25,000,000	0	Equity	Pooled Investment Fund
10/02/2023	BECO Booster Fund IV, L.P.	4,500,000	0	Equity	Pooled Investment Fund
10/02/2023	BN I, a Series of S5V CoInvest US LP	708,936	0	Debt	Pooled Investment Fund
10/02/2023	Base Power Seed RUV, a Series of Vauban Platform LP	267,007	0	Debt	Pooled Investment Fund
10/02/2023	BasiGo Inc	4,000,000	0	Debt	Other
10/02/2023	Box Wilson Equity 11 LLC	3,035,000	0	Equity	Pooled Investment Fund
10/02/2023	CM Saronic I, a Series of Vauban Platform LP	258,000	0	Debt	Pooled Investment Fund
10/02/2023	CO-0620 Fund II, a series of Gold Dragon Ventures, LP	43,500	0	Debt	Pooled Investment Fund
10/02/2023	Caliber Core Plus Growth & Income Fund REIT, LLC	125,000	0	Equity	REITS and Finance
10/02/2023	Care Access Real Estate Investments, PBC	20,000,000	0	Debt	REITS and Finance
10/02/2023	Century House Partners, LLC	600,000	0	Equity	Other
10/02/2023	Clockwork Technologies Inc.	2,999,991	0	Equity	Other Technology
10/02/2023	Concentro Pre-Seed Angels, a Series of Vauban Platform LP	139,235	0	Debt	Pooled Investment Fund
10/02/2023	Creative Planning Employee Investment, LLC	8,800,000	0	Equity	Investing
10/02/2023	Delle Donne Biotech Fund, a Series of Vauban Platform LP	511,000	0	Debt	Pooled Investment Fund
10/02/2023	Dialed In Ventures, Inc.	500,000	0	Debt	Investing
10/02/2023	EAI II, a Series of S5V CoInvest US LP	5,515,200	0	Debt	Pooled Investment Fund
10/02/2023	Eno Succession, LLC	560,000	0	Equity	Other
10/02/2023	F Street Appleton 5, LLC	1,900,000	0	Equity	Commercial
10/02/2023	Firehawk Aerospace Inc.	5,000,000	0	Debt	Other
10/02/2023	FuzzyBot, Inc.	13,961,751	0	Equity	Other Technology
10/02/2023	Fyve By Corp	676,000	0	Debt	Other Technology
10/02/2023	GETCHELL GOLD CORP.	34,913	0	Equity	Other
10/02/2023	Goodwin Biotechnology, Inc	5,000,002	0	Equity	Other Health Care
10/02/2023	Graylog, Inc.	8,975,479	0	Equity	Other
10/02/2023	Greenjets Angel Syndicate I, a Series of Vauban Platform LP	76,180	0	Debt	Pooled Investment Fund
10/02/2023	HIG Holdings, LLC	8,860,000	0	Equity	Insurance
10/02/2023	Iceberg RevOps, LLC	160,000	0	Debt	Business Services
10/02/2023	ImpactableX Analytics, Inc.	750,000	0	Debt	Other Technology
10/02/2023	Journey Enterprise Holdings LP	5,000,000	0	Equity	Retailing
10/02/2023	KISH BANCORP INC	20,000,000	0	Equity	Commercial Banking
10/02/2023	Kayhan Space Corp.	7,049,999	0	Equity	Other Technology
10/02/2023	LLAMAINDEX INC.	8,499,997	0	Equity	Other Technology
10/02/2023	LY-1030 Fund I, a series of Roll Up Vehicles, LP	54,693	0	Debt	Pooled Investment Fund
10/02/2023	Lepton AI, a Series of Vauban Platform LP	58,000	0	Debt	Pooled Investment Fund
10/02/2023	Litquidity Casa Padel SPV, a Series of Vauban Platform LP	50,000	0	Debt	Pooled Investment Fund
10/02/2023	Lune SPV-1, a Series of Vauban Platform LP	57,571	0	Debt	Pooled Investment Fund
10/02/2023	MA-0412 Fund I, a series of HyperGuap, LP	477,069	0	Debt	Pooled Investment Fund
10/02/2023	MO-0331 Fund I, a series of Exitfund Venture, LP	34,625	0	Debt	Pooled Investment Fund
10/02/2023	MR-0714 Fund I, a series of HRZ Select Tempest, LP	512,120	0	Debt	Pooled Investment Fund
10/02/2023	MVP LS FUND CDLI LLC	2,000,000	0	Debt	Pooled Investment Fund
10/02/2023	MVP LS FUND CDXLIV LLC	2,000,000	0	Debt	Pooled Investment Fund
10/02/2023	Magic Time On Broadway Ltd Liability Co	8,000,000	0	Equity	Other
10/02/2023	Miami Angels Allstar III SPV, a Series of Vauban Platform LP	158,464	0	Debt	Pooled Investment Fund
10/02/2023	MiddleGround Partners III, L.P.	1,750,000,000	0	Debt	Pooled Investment Fund
10/02/2023	NET Recovery Corp.	750,000	0	Equity	Other Technology
10/02/2023	NHK Conroe, LP	28,400,000	125,000	Equity	Commercial
10/02/2023	NurExone Biologic Inc.	742,166	0	Equity	Biotechnology
10/02/2023	OCTAVE REALTY FUND VIII, LLC	42,494,000	0	Debt	Commercial
10/02/2023	OSL Debt Fund LLC	10,000,000	0	Debt	Other Real Estate
10/02/2023	OurCrowd (Investment in FutureFam) L.P.	500,000	0	Debt	Pooled Investment Fund
10/02/2023	PENN TOPCO, INC.	252,000,000	0	Equity	Other
10/02/2023	Power & Chandler Self Storage Partners, LLC	15,000,000	1,350,000	Debt	Commercial
10/02/2023	ProSomnus, Inc.	25,000,000	0	Equity	Other Health Care
10/02/2023	Revology, Inc.	8,000,000	0	Equity	Other
10/02/2023	SBVP NiceHealth II, a Series of Vauban Platform LP	201,000	0	Debt	Pooled Investment Fund
10/02/2023	SIA TAAC3 SPV Evitado, a Series of Vauban Platform LP	115,000	0	Debt	Pooled Investment Fund
10/02/2023	Shiloh’s Five Loaves, Inc.	1,500,000	0	Equity	Other
10/02/2023	SimpleDataLabs Inc	34,999,993	0	Equity	Other Technology
10/02/2023	SoFar Ocean Technologies, Inc.	5,999,997	0	Equity	Other Technology
10/02/2023	Sojo Industries, Inc.	2,800,000	0	Equity	Other Technology
10/02/2023	Squeeze Software, Inc.	300,000	0	Debt	Computers
10/02/2023	TA-1109 Fund I AL Vehicle, a series of Sajid Rahman Angel Funds, LP	41,161	0	Debt	Pooled Investment Fund
10/02/2023	THVC (Cionic), LLC	4,000,000	0	Debt	Pooled Investment Fund
10/02/2023	TPEG WOODLANDS AL-55 INVESTORS LLC	2,000,000	0	Debt	Other Real Estate
10/02/2023	Table Ventures, a Series of Vauban Platform LP	750,000	0	Debt	Pooled Investment Fund
10/02/2023	Tetragon LP Fund I	20,000,000	0	Debt	Pooled Investment Fund
10/02/2023	Torev Corp	25,000	0	Debt	Other Technology
10/02/2023	Troubleshooter AI, Inc., a Series of Vauban Platform LP	33,000	0	Debt	Pooled Investment Fund
10/02/2023	TruVista AV, LLC	4,000,000	0	Equity	Other Real Estate
10/02/2023	UnitX Series B SPV, a Series of Vauban Platform LP	340,000	0	Debt	Pooled Investment Fund
10/02/2023	Unreasonable Capital MV Flex, LLC	2,685,001	0	Equity	Commercial
10/02/2023	VE-0322 Fund I AL Vehicle, a series of Sajid Rahman Angel Funds, LP	51,250	0	Debt	Pooled Investment Fund
10/02/2023	VMD MB INDUSTRIAL LLC	6,500,000	0	Equity	Commercial
10/02/2023	Vera Solutions Inc.	800,000	0	Equity	Other Technology
10/02/2023	ZJ Holdings, a Series of Vauban Platform LP	108,238	0	Debt	Pooled Investment Fund
10/03/2023	3 Keys Communities, LLC	13,690,000	0	Equity	Other
10/03/2023	6898 Legends LLC	1,850,000	0	Equity	Other
10/03/2023	AP-0822 Fund I, a series of TRV Syndicate, LP	701,000	0	Debt	Pooled Investment Fund
10/03/2023	AVSF – Dentologie 2023, LLC	904,500	0	Equity	Pooled Investment Fund
10/03/2023	Active Surfaces Inc.	4,549,998	0	Equity	Other Technology
10/03/2023	After Services, Inc.	1,500,000	0	Equity	Other
10/03/2023	Arcland Development Income Fund I, LP	15,000,000	0	Debt	Pooled Investment Fund
10/03/2023	Avstera Therapeutics Corp.	5,000,000	0	Equity	Biotechnology
10/03/2023	Biolexis Therapeutics Inc.	725,000	0	Equity	Biotechnology
10/03/2023	CI-0504 Fund II AL Vehicle, a series of Climate Collective, LP	57,542	0	Debt	Pooled Investment Fund
10/03/2023	CI-0504 Fund II, a series of Climate Collective, LP	57,542	0	Debt	Pooled Investment Fund
10/03/2023	CR-0426 Gaingels Fund I AL Vehicle, a series of AngelList-GP-Funds-I, LP	29,038	0	Debt	Pooled Investment Fund
10/03/2023	Cellphire, Inc.	8,000,000	0	Debt	Biotechnology
10/03/2023	Centennial Lofts, LLC	18,000,000	0	Equity	Other
10/03/2023	Creative Planning Employee Investment, LLC	5,408,300	0	Equity	Investing
10/03/2023	Cyprium SBIC I LP	70,000,000	0	Debt	Pooled Investment Fund
10/03/2023	Docket Inc.	5,349,992	0	Equity	Other Technology
10/03/2023	ELUTIA INC.	10,500,000	598,500	Equity	Biotechnology
10/03/2023	ENB Therapeutics, Inc.	1,000,000	0	Debt	Biotechnology
10/03/2023	EPC OPCO, LLC	7,000,000	0	Equity	Other
10/03/2023	Fund I, a series of 20Growth, LP	5,000,000	0	Debt	Pooled Investment Fund
10/03/2023	GC-0724 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP	129,550	0	Debt	Pooled Investment Fund
10/03/2023	HC-1005 Fund I, a series of Sarah Jahnke, LP	75,000	0	Debt	Pooled Investment Fund
10/03/2023	HCV 011 LLC	3,250,000	0	Equity	Investing
10/03/2023	HVG Pinebrook Associates, LLC	6,800,000	0	Equity	Pooled Investment Fund
10/03/2023	Hansen H Le, D.O., PC	10,000	0	Equity	Hospitals and Physicians
10/03/2023	Hepion Pharmaceuticals, Inc.	5,000,004	399,996	Equity	Pharmaceuticals
10/03/2023	IMA Financial Group, Inc.	100,028	0	Equity	Insurance
10/03/2023	IN-0424 Fund II AL Vehicle, a series of AX-RN-Funds, LP	40,824	0	Debt	Pooled Investment Fund
10/03/2023	IN-0424 Fund II, a series of AX-RN-Funds, LP	40,824	0	Debt	Pooled Investment Fund
10/03/2023	IR Fund II, a series of Bee Partners SPV, LP	88,663	0	Debt	Pooled Investment Fund
10/03/2023	Insightful Instruments Inc.	2,499,999	0	Equity	Other
10/03/2023	Instock Inc.	3,199,970	0	Equity	Other
10/03/2023	JO-0407 Gaingels Fund I AL Vehicle, a series of AngelList-GP-Funds-I, LP	83,500	0	Debt	Pooled Investment Fund
10/03/2023	JO-0407 Gaingels Fund I, a series of AngelList-GP-Funds-I, LP	83,500	0	Debt	Pooled Investment Fund
10/03/2023	KN-0829 Fund I, a series of Evolution Master Partnership, LP	136,440	0	Debt	Pooled Investment Fund
10/03/2023	KRITI, INC	5,447,663	0	Equity	Agriculture
10/03/2023	MP-0611 Fund II, a series of Hemisphere Ventures, LP	185,480	0	Debt	Pooled Investment Fund
10/03/2023	Massive Mast, a Series of Massive Scale Ventures II, LLC	500,000	0	Debt	Investing
10/03/2023	NOLA SKY PHASE ONE, LLC	13,000,000	0	Equity	Other Real Estate
10/03/2023	Nauticus Robotics, Inc.	20,000,000	0	Equity	Other Technology
10/03/2023	Nevada Sunrise Metals Corp.	6,348	0	Equity	Other
10/03/2023	NewView Capital Advisors Fund III, L.P.	10,000,000	0	Debt	Pooled Investment Fund
10/03/2023	NextGen Jane, Inc.	7,772,010	0	Equity	Other Health Care
10/03/2023	OP Centre 2 Pref Equity, LLC	2,520,000	0	Equity	Pooled Investment Fund
10/03/2023	OT-0922 Fund I, a series of AngelList Quant Fund Direct Investments, LP	150,000	0	Debt	Pooled Investment Fund
10/03/2023	Pascaline Systems, Inc.	100,000,000	0	Equity	Other Technology
10/03/2023	Pascaline Systems, Inc.	6,000,000	0	Debt	Other Technology
10/03/2023	Patient Care Associates, L.L.C.	1,427,623	0	Equity	Other Health Care
10/03/2023	PortalCX, Inc.	150,000	0	Debt	Other
10/03/2023	Pure Simple Foods, LLC	2,036,026	0	Equity	Other
10/03/2023	RMCG DIGITAL HOLDINGS I, LLC	5,000,000	0	Debt	Pooled Investment Fund
10/03/2023	RXR MTF Red Hook Co-Investor III LP	10,100,000	0	Equity	Other Real Estate
10/03/2023	Rackla Metals Inc.	3,365,244	0	Equity	Other
10/03/2023	Rauch Capital Burst XXXXIII, a series of Rauch Capital Burst, LP	66,667	0	Debt	Pooled Investment Fund
10/03/2023	Rentvine LLC	7,000,000	0	Equity	Other Technology
10/03/2023	Round River Research Corp	3,500,000	0	Debt	Other Technology
10/03/2023	SA10 Fund I, a series of Roll Up Vehicles, LP	81,500	0	Debt	Pooled Investment Fund
10/03/2023	SDA Holding Corp.	5,000,000	0	Equity	Other
10/03/2023	Scinai Immunotherapeutics Ltd.	1,329,254	106,400	Equity	Pharmaceuticals
10/03/2023	Situs Boise, LLC	490,000	0	Equity	Pooled Investment Fund
10/03/2023	Startr 4 ChainLink Luna Fund SPV II, LLC	525,000	0	Equity	Pooled Investment Fund
10/03/2023	Strada Media, Inc	725,000	0	Debt	Other Technology
10/03/2023	Take 2 Identity, Inc.	4,000,000	0	Equity	Other Technology
10/03/2023	UR-0830 Gaingels Fund II, a series of MV Funds, LP	129,600	0	Debt	Pooled Investment Fund
10/03/2023	Vendome Investment Group LLC	100,000,000	0	Debt	Pooled Investment Fund
10/03/2023	Vescent Technologies, Inc.	200,000	0	Equity	Other Technology
10/03/2023	Weights & Biases, Inc.	49,999,998	0	Equity	Other
10/03/2023	Wilson Creek Surgical Center, LLC	486,955	0	Equity	Other Health Care
10/03/2023	YIELDTEQ LLC	2,000,000	0	Equity	Other Banking and Financial Services
10/03/2023	Yubico AB	204,318,095	0	Equity	Computers
10/03/2023	ZEN-0728 Fund I, a series of Climate Capital Seed, LP	97,005	0	Debt	Pooled Investment Fund
10/03/2023	tonebase-3, a series of Jason’s Syndicate, LLC	171,672	0	Debt	Pooled Investment Fund
10/04/2023	23244 Nameless Rd Investors LP	15,000,000	0	Equity	Residential
10/04/2023	311 W Corp St Owner, LLC	6,400,000	0	Equity	Other Real Estate
10/04/2023	505 Ventures, LLC	500,000	0	Debt	Other
10/04/2023	Above Data, Inc.	1,280,910	0	Debt	Other Technology
10/04/2023	Ace Venture I, LLC	115,000	0	Equity	Pooled Investment Fund
10/04/2023	Advanced Gold Exploration Inc.	2,997,810	0	Equity	Other
10/04/2023	AfriGlobal LP	340,500	0	Debt	Pooled Investment Fund
10/04/2023	Austin Gateway Investors LP	16,367,566	0	Equity	Residential
10/04/2023	BU-0715 Fund I, a series of Badie Investments, LP	335,930	0	Debt	Pooled Investment Fund
10/04/2023	Blueprint Capital Income REIT, Inc.	50,000,000	0	Equity	REITS and Finance
10/04/2023	CALVIRI INC	30,000,000	0	Equity	Biotechnology
10/04/2023	CARBON REMOVAL CO., INC.	8,400,000	0	Equity	Other Technology
10/04/2023	CO-0816 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP	88,700	0	Debt	Pooled Investment Fund
10/04/2023	CPG at East Lansing Holdings LLC	7,615,787	0	Equity	Commercial
10/04/2023	Capitano Energy Partners, LP	5,000,000	0	Equity	Oil and Gas
10/04/2023	Cardone Equity Fund 22, LLC	150,000,000	0	Equity	Other Real Estate
10/04/2023	Charles Towne Holdings, LLC	300,000	0	Equity	Investment Banking
10/04/2023	Cognixion Corp	5,000,000	0	Debt	Other
10/04/2023	DIG08 Marietta Pavilion, LLC	6,537,996	0	Equity	Commercial
10/04/2023	Develo Inc.	4,000,000	0	Equity	Other Technology
10/04/2023	Dopple Labs Inc.	2,000,000	0	Equity	Other Technology
10/04/2023	ERL Louisiana Investors LLC	2,131,579	0	Equity	Pooled Investment Fund
10/04/2023	Evergen Equity 12, LP	840,000	0	Equity	Pooled Investment Fund
10/04/2023	FOM Roosevelt LLC	1,855,000	0	Equity	Other Banking and Financial Services
10/04/2023	Flores Sea Holdco LLC	3,075,000	0	Equity	Other
10/04/2023	Freedom Growth Fund LLC	10,000,000	0	Equity	Other Real Estate
10/04/2023	Friends of Wave Fargo MD, LLC	2,000,000	0	Equity	Other Real Estate
10/04/2023	Gatsby Investment Holdings SPV LP	15,242,281	0	Debt	Pooled Investment Fund
10/04/2023	Global Water Resources, LLC	4,000,000	0	Equity	Other Technology
10/04/2023	Godless Movie LLC	300,000	0	Equity	Other
10/04/2023	Golden Bear Ventures LLC	2,608,084	0	Equity	Commercial
10/04/2023	Granite Harbor – West Allis Investors, LP	6,300,000	0	Equity	Pooled Investment Fund
10/04/2023	HREI Gardens LLC	1,700,000	0	Equity	Commercial
10/04/2023	Hawk-Portsmouth NH Condos LLC	1,100,000	0	Debt	Pooled Investment Fund
10/04/2023	Hopkins Lakeport LLC	6,900,000	0	Debt	Commercial
10/04/2023	Imagen Fojas Support Services, LLC	727,000	0	Equity	Other Health Care
10/04/2023	Ignium LP	52,500,000	0	Debt	Pooled Investment Fund
10/04/2023	KR, Calm Ventures Funds I, LP	363,000	0	Debt	Pooled Investment Fund
10/04/2023	Legalist Government Receivables (Offshore) Fund, LP	300,000,000	0	Debt	Pooled Investment Fund
10/04/2023	Legalist Government Receivables Fund, LP	300,000,000	0	Debt	Pooled Investment Fund
10/04/2023	Lexaria Bioscience Corp.	1,569,780	109,879	Debt	Pharmaceuticals
10/04/2023	Light Wave Ownership Path, LLC	751,000	0	Equity	Other Health Care
10/04/2023	Logan Heights Phase II LLC	4,618,000	0	Equity	Other Real Estate
10/04/2023	Lumina MV Investments, LLC	32,550,000	0	Equity	Other Real Estate
10/04/2023	MA-0720 Fund I, a series of Roll Up Vehicles, LP	59,500	0	Debt	Pooled Investment Fund
10/04/2023	MAV Alternate Investment Fund I, LP	141,257	0	Debt	Pooled Investment Fund
10/04/2023	Mach Industries Inc.	85,299,134	0	Equity	Other
10/04/2023	Machina Labs, Inc.	31,759,033	0	Equity	Other Technology
10/04/2023	Mana Anduril 2, LP	200,022	0	Debt	Pooled Investment Fund
10/04/2023	Moringa AI Ventures Series I LP	1,154,027	0	Debt	Pooled Investment Fund
10/04/2023	N3 HECM, LLC	3,215,000	0	Equity	Residential
10/04/2023	North Texas Energy, Inc.	2,000,000	0	Equity	Oil and Gas
10/04/2023	Ocotillo & Schnepf First Mortgage LLC	1,000,000	0	Equity	Other
10/04/2023	PNC LIHTC Fund 90, LLC	25,000,000	63,046	Equity	Other Real Estate
10/04/2023	Pavewise, Inc.	1,300,000	0	Equity	Other Technology
10/04/2023	Public Rec Co.	5,000,000	0	Equity	Other
10/04/2023	RADCO – 4450 East Washington PHX, LP	13,400,000	0	Equity	Commercial
10/04/2023	RADCO – Cottages at Reserve South, LP	8,450,000	0	Equity	Commercial
10/04/2023	RE-0912 Fund I, a series of Climate Capital Seed, LP	56,870	0	Debt	Pooled Investment Fund
10/04/2023	Remagine Ventures II, L.P.	50,000,000	0	Debt	Pooled Investment Fund
10/04/2023	Renterra Inc.	4,000,000	0	Equity	Other Technology
10/04/2023	SMASH Broadway Ltd Liability Co	23,000,000	0	Debt	Other
10/04/2023	SOLENO THERAPEUTICS INC	59,988,250	3,599,295	Equity	Biotechnology
10/04/2023	Series FVCF1 Tradeshift SPV, LLC an Individual Protected Series of Fuel Venture Capital Co-Invest Series, LLC a Series LLC	1,317,826	0	Debt	Pooled Investment Fund
10/04/2023	Spectra Velocity PR Feeder I, LLC	200,000,000	0	Equity	Pooled Investment Fund
10/04/2023	Sundays for Dogs, Inc.	8,000,002	0	Equity	Retailing
10/04/2023	Sunrise Fund, LP	15,000,000	0	Equity	Commercial
10/04/2023	Tapfeed Inc.	1,312,705	0	Equity	Other
10/04/2023	Thrive Capital Partners VIII Growth, L.P.	304,316,667	0	Debt	Pooled Investment Fund
10/04/2023	Tribe Digital Future Fund I, L.P.	16,261,446	0	Equity	Pooled Investment Fund
10/04/2023	Trolley Technologies Inc.	550,000	0	Debt	Other Technology
10/04/2023	Truvion Holdings	3,000,000	0	Equity	Other
10/04/2023	Utopia Lender, LLC	254,900,000	24,000	Equity	Other
10/04/2023	VIRTUAL SHOWROOM DESIGN, INC.	2,000,000	0	Equity	Other Technology
10/04/2023	Visitt Fund I, a series of TopazProp Ventures, LP	350,000	0	Debt	Pooled Investment Fund
10/04/2023	Visual Workforce, Inc	1,500,000	0	Equity	Other Technology
10/04/2023	WI-0616 Fund II, a series of Super Angel Syndicate, LP	70,088	0	Debt	Pooled Investment Fund
10/04/2023	West Street U.S. Housing Partners LP	205,175,195	0	Debt	Pooled Investment Fund
10/04/2023	Wolf Spirit, LLC	6,000,000	0	Equity	Other
10/04/2023	Xevant, Inc.	5,000,001	0	Equity	Other Technology
10/04/2023	ZE-0724 Gaingels Fund I, a series of AngelList-GP-Funds-I, LP	73,200	0	Debt	Pooled Investment Fund
10/04/2023	Zive Capital – Norwich UK Limited Partnership	9,250,000	0	Equity	Pooled Investment Fund
10/05/2023	37-11 Hotel Lender LLC	98,400,000	24,000	Equity	Other
10/05/2023	AN-0815 Fund I, a series of Executive Venture, LP	210,000	0	Debt	Pooled Investment Fund
10/05/2023	AREC Highmore Real Estate Income REIT, Inc.	125,000	6,250	Equity	REITS and Finance
10/05/2023	Acretrader 170, LLC	1,198,000	0	Equity	Other Real Estate
10/05/2023	Action Streamer, Inc.	3,000,000	0	Equity	Other Technology
10/05/2023	Allied Corp.	1,500,000	0	Equity	Agriculture
10/05/2023	ApexaIQ Inc.	9,000,000	0	Equity	Other Technology
10/05/2023	Augment Computing, Inc.	25,000,000	0	Equity	Other Technology
10/05/2023	Aurochs Capital Fund	20,000,000	0	Debt	Pooled Investment Fund
10/05/2023	BC Bridge Fund LLC	2,200,000	0	Equity	Investing
10/05/2023	BR-0609 Fund I, a series of Roll Up Vehicles, LP	162,000	0	Debt	Pooled Investment Fund
10/05/2023	BRAG, Inc.	650,000	0	Debt	Other
10/05/2023	BRT Biotechnologies, Inc.	200,000	0	Debt	Biotechnology
10/05/2023	Bandwagon LRF LLC	225,000	0	Equity	Business Services
10/05/2023	Bear Hug Brewing Co, LLC	325,000	0	Equity	Restaurants
10/05/2023	Belize Land Holdings, LLC	4,500,000	0	Equity	Residential
10/05/2023	Blackbird Real Estate Partners III, L.P.	200,000,000	0	Equity	REITS and Finance
10/05/2023	Blynk Technologies Inc.	3,749,996	0	Equity	Other
10/05/2023	Build With Construx, Inc.	1,200,000	0	Debt	Manufacturing
10/05/2023	CLINICOM HEALTHCARE INC	475,000	0	Debt	Other Health Care
10/05/2023	Capwell Services Inc.	750,000	0	Debt	Environmental Services
10/05/2023	Cliq Products Inc.	555,100	0	Equity	Other
10/05/2023	Coastline Capital Opportunity Fund LLC	25,000,000	0	Equity	Pooled Investment Fund
10/05/2023	Coding Solutions Topco, Inc.	50,000,000	0	Equity	Other Health Care
10/05/2023	Cypress Creek Minerals, LLC	15,736,842	1,258,947	Debt	Oil and Gas
10/05/2023	Ekostinger, Inc.	2,250,000	0	Equity	Manufacturing
10/05/2023	Endeavor Resources,LLC	320,000	0	Debt	Oil and Gas
10/05/2023	EtiraRX, Inc.	10,595,149	0	Equity	Biotechnology
10/05/2023	FARMSCAPE HOMES LLC	5,000,000	500,000	Equity	Construction
10/05/2023	Fifth Down Cap LLC	45,000,000	0	Equity	Investing
10/05/2023	GAIA REIT, Inc.	300,000,000	1,631,400	Equity	REITS and Finance
10/05/2023	GDR RM, LLC	2,000,000	0	Equity	Pooled Investment Fund
10/05/2023	HG ISG Investment Vehicle, LLC	5,000,000	0	Equity	Construction
10/05/2023	HGR Middle Trejo Prospect L.P.	307,000	0	Debt	Oil and Gas
10/05/2023	Healthy Habits Delivered LLC	500,000	0	Debt	Other
10/05/2023	Holon Health, Inc.	200,000	0	Equity	Other Health Care
10/05/2023	HydRx, Inc.	4,800,000	0	Equity	Other
10/05/2023	Hygiene IQ, LLC	179,633	0	Equity	Other Technology
10/05/2023	Karakoram Capital Partners, LLC	500,000	0	Equity	Other
10/05/2023	Kera Ventures VI, LLC	3,000,000	0	Equity	Other
10/05/2023	King St Partners LLC	4,100,000	0	Equity	Commercial
10/05/2023	LCP Spokane Montgomery LLC	4,150,000	0	Equity	Commercial
10/05/2023	Leaf International Corp	16,616,330	0	Equity	Other Technology
10/05/2023	LightGuide, Inc.	5,000,000	0	Equity	Other
10/05/2023	London Sock Co	1,920,000	0	Equity	Retailing
10/05/2023	MIDWEST PICKLEBALL PARTNERS, LLC	3,500,000	0	Equity	Other
10/05/2023	MODABL, LLC	5,000,000	0	Equity	Construction
10/05/2023	MSP GP Fund IV, L.P.	400,000,000	0	Equity	Pooled Investment Fund
10/05/2023	MW LSVC Redwood-II, LLC	10,000,000	0	Debt	Pooled Investment Fund
10/05/2023	MW LSVC Shield AI, LLC	10,000,000	0	Debt	Pooled Investment Fund
10/05/2023	McNeill Investment Group, LLC	2,427,550	0	Equity	Lodging and Conventions
10/05/2023	Metric Collective LLC	10,000,000	0	Equity	Retailing
10/05/2023	Mindoro Capital Partners LLC	6,000,000	0	Equity	Investing
10/05/2023	Mytos, Inc.	18,008,172	0	Equity	Other Technology
10/05/2023	NOBULL, LLC	70,000,000	0	Equity	Other
10/05/2023	Noblestone Putnam LLC	1,500,000	0	Equity	Commercial
10/05/2023	North Country Opportunity Zone Fund II, L.P.	28,000,000	806,169	Equity	Pooled Investment Fund
10/05/2023	PCIH Series 11 a series of Piedmont Capital Investment Holdings, LLC	11,250,000	0	Equity	Investing
10/05/2023	PLOTIFY FINANCIAL, INC.	12,980,153	0	Equity	Residential
10/05/2023	Pacifiko.com, Inc.	5,000,006	0	Equity	Other Technology
10/05/2023	Perfect Panorama LLC	1,750,000	0	Equity	Construction
10/05/2023	Pitbull TopCo, LLC	1,500,000	0	Equity	Restaurants
10/05/2023	Preczn Inc.	6,814,999	0	Equity	Other Technology
10/05/2023	Preservation Equity Fund 3, L.P.	300,000,000	0	Equity	Pooled Investment Fund
10/05/2023	RENAIS SPIRITS LTD	11,372	0	Equity	Other
10/05/2023	Redwood Galloway Alton Darby Creek Road OH P1 LLC	11,950,000	0	Equity	Residential
10/05/2023	Ressio Inc.	4,000,000	0	Equity	Other Technology
10/05/2023	Rhino Page Road Owner LLC	4,485,000	0	Equity	Commercial
10/05/2023	SO V Vero & I-Drive Co-Invest, LLC	23,000,000	0	Equity	Residential
10/05/2023	SP-0725 Fund II, a series of Roll Up Vehicles, LP	99,995	0	Debt	Pooled Investment Fund
10/05/2023	SR Townhomes Property, LLC	23,000,000	0	Equity	Construction
10/05/2023	Saleo, Inc.	11,929,390	0	Equity	Other Technology
10/05/2023	Scilex Holding Co	101,875,000	0	Debt	Biotechnology
10/05/2023	Seaport Global Specialty Lending Fund LLC	100,000,000	0	Debt	Pooled Investment Fund
10/05/2023	SeeMedX, Inc.	21,047,599	0	Equity	Other Health Care
10/05/2023	SelfGood, LLC	6,000,000	0	Equity	Other
10/05/2023	ShareWillow Compensation Inc.	3,803,255	0	Equity	Other Technology
10/05/2023	Sorette Inc.	300,000	0	Debt	Other
10/05/2023	Spakl Tech, Inc.	5,239,586	0	Equity	Other
10/05/2023	TH-0809 Gaingels Fund II, a series of AngelList-GP-Funds-I, LP	40,000	0	Debt	Pooled Investment Fund
10/05/2023	TV Co-Investment H I, L.P.	25,000,000	0	Debt	Pooled Investment Fund
10/05/2023	TW-0703 Fund I, a series of Revere Partners RF Syndicate I, LP	112,000	0	Debt	Pooled Investment Fund
10/05/2023	Total Osage Partners	1,500,000	0	Equity	Oil and Gas
10/05/2023	Traction Ag, Inc.	2,500,000	0	Debt	Other Technology
10/05/2023	Westlake Hospitality Investment LLC	19,000,000	0	Equity	Commercial
10/05/2023	Woodford Horizontal Project 67, LLC	1,450,000	0	Equity	Oil and Gas
10/05/2023	ZE Holdco Inc.	5,651,085	0	Equity	Other Technology
10/06/2023	507 Chase Ave LLC	975,000	0	Equity	Commercial
10/06/2023	555 EAST 242 FUNDING L.P.	6,250,000	0	Equity	Other Real Estate
10/06/2023	AF-0906 Fund I, a series of Measured Capital Management, LP	134,102	0	Debt	Pooled Investment Fund
10/06/2023	AP Associates I, LLC	4,425,000	0	Equity	Other
10/06/2023	ARMADILLO HOME SOLUTIONS, INC.	7,529,806	0	Equity	Other
10/06/2023	AUTONOMOUS ELECTRIC RIDES LLC	50,000	0	Equity	Other Technology
10/06/2023	Akura Medical, Inc.	35,005,906	0	Equity	Other Health Care
10/06/2023	Alluvial Finance Inc.	18,283,644	0	Equity	Other Technology
10/06/2023	Armyn XXII, a Series of CGF2021 LLC	271,520	0	Debt	Pooled Investment Fund
10/06/2023	Avistone Tech Park II, LLC	12,700,000	0	Equity	Commercial
10/06/2023	Avistone Tech Park, LLC	12,700,000	101,600	Equity	Commercial
10/06/2023	BA-0715 Fund I, a series of Roll Up Vehicles, LP	392,000	0	Debt	Pooled Investment Fund
10/06/2023	Backplain, Inc.	725	0	Equity	Computers
10/06/2023	Belay a Series of CGF2021 LLC	275,000	0	Debt	Pooled Investment Fund
10/06/2023	BioSig Technologies, Inc.	1,169,715	30,000	Equity	Other Health Care
10/06/2023	Burgeon Fund Founders LLC	25,000,000	0	Equity	Commercial
10/06/2023	Calm Ventures SpaceX 2, LP	2,784,003	0	Debt	Pooled Investment Fund
10/06/2023	Castelion Corp	8,638,335	0	Equity	Other Technology
10/06/2023	Cerus Capital Real Estate Opportunity Fund, LLC	25,000,000	0	Equity	Commercial
10/06/2023	Cheq Lifestyle Technology, Inc.	6,648,199	0	Equity	Other Technology
10/06/2023	CoPilot Systems Inc.	6,555,990	0	Equity	Other
10/06/2023	Cofactr Inc	9,091,669	0	Equity	Other
10/06/2023	D4 Equity Jacksonville – Via Veneto LLC	2,335,000	0	Equity	Residential
10/06/2023	DPEG Cottage Green, LP	11,200,000	0	Equity	Commercial
10/06/2023	Deux Foods Jul 2023, a Series of CGF2021 LLC	115,500	0	Debt	Pooled Investment Fund
10/06/2023	EquityZen Growth Technology Fund LLC – Series 1822	330,000	16,500	Equity	Pooled Investment Fund
10/06/2023	Falcomm, Inc.	4,641,583	0	Equity	Other Technology
10/06/2023	Fishwife WGV Sep 2023, a Series of CGF2021 LLC	55,600	0	Debt	Pooled Investment Fund
10/06/2023	Fort Point Timber Inc.	800,000	0	Debt	Business Services
10/06/2023	Fund 1 S22023, LP	284,417	0	Debt	Pooled Investment Fund
10/06/2023	GGL RESOURCES CORP.	116,683	0	Equity	Other
10/06/2023	GR-0915 Fund IV, a series of Vela SPV, LP	540,000	0	Debt	Pooled Investment Fund
10/06/2023	GSBackers Esper Fund I a Series of CGF2021 LLC	623,000	0	Debt	Pooled Investment Fund
10/06/2023	GSBackers Rollup Fund I, a Series of CGF2021 LLC	71,188	0	Debt	Pooled Investment Fund
10/06/2023	HCP/LS 2011 REIT LLC	172,500	5,750	Equity	REITS and Finance
10/06/2023	Harri Topco, Inc.	36,000,000	0	Equity	Other Technology
10/06/2023	HealthX Ventures Fund III, L.P.	100,000,000	0	Debt	Pooled Investment Fund
10/06/2023	HerdDogg, Inc.	3,000,000	0	Equity	Other
10/06/2023	IM-0919 Fund I, a series of Riverside Ventures, LP	117,600	0	Debt	Pooled Investment Fund
10/06/2023	JO-09251 Fund I, a series of Roll Up Vehicles, LP	100,000	0	Debt	Pooled Investment Fund
10/06/2023	Kairoi Investment Fund VI, LP	90,000,000	0	Equity	Residential
10/06/2023	LPC Litigation Fund II, LP	25,000,000	0	Equity	Pooled Investment Fund
10/06/2023	LQD Assets, LLC	394,590	0	Debt	Other
10/06/2023	LQD Assets, LLC	762,960	0	Debt	Other
10/06/2023	LQD Assets, LLC	9,000,000	0	Debt	Other
10/06/2023	LQD Assets, LLC	12,000,000	0	Debt	Other
10/06/2023	Leafpress Leonis, a Series of CGF2021 LLC	168,151	0	Debt	Pooled Investment Fund
10/06/2023	Level Health, Inc.	4,000,000	0	Equity	Other Health Care
10/06/2023	MED PARTNERS REI LLC	5,000,000	0	Equity	Pooled Investment Fund
10/06/2023	MVP LS FUND CDLIV LLC	2,000,000	1,250	Debt	Pooled Investment Fund
10/06/2023	Mars Manufacturing LLC	1,525,000	0	Equity	Manufacturing
10/06/2023	Matrix Adhesives Group, LLC	3,999,645	0	Equity	Other
10/06/2023	Mercury Fund Executives V, L.P.	610,000	0	Debt	Pooled Investment Fund
10/06/2023	MileUp, Inc.	4,250,000	0	Equity	Other
10/06/2023	Moving Capital Rocket III, LP	2,006,184	0	Debt	Pooled Investment Fund
10/06/2023	NE-0909 Fund I, a series of Epakon Capital, LP	301,000	0	Debt	Pooled Investment Fund
10/06/2023	NOLA Terminal LLC	8,200,000	169,000	Debt	Other
10/06/2023	Neuralift Inc.	999,999	0	Equity	Other Technology
10/06/2023	Noble Ascension LP	50,000,000	0	Debt	Pooled Investment Fund
10/06/2023	O2 Auto Service Holdings, LLC	2,334,935	0	Equity	Pooled Investment Fund
10/06/2023	OPEN DOORS PARTNERS, LLC	400,000	0	Equity	Other
10/06/2023	Opsera, Inc.	12,000,003	0	Equity	Other Technology
10/06/2023	PA-0723 Fund III, a series of Roll Up Vehicles, LP	688,000	0	Debt	Pooled Investment Fund
10/06/2023	PA-0731 Fund I, a series of Sapien Capital, LP	93,300	0	Debt	Pooled Investment Fund
10/06/2023	PACIFIC RIDGE EXPLORATION LTD	98,734	0	Equity	Other
10/06/2023	PTF Global, LLC	5,500,000	0	Debt	Other
10/06/2023	Patient Sortal 23, a Series of What If Ventures Master, LLC	433,000	0	Debt	Pooled Investment Fund
10/06/2023	Persefoni AI Inc.	82,714,648	0	Equity	Other Technology
10/06/2023	Quoherent, Inc.	4,699,999	0	Equity	Other Technology
10/06/2023	Red Rock Capital Fund 2309001-Mall11, LP	100,000,000	0	Equity	Other
10/06/2023	Red Rock Capital Fund 2309002-Bombril, LP	70,000,000	0	Equity	Other
10/06/2023	S.T.L. Resources Drilling Fund E, LP	100,000,000	9,500,000	Debt	Oil and Gas
10/06/2023	SWEET CO/LAB RC LTD LIABILITY CO	1,250,000	0	Equity	Other
10/06/2023	SeedFundersOrlando Kinnect Fund II, a Series of CGF2021 LLC	30,000	0	Debt	Pooled Investment Fund
10/06/2023	Shorewind Capital Fund II LP	100,000,000	0	Debt	Pooled Investment Fund
10/06/2023	Simple Venue LLC	5,000,000	0	Equity	Restaurants
10/06/2023	Solomon Fund I, LP	20,000,000	200,000	Equity	Pooled Investment Fund
10/06/2023	Soturi Fitness & Nutrition LLC	190,000	0	Equity	Restaurants
10/06/2023	Spiro Medical Inc.	500,000	0	Debt	Other Health Care
10/06/2023	Sumenzuo Inc	2,000	0	Equity	Other
10/06/2023	Sunwealth Power, Inc.	10,000,000	0	Debt	Other Energy
10/06/2023	Surprise ALC LLC	3,000,000	0	Equity	Other Health Care
10/06/2023	Tigawok Inc	1,100,000	0	Equity	Restaurants
10/06/2023	Tokenfolio Fund XI, LP	1,804,110	0	Debt	Pooled Investment Fund
10/06/2023	Tokenfolio Fund XII, LP	993,000	0	Debt	Pooled Investment Fund
10/06/2023	US REIGN Fund LLC	25,000,000	0	Equity	Commercial
10/06/2023	VF Opportunity I, a Series of Visionary Future Opportunities LLC	1,250,000	0	Debt	Pooled Investment Fund
10/06/2023	VF Real Estate IV, LP	40,000,000	0	Equity	Investing
10/06/2023	Wiz Broadway May 2023, a Series of CGF2021 LLC	103,000	0	Debt	Pooled Investment Fund
10/06/2023	ZE-0721 Fund I, a series of AX-SusanSu-Funds, LP	108,500	0	Debt	Pooled Investment Fund
10/06/2023	ZI-0818 Fund III, a series of Medicis of Miami, LP	59,000	0	Debt	Pooled Investment Fund
10/06/2023	ZRCN Inc.	100,000	0	Equity	Manufacturing
10/06/2023	ZRCN Inc.	20,000	0	Equity	Manufacturing
10/06/2023	ZRCN Inc.	238,188	0	Equity	Manufacturing
10/06/2023	ZRCN Inc.	47,500	0	Equity	Manufacturing
10/10/2023	1201 Dulles, LP	14,000,000	0	Equity	Residential
10/10/2023	166 Gonzales Venture LLC	1,800,000	0	Debt	Other Real Estate
10/10/2023	4D Senseye SPV, a series of AM SPV Fund Management LLC.	327,000	0	Debt	Pooled Investment Fund
10/10/2023	51C COLLABORATIVE, INC.	2,200,000	0	Debt	Other
10/10/2023	AIBERRY INC.	7,100,000	0	Equity	Other
10/10/2023	AIRIA Jun 2023 a Series of CGF2021 LLC	90,000	0	Debt	Pooled Investment Fund
10/10/2023	AN-0922 Fund I, a series of MV Funds, LP	59,500	0	Debt	Pooled Investment Fund
10/10/2023	ARBOR EQUITY GROUP FUND I, LP	5,000,000	0	Debt	Other
10/10/2023	ATI Motors Inc.	10,797,755	0	Equity	Other Technology
10/10/2023	AVSF – Lincode 2023, LLC	987,000	0	Equity	Pooled Investment Fund
10/10/2023	Academy Fund II LLC	50,000,000	0	Equity	Pooled Investment Fund
10/10/2023	Acasti Pharma Inc.	15,116,786	0	Equity	Biotechnology
10/10/2023	Acosta Space Systems Consulting, Inc.	10,000	0	Equity	Other
10/10/2023	Alexia Ventures Co-Investment Fund, LLC – Series 1	250,000	0	Equity	Pooled Investment Fund
10/10/2023	Argos U.S. Forest Invest REIT, L.P.	125,000	6,250	Equity	REITS and Finance
10/10/2023	Arthur Technologies Inc	3,000,000	0	Debt	Other Technology
10/10/2023	Asymmetria Investors III, LLC – Elyria Industrial (PS)	2,740,000	0	Equity	Investing
10/10/2023	Asymmetria Investors III, LLC – Maritime IV (PS)	7,055,000	0	Equity	Investing
10/10/2023	Avalyn Pharma Inc.	189,182,622	0	Equity	Biotechnology
10/10/2023	BION ENVIRONMENTAL TECHNOLOGIES INC	1,500,000	0	Debt	Environmental Services
10/10/2023	BKV Corp	150,005,210	0	Equity	Oil and Gas
10/10/2023	BRONCO BILLY UK LTD LIABILITY CO	2,500,000	0	Equity	Other
10/10/2023	BSP VBP, LLC	31,490,000	0	Debt	Pooled Investment Fund
10/10/2023	Beam Park 610 Fund, LLC	2,000,000	0	Equity	Commercial
10/10/2023	Belltown Developers, LLC	2,950,000	0	Equity	Commercial
10/10/2023	BlackAngelGroup – Q3 23 III a Series of CGF2021 LLC	252,551	0	Debt	Pooled Investment Fund
10/10/2023	Blitzscaling Ventures AI, L.P.	30,000,000	0	Debt	Pooled Investment Fund
10/10/2023	Boost Capital Partners Fund I, LP	10,000,000	0	Debt	Pooled Investment Fund
10/10/2023	Bridge Round, LLC – GBV Partners Master Series II, LLC	800,000	0	Debt	Pooled Investment Fund
10/10/2023	CAYUGA LAKE BANK CORP	3,500,000	0	Equity	Commercial Banking
10/10/2023	Cash or Trade, Inc.	2,072,978	0	Equity	Other
10/10/2023	Clevon 2023 Note – EAC SPVs LLC	82,795	0	Debt	Pooled Investment Fund
10/10/2023	Commune Mar Vista Investors, LLC	600,000	0	Equity	Commercial
10/10/2023	CourtScribes, Inc.	2,000,000	0	Equity	Business Services
10/10/2023	Craftom, Inc.	1,500,000	90,000	Debt	Other Technology
10/10/2023	Crestone DC Assets LLC	125,000	6,250	Equity	REITS and Finance
10/10/2023	Crypto Co	19,894	0	Equity	Other Technology
10/10/2023	Current Yield with Participation Fund VII, LLC	100,000,000	12,000	Equity	Pooled Investment Fund
10/10/2023	Daybreak Ventures Fund 1 LP	25,000,000	0	Debt	Pooled Investment Fund
10/10/2023	EA-0918 Fund I, a series of MV Funds, LP	66,000	0	Debt	Pooled Investment Fund
10/10/2023	EPIC Companies Midwest 2023, LLC	10,000,000	0	Equity	Other Real Estate
10/10/2023	EPIC Unite Real Estate Holdings, LLC	1,500,000	0	Equity	Other Real Estate
10/10/2023	EPIC Unite, LLC	1,500,000	0	Equity	Other Real Estate
10/10/2023	Edifii, Inc.	100,000	0	Debt	Other Technology
10/10/2023	Elevation Vero Beach SA, LLC	12,000,000	0	Equity	Commercial
10/10/2023	Epifeast Inc.	9,666,795	0	Equity	Other Technology
10/10/2023	EquityZen Growth Technology Fund LLC – Series 1828	465,000	23,250	Equity	Pooled Investment Fund
10/10/2023	FCP Fund VI-C Feeder-AIV, L.P.	1,650,000,000	4,018,250	Equity	Other Real Estate
10/10/2023	FM Qualified Opportunity Fund LLC	2,700,000	0	Equity	Other
10/10/2023	Flow Labs 2023-08 a Series of Interlock Master LLC	91,500	0	Debt	Pooled Investment Fund
10/10/2023	FreeUp Storage Phenix City, LLC	6,700,000	0	Equity	Commercial
10/10/2023	GABA Therapeutics, Inc.	1,000,000	0	Equity	Pharmaceuticals
10/10/2023	GBO NNHS ASC JV, LLC	4,080,000	0	Equity	Other Health Care
10/10/2023	Gaingels Stoke Space 2023 LLC	338,288	0	Equity	Other
10/10/2023	Greater Good Healthcare Inc.	21,150,000	0	Equity	Other Health Care
10/10/2023	Gut-Brain-Axis Therapeutics Inc.	8,000,000	0	Debt	Biotechnology
10/10/2023	Harvey’s Gaingels Neurophos LLC	485,442	0	Equity	Other
10/10/2023	Hatchery Haven LLC	2,100,000	0	Equity	Residential
10/10/2023	Hungry Harvest, LLC	5,000,000	0	Debt	Other
10/10/2023	IREX Industrial Portfolio I DST	36,881,720	2,212,903	Equity	Commercial
10/10/2023	IceCap Real Estate Debt Fund III, LLC	100,000,000	0	Equity	Pooled Investment Fund
10/10/2023	KG FC DST	4,546,693	272,802	Equity	Other Real Estate
10/10/2023	Kinetic Broadband Opportunity Fund, L.P.	200,000,000	0	Debt	Pooled Investment Fund
10/10/2023	Knab, Inc.	2,988,476	0	Debt	Other Technology
10/10/2023	Korio, Inc.	6,786,108	0	Equity	Other Technology
10/10/2023	LK Capital Fund LP	50,000,000	0	Debt	Residential
10/10/2023	Layla Fund I, LP	100,000,000	0	Debt	Pooled Investment Fund
10/10/2023	MAV Neuralink, LP	1,320,596	0	Debt	Pooled Investment Fund
10/10/2023	MDSV-Listening Sep 2023 a Series of CGF2021 LLC	125,000	0	Debt	Pooled Investment Fund
10/10/2023	Mettle Shop, LLC	6,700,000	0	Equity	Other
10/10/2023	Modern Village, Inc.	1,700,000	0	Debt	Other Technology
10/10/2023	NE-0816 Fund I, a series of Roll Up Vehicles, LP	109,500	0	Debt	Pooled Investment Fund
10/10/2023	Namara Round a Series of CGF2021 LLC	478,000	0	Debt	Pooled Investment Fund
10/10/2023	Nasdaq Private Market, LLC	25,000,000	1,000,000	Debt	Other
10/10/2023	Nepra Foods Inc.	604,382	0	Equity	Other
10/10/2023	Net Venture	517,774	0	Debt	Pooled Investment Fund
10/10/2023	NewSpring Holdings Federal LLC	5,450,873	0	Equity	Other
10/10/2023	Opportunity I – Iron Pine GoldenArc Co-Invest, LLC	2,000,750	0	Debt	Pooled Investment Fund
10/10/2023	Optimum Response Inc.	500,000	0	Debt	Other Technology
10/10/2023	OurCrowd (Investment in Onco) L.P.	500,000	0	Debt	Pooled Investment Fund
10/10/2023	OurCrowd AI, L.P.	500,000	0	Debt	Pooled Investment Fund
10/10/2023	PLATO HOLDINGS INC	10,200,000	0	Equity	Other Banking and Financial Services
10/10/2023	PR-0829 Fund I, a series of Syntax Ventures, LP	52,000	0	Debt	Pooled Investment Fund
10/10/2023	PW PARKWOOD INVESTORS, LLC	7,565,000	0	Equity	Commercial
10/10/2023	Paramount Financial Group, LLC	6,000,000	0	Equity	Commercial Banking
10/10/2023	Pitch Aeronautics Inc	500,000	0	Equity	Manufacturing
10/10/2023	Port of the Moon LLC	3,200,000	0	Equity	Commercial
10/10/2023	RCP Small & Emerging Fund III, LP	150,000,000	0	Equity	Pooled Investment Fund
10/10/2023	SE VALOREM MCALLEN MF, LP	1,500,000	0	Equity	Commercial
10/10/2023	SF U.S. REIT LLC	125,000	6,250	Equity	REITS and Finance
10/10/2023	SH-0910 Fund I, a series of Moving Capital, LP	148,745	0	Debt	Pooled Investment Fund
10/10/2023	SIX FOUR HOSPITALITY FUND I, LLC	125,000,000	0	Equity	Commercial
10/10/2023	SP-0908 Fund I, a series of AngelList Quant Fund Direct Investments, LP	150,000	0	Debt	Pooled Investment Fund
10/10/2023	SafeRide, Inc.	40,291,817	0	Equity	Other Technology
10/10/2023	Savvi Aug 2023 a Series of Public School Ventures LLC	140,500	0	Debt	Pooled Investment Fund
10/10/2023	SaxeCap Advisors XXVI, LP	197,875	0	Debt	Pooled Investment Fund
10/10/2023	SmarterDx Aug 2023 a Series of CGF2021 LLC	332,083	0	Debt	Pooled Investment Fund
10/10/2023	Snowball Growth Inc Sep 2023 a Series of CGF2021 LLC	140,480	0	Debt	Pooled Investment Fund
10/10/2023	Sporttrade SPV I – Monty Syndicates LLC	119,000	0	Debt	Pooled Investment Fund
10/10/2023	TH89 Fund I, a series of Roll Up Vehicles, LP	214,278	0	Debt	Pooled Investment Fund
10/10/2023	TIG ORRIN LLC	2,500,000	0	Equity	Construction
10/10/2023	TQA Holdco, Inc.	21,286,407	0	Equity	Other Technology
10/10/2023	Tally Surgical, Inc.	750,000	0	Equity	Other Health Care
10/10/2023	Terafiber, LLC	2,000,000	0	Equity	Other
10/10/2023	Titan Flood, Inc.	2,000,000	0	Equity	Insurance
10/10/2023	Tulsa Country Club	2,500,000	0	Debt	Other
10/10/2023	Ultimate Healthcare Holdings, LLC	20,000,000	0	Equity	Health Insurance
10/10/2023	VIP Fund II, LLC	20,000,000	0	Equity	Other
10/10/2023	Valiot Inc.	1,000,000	0	Equity	Other Technology
10/10/2023	Verkada Inc.	100,000,000	0	Equity	Other Technology
10/10/2023	Virtual Fork Jul 2023 a Series of CGF2021 LLC	21,000	0	Debt	Pooled Investment Fund
10/10/2023	WF Clermont, LLC	5,977,276	0	Equity	Commercial
10/10/2023	WF Hambright Road, LLC	6,344,310	0	Equity	Commercial
10/10/2023	Wagmo – Series A Extension – Fiat Ventures SPV LLC	137,500	0	Debt	Pooled Investment Fund
10/10/2023	Wellness Way LLC	1,150,000	0	Equity	Other Health Care
10/10/2023	Yalochat, Inc.	39,999,947	0	Equity	Other Technology
10/10/2023	Yaysay, Inc.	10,365,000	0	Equity	Other Technology
10/10/2023	cultivate(MD) Capital Opportunity Fund, L.P.	15,000,000	0	Equity	Investing
10/10/2023	zant Aug 2023 a Series of VC 414 Village of Angels LLC	60,000	0	Debt	Pooled Investment Fund
10/11/2023	101 Breakers Associates LLC	10,000,000	0	Equity	Other Real Estate
10/11/2023	10610453 Canada Inc.	1,848,292	0	Equity	Other
10/11/2023	10X Capital / Gaingels Diversity Fund, LP – C1	301,020	0	Debt	Pooled Investment Fund
10/11/2023	1124 N High Point LLC	8,050,000	0	Equity	Residential
10/11/2023	1351 Fawcett LLC	4,000,000	0	Debt	Commercial
10/11/2023	215 N Fair Oaks LLC	10,448,550	0	Equity	Other Real Estate
10/11/2023	3RC/BCG Holdings Blocker Inc.	4,500,000	0	Equity	Investing
10/11/2023	3RC/BCG Holdings LLC	7,621,950	0	Equity	Investing
10/11/2023	3RC/BCG Invesco LLC	3,121,950	0	Equity	Investing
10/11/2023	AE INDUSTRIAL PARTNERS AEROSPACE LEASING FUND II, LP	300,000,000	0	Equity	Pooled Investment Fund
10/11/2023	AE INDUSTRIAL PARTNERS AEROSPACE LEASING FUND II-A, LP	300,000,000	0	Equity	Pooled Investment Fund
10/11/2023	ASR Acquisition Company, LLC	2,000,000	0	Equity	Manufacturing
10/11/2023	Acretrader 231, LLP	2,738,000	0	Equity	Other Real Estate
10/11/2023	Aithentic inc.	3,500,000	0	Equity	Other Technology
10/11/2023	Alder Park Holdings LLC	1,150,000	0	Equity	Commercial
10/11/2023	Allander Biotechnologies, Inc.	1,000,000	0	Equity	Other Technology
10/11/2023	Amara VC, LP – A4	635,000	0	Debt	Pooled Investment Fund
10/11/2023	Angel Collective Opportunity Fund, LP – C4	162,500	0	Debt	Pooled Investment Fund
10/11/2023	Austen Access Fund QP, LP – C3	312,250	0	Debt	Pooled Investment Fund
10/11/2023	Austen Access Fund, LP – C3	150,000	0	Debt	Pooled Investment Fund
10/11/2023	BO-0814 Fund IV, a series of Roll Up Vehicles, LP	323,500	0	Debt	Pooled Investment Fund
10/11/2023	BU-0809 Fund I, a series of Roll Up Vehicles, LP	115,000	0	Debt	Pooled Investment Fund
10/11/2023	Belizean Kaban Growth Fund, LLC	1,000,000	0	Equity	Other
10/11/2023	Bonumose, Inc.	51,628,398	0	Equity	Other
10/11/2023	CDI Zen Holdings, LP	1,700,000	0	Equity	Pooled Investment Fund
10/11/2023	CE-0714 Fund I, a series of Roll Up Vehicles, LP	302,000	0	Debt	Pooled Investment Fund
10/11/2023	CMG ELLENSBURG FUND LLC	1,200,000	0	Equity	Other Real Estate
10/11/2023	CapitalX QP, LP – D2	307,650	0	Debt	Pooled Investment Fund
10/11/2023	CapitalX, LP – D2	155,925	0	Debt	Pooled Investment Fund
10/11/2023	ChalkBooks Inc.	3,000,000	0	Equity	Other Technology
10/11/2023	Chicago Football Club P.B.C.	3,000,000	0	Equity	Other
10/11/2023	Climate Avengers Fund, LP – B3	75,000	0	Debt	Pooled Investment Fund
10/11/2023	Climate Tech Circle, LP – A4	53,750	0	Debt	Pooled Investment Fund
10/11/2023	Climate Venture Capital, LP – C4	224,000	0	Debt	Pooled Investment Fund
10/11/2023	Coeurative, Inc.	210,000	0	Equity	Pharmaceuticals
10/11/2023	Concord SCC Ltd	40,000,000	0	Debt	Other Technology
10/11/2023	Conveyor Inc.	12,500,000	0	Equity	Other Technology
10/11/2023	Convoi Ventures LP – B4	265,750	0	Debt	Pooled Investment Fund
10/11/2023	DO16 Fund I, a series of Roll Up Vehicles, LP	41,500	0	Debt	Pooled Investment Fund
10/11/2023	DW SELECT WYOMING #2 LP	5,000,000	0	Equity	Oil and Gas
10/11/2023	Darwinium Holdings, Inc.	16,000,003	0	Equity	Other Technology
10/11/2023	Delta-v Capital Opportunity Fund II GPA, LP	10,000,000	0	Debt	Pooled Investment Fund
10/11/2023	Design League Co.	1,500,000	0	Debt	Other Technology
10/11/2023	Dot Slash Capital, LP – D1	85,800	0	Debt	Pooled Investment Fund
10/11/2023	Evofem Biosciences, Inc.	2,884,615	0	Debt	Biotechnology
10/11/2023	F.Inc Capital, LP – A4	358,125	0	Debt	Pooled Investment Fund
10/11/2023	FIRST BUSINESS FINANCIAL SERVICES, INC.	15,000,000	0	Debt	Commercial Banking
10/11/2023	FL-0907 Fund I, a series of Cameron Coker, LP	186,667	0	Debt	Pooled Investment Fund
10/11/2023	FO-0725 Gaingels Fund II, a series of AngelList-GP-Funds-I, LP	49,509	0	Debt	Pooled Investment Fund
10/11/2023	Flower Ave Inc.	4,999,967	0	Equity	Other
10/11/2023	Forefront Venture Fund, LP – C3	361,500	0	Debt	Pooled Investment Fund
10/11/2023	Gaingels Ursa Major 2023 LLC	184,444	0	Equity	Other
10/11/2023	Givinga, Inc.	3,000,000	0	Equity	Other Technology
10/11/2023	Global Fox Wealth Management, LLC	1,000,000	0	Equity	Investing
10/11/2023	Golden Arrow Resources Corp	1,305,355	0	Equity	Other
10/11/2023	Goose Holdings, Inc.	8,430,000	0	Equity	Other Technology
10/11/2023	Grant Park Ventures, LP – C2	271,000	0	Debt	Pooled Investment Fund
10/11/2023	Green Waste Innovations, LLC	90,000	0	Equity	Other
10/11/2023	UN-0815 Fund I, a series of Climate Capital Seed, LP	33,000	0	Debt	Pooled Investment Fund
10/11/2023	USA Land Fund I, LLC	150,000	0	Equity	Other Real Estate
10/11/2023	Unpopular Ventures Preferred QP, LP – C4	451,500	0	Debt	Pooled Investment Fund
10/11/2023	Unpopular Ventures Preferred, LP – C4	643,750	0	Debt	Pooled Investment Fund
10/11/2023	Upper90 Crusoe Loan SPV LLC	10,565,000	0	Equity	Pooled Investment Fund
10/11/2023	VI-0212 Fund I, a series of Roll Up Vehicles, LP	233,000	0	Debt	Pooled Investment Fund
10/11/2023	WEBSTREET, LLC	2,292,730	0	Equity	Business Services
10/11/2023	Wellin5 USA, Inc.	250,000	0	Debt	Other
10/11/2023	West Coast Holdings LLC	1,500,000	0	Equity	Agriculture
10/11/2023	Willett Associates LLC	2,522,500	0	Equity	Other Real Estate
10/11/2023	Worthix Corp.	6,211,491	0	Equity	Other Technology
10/11/2023	XOStem Biosciences Ltd.	60,000	0	Equity	Other
10/11/2023	Zachary Ginsburg Funds, LP – A2	105,100	0	Debt	Pooled Investment Fund
10/11/2023	iQure Pharma Inc.	2,000,000	0	Equity	Pharmaceuticals
10/11/2023	irrvrntVC, LP – B4	701,143	0	Debt	Pooled Investment Fund
10/11/2023	protectNIL Inc.	1,000,000	0	Debt	Other Technology
10/11/2023	Hurricane Ventures, LP – A2	167,500	0	Debt	Pooled Investment Fund
10/11/2023	IN-0709 Fund I, a series of Umami Capital, LP	74,000	0	Debt	Pooled Investment Fund
10/11/2023	Ikenga Wines LLC	500,000	0	Debt	Manufacturing
10/11/2023	Immad Akhund Fund QP, LP – D2	491,400	0	Debt	Pooled Investment Fund
10/11/2023	Immad Akhund Fund, LP – D2	169,200	0	Debt	Pooled Investment Fund
10/11/2023	InfoBionic, Inc.	65,442,033	0	Equity	Other Health Care
10/11/2023	JWass PT Investors, LP – D1	151,720	0	Debt	Pooled Investment Fund
10/11/2023	Jibe Ventures QP, LP – C4	1,885,025	0	Debt	Pooled Investment Fund
10/11/2023	Jibe Ventures, LP – C4	685,395	0	Debt	Pooled Investment Fund
10/11/2023	Jude Gomila, LP – D2	158,920	0	Debt	Pooled Investment Fund
10/11/2023	KKC PRODUCTIONS NY LIMITED PARTNERSHIP	26,000,000	0	Equity	Other
10/11/2023	Khyaal Inc.	5,397,816	0	Equity	Other Technology
10/11/2023	Let It Fly Nebraska, LLC	7,500,000	0	Equity	Restaurants
10/11/2023	Ligature Rolling Fund QP, LP – C2	40,000	0	Debt	Pooled Investment Fund
10/11/2023	Ligature Rolling Fund, LP – C2	115,700	0	Debt	Pooled Investment Fund
10/11/2023	MB Syn1, LLC	800,000	0	Equity	Other
10/11/2023	MCG Canton Investors, LLC	9,623,133	769,851	Equity	Residential
10/11/2023	MIRA ONCOLOGY, INC.	500,000	0	Equity	Pharmaceuticals
10/11/2023	MRV Dickson City Partners, LLC	8,600,000	0	Equity	Commercial
10/11/2023	MVP ES FUND CXXIII LLC	2,000,000	100	Debt	Pooled Investment Fund
10/11/2023	MVP LS FUND CDLIII LLC	2,000,000	100	Debt	Pooled Investment Fund
10/11/2023	Mana Ventures, LP – D1	256,593	0	Debt	Pooled Investment Fund
10/11/2023	Mana Ventures, LP – D1 QP	404,720	0	Debt	Pooled Investment Fund
10/11/2023	Masad Capital, LP – A4	1,768,501	0	Debt	Pooled Investment Fund
10/11/2023	McCullough-Pawnee GY Joint Venture	937,500	0	Equity	Oil and Gas
10/11/2023	McCullough-Pawnee Joint Venture	937,500	0	Equity	Oil and Gas
10/11/2023	Mozaic Payments, Inc.	25,553,521	0	Equity	Other Technology
10/11/2023	Musha Ventures, LP – C4	242,750	0	Debt	Pooled Investment Fund
10/11/2023	Mystic Ventures, LP – C1	903,995	0	Debt	Pooled Investment Fund
10/11/2023	NA-0412 Fund I, a series of Eun Youb Josh Lee Syndicate, LP	211,000	0	Debt	Pooled Investment Fund
10/11/2023	NE-0830 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP	95,350	0	Debt	Pooled Investment Fund
10/11/2023	NO-0915 Fund I, a series of Unpopular VC, LP	235,882	0	Debt	Pooled Investment Fund
10/11/2023	New Founding Venture Fund LP – A1	341,837	0	Debt	Pooled Investment Fund
10/11/2023	Nexo Residences EB5 LLLP	96,000,000	0	Equity	Commercial
10/11/2023	Nucleation Capital, LP – C2	863,600	0	Debt	Pooled Investment Fund
10/11/2023	One Model Inc.	7,469,625	0	Equity	Other
10/11/2023	One Model Inc.	30,683,875	2,046,967	Equity	Other
10/11/2023	OpenGrants SEED II Aug 2023 a Series of CGF2021 LLC	45,000	0	Debt	Pooled Investment Fund
10/11/2023	PEER VC, LP – C3	1,590,657	0	Debt	Pooled Investment Fund
10/11/2023	PL-0512 Fund I, a series of Roll Up Vehicles, LP	285,000	0	Debt	Pooled Investment Fund
10/11/2023	PanTheryx, Inc.	60,000,000	0	Equity	Biotechnology
10/11/2023	Panorama Co-Investment (HZO) III, LLC	275,000	0	Equity	Pooled Investment Fund
10/11/2023	Paradigm Shift Capital Partners, LP – C4	179,293	0	Debt	Pooled Investment Fund
10/11/2023	Paradox Capital, LP – C4	123,475	0	Debt	Pooled Investment Fund
10/11/2023	Pathway Private Equity Fund XXXII (Cayman), LP	100,010,000	0	Equity	Pooled Investment Fund
10/11/2023	Pathway Private Equity Fund XXXII, LP	100,320,000	0	Equity	Pooled Investment Fund
10/11/2023	Pioneer Opportunity Fund, LP – B4	864,845	0	Debt	Pooled Investment Fund
10/11/2023	PopUp Smiles, Inc.	500,000	0	Equity	Other
10/11/2023	Post Road Special Opportunity Fund III LP	600,000,000	0	Debt	Pooled Investment Fund
10/11/2023	Preston-Werner Ventures Rolling Fund, LP – A4	1,375,175	0	Debt	Pooled Investment Fund
10/11/2023	Proem Special Situations Fund I LP	1,100,000	0	Debt	Pooled Investment Fund
10/11/2023	RA-0605 Fund I, a series of Roll Up Vehicles, LP	115,000	0	Debt	Pooled Investment Fund
10/11/2023	RA-0711 Fund III, a series of AX-RN-Funds, LP	310,000	0	Debt	Pooled Investment Fund
10/11/2023	REFASHIOND Ventures Seed Fund, LP – C2	162,500	0	Debt	Pooled Investment Fund
10/11/2023	REI Energy Drilling & Income Fund VI, L.P.	5,000,000	525,000	Debt	Oil and Gas
10/11/2023	RSNPG Tallows Apts Partners RM, LLC	9,500,000	0	Equity	Commercial
10/11/2023	RSNPG Tallows Apts Partners, LLC	9,500,000	0	Equity	Commercial
10/11/2023	Regency Silver Corp.	66,988	0	Equity	Other
10/11/2023	Rep Data, Inc	5,323,752	0	Equity	Other Technology
10/11/2023	Reticulate Micro, Inc.	3,000,000	300,000	Equity	Other Technology
10/11/2023	Ride Home Fund, LP – C1	278,750	0	Debt	Pooled Investment Fund
10/11/2023	Riskalyze Aggregator LP	15,050	0	Equity	Other Technology
10/11/2023	River Oaks Associates LLC	4,813,750	0	Equity	Other Real Estate
10/11/2023	SA-0815 Fund I, a series of Climate Capital Deals, LP	33,300	0	Debt	Pooled Investment Fund
10/11/2023	SH-0428 Gaingels Fund II, a series of AngelList-GP-Funds-I, LP	29,661	0	Debt	Pooled Investment Fund
10/11/2023	SYNERGY TRANSPORTATION FUND LP	5,000,000	0	Debt	Other Real Estate
10/11/2023	Sarah Smith Fund QP, LP – A4	581,404	0	Debt	Pooled Investment Fund
10/11/2023	Sarah Smith Fund, LP – A4	114,596	0	Debt	Pooled Investment Fund
10/11/2023	SaxeCap Advisors X, LP	423,775	0	Debt	Pooled Investment Fund
10/11/2023	Sea Pharmaceuticals, LLC	2,175,701	0	Equity	Pharmaceuticals
10/11/2023	Shaan & Romeen’s Angel Fund, LP – D1	337,189	0	Debt	Pooled Investment Fund
10/11/2023	Shaan and Romeen’s Angel Fund QP, LP – D1	265,561	0	Debt	Pooled Investment Fund
10/11/2023	Sortium Inc.	3,999,988	0	Equity	Other Technology
10/11/2023	Spine BioPharma, Inc.	15,000,000	0	Equity	Pharmaceuticals
10/11/2023	StartUp Health Moonshots, LP – C3	213,750	0	Debt	Pooled Investment Fund
10/11/2023	Steelhead Technologies, Inc.	8,000,000	0	Equity	Other Technology
10/11/2023	SuperAngel.vc QP, LP – C4	158,500	0	Debt	Pooled Investment Fund
10/11/2023	Synaptiq 2023 a Series of What If Ventures Master LLC	141,000	0	Debt	Pooled Investment Fund
10/11/2023	TE-0907 Fund I, a series of Ride Wave Ventures, LP	62,700	0	Debt	Pooled Investment Fund
10/11/2023	TR-0616 Fund I, a series of Roll Up Vehicles, LP	53,450	0	Debt	Pooled Investment Fund
10/11/2023	Talli, Inc.	150,000	0	Debt	Other
10/11/2023	Team Ignite Ventures, LP – B3	144,384	0	Debt	Pooled Investment Fund
10/11/2023	Texas State Bankshares, Inc.	1,208,088	0	Equity	Other Banking and Financial Services
10/11/2023	Tidal Mortgage Fund LLC	50,000,000	0	Equity	Pooled Investment Fund
10/11/2023	Trayd Leonis a Series of CGF2021 LLC	122,696	0	Debt	Pooled Investment Fund
10/11/2023	Triangle Tweener Fund QP, LP – B4	186,250	0	Debt	Pooled Investment Fund
10/11/2023	Triangle Tweener Fund, LP – B4	565,000	0	Debt	Pooled Investment Fund
10/12/2023	1010 CHURCH EQUITY FUND, LLC	11,762,000	0	Equity	Residential
10/12/2023	1220 King St Holdings LLC	6,741,777	0	Equity	Other Real Estate
10/12/2023	4M Building Holdings, LLC	5,000,001	0	Equity	Pooled Investment Fund
10/12/2023	AC 36 LLC	6,060,000	0	Equity	Other Banking and Financial Services
10/12/2023	AIGEN Inc.	14,999,966	0	Equity	Other Technology
10/12/2023	Aleran Software, Inc.	5,000,000	0	Equity	Other Technology
10/12/2023	Algorithmic Objective Corp.	3,999,995	0	Equity	Other Technology
10/12/2023	Ascending Avenue – Heather Ridge LLC	1,000,000	0	Equity	Residential
10/12/2023	Beacon Partners Fund III, LP	150,000,000	0	Equity	Commercial
10/12/2023	Bia Ltd	22,139,666	0	Equity	Other
10/12/2023	Briidge Syndicates Series 1.1 (GMDY) – A Series of AM SPV Fund Management	300,000	0	Debt	Pooled Investment Fund
10/12/2023	CLIPPER VENTURES I A SERIES OF AM SPV FUND MANAGEMENT	50,000	0	Debt	Pooled Investment Fund
10/12/2023	CMC Metals Ltd.	36,460	0	Debt	Other
10/12/2023	CNG 2023 VEHICLES II, LLC	1,410,000	70,500	Equity	Energy Conservation
10/12/2023	CV HCS RATED FEEDER LP	600,000,000	0	Equity	Pooled Investment Fund
10/12/2023	CV HYBRID CAPITAL SOLUTIONS A LP	600,000,000	0	Equity	Pooled Investment Fund
10/12/2023	CV HYBRID CAPITAL SOLUTIONS LP	600,000,000	0	Equity	Pooled Investment Fund
10/12/2023	Canter Resources Corp.	108,721	0	Equity	Other
10/12/2023	Centerlane 3722 Monroe Road, LLC	1,877,500	0	Equity	Commercial
10/12/2023	CleanFiber Inc.	12,500,000	0	Debt	Manufacturing
10/12/2023	DPR CONSTRUCTION, INC.	4,848,592	0	Equity	Construction
10/12/2023	DPR CONSTRUCTION, INC.	4,896,565	0	Equity	Construction
10/12/2023	DYNE Maritime AAL SPV, LP	5,000,000	0	Debt	Pooled Investment Fund
10/12/2023	Dar-Con Properties II, LLC	6,500,000	0	Equity	Other
10/12/2023	DogPound Fitness, Inc.	14,581,678	0	Equity	Other
10/12/2023	EJK 1001 Almeria LLC	225,000	0	Equity	Other Real Estate
10/12/2023	EJK 732 Flamingo LLC	300,000	0	Equity	Other Real Estate
10/12/2023	Eleven Cabins Idyllwild LLC	750,000	0	Equity	Commercial
10/12/2023	Endiatx, Inc.	1,000,000	0	Debt	Other Technology
10/12/2023	Endurance Gold Corp	1,041,039	0	Equity	Other
10/12/2023	EquityZen Growth Technology Fund LLC – Series 1807	1,701,025	85,051	Equity	Pooled Investment Fund
10/12/2023	EyeCanKnow, Inc.	1,500,000	0	Equity	Other
10/12/2023	FF NAV 850 Co-Invest LLC	1,972,500	0	Equity	Pooled Investment Fund
10/12/2023	FF NAV 850 Investor LLC	19,725,000	0	Equity	Pooled Investment Fund
10/12/2023	Formant, Inc.	20,000,000	0	Equity	Other
10/12/2023	GL-Direct WPGG14, LP	5,000,000	0	Equity	Pooled Investment Fund
10/12/2023	GMDY Utah LLC	2,000,000	0	Equity	Other Health Care
10/12/2023	Gaingels GC Therapeutics LLC	339,893	0	Equity	Other
10/12/2023	GoATL Affordable Housing Fund, LP	100,000,000	0	Equity	Pooled Investment Fund
10/12/2023	GoodTeen LLC	260,000	0	Equity	Other
10/12/2023	Guilford Surgery Center, LLC	161,910	25,000	Equity	Other Health Care
10/12/2023	HARVEST INVEST-064, LLC	2,675,000	0	Equity	Investing
10/12/2023	HB-WIN 2023 Natrx Series, a series of HB-WIN LLC	500,000	0	Debt	Pooled Investment Fund
10/12/2023	Halys, Inc.	250,000	0	Debt	Other Technology
10/12/2023	Hillcrest Energy Technologies Ltd.	785,808	0	Equity	Other
10/12/2023	Holmusk Corp	29,999,978	0	Equity	Other
10/12/2023	Iambic Therapeutics, Inc.	109,999,999	0	Equity	Biotechnology
10/12/2023	Illuminated Holdings, Inc.	125,000,000	0	Debt	Other
10/12/2023	JACK HENRY LLC	1,027,199	0	Equity	Other
10/12/2023	KDK Highcrest Opportunities Fund I, LP	30,000,000	0	Debt	Pooled Investment Fund
10/12/2023	KeyboardCat Inc	750,000	0	Equity	Other Technology
10/12/2023	LI-0620 Fund I, a series of Roll Up Vehicles, LP	584,500	0	Debt	Pooled Investment Fund
10/12/2023	Leo@West Fork Investors, LP	6,000,000	0	Equity	Commercial
10/12/2023	Little Bean & Little Stone Ltd Liability Co	20,000,000	0	Debt	Other
10/12/2023	Losant IoT, Inc.	15,614,335	0	Equity	Other Technology
10/12/2023	Luminos Inc.	1,500,000	0	Debt	Other Technology
10/12/2023	LyGenesis Inc.	20,000,000	0	Equity	Biotechnology
10/12/2023	ME-1002 Fund I, a series of DHVP SPV I, LP	170,000	0	Debt	Pooled Investment Fund
10/12/2023	MKN Developments LLC	500,000	0	Equity	Commercial
10/12/2023	MPOF 2023, LP	17,150,000	0	Debt	Pooled Investment Fund
10/12/2023	Medefy Health Inc.	11,076,061	0	Equity	Other Health Care
10/12/2023	Movable Ai, Inc.	350,000	0	Equity	Other Technology
10/12/2023	Natural Balance Regenerative Village Inc.	500,000	0	Equity	Residential
10/12/2023	Nosara Provi 2, L.P.	14,000,000	0	Debt	Pooled Investment Fund
10/12/2023	Notarize, Inc.	25,400,000	0	Equity	Other Technology
10/12/2023	POLARIS NOVA FUND LP	10,000,000	0	Equity	Other Real Estate
10/12/2023	ParaFi Private Opportunities LLC – Series J	8,075,000	0	Debt	Pooled Investment Fund
10/12/2023	Paradigm Emissions Technologies, Inc.	3,000,000	0	Equity	Other Energy
10/12/2023	Princeton GP Equity II LLC	7,000,000	0	Equity	Other Real Estate
10/12/2023	RE-0813 Fund I, a series of Hustle Fund Angel Squad, LP	258,142	0	Debt	Pooled Investment Fund
10/12/2023	RIOS INC.	1,097,855	0	Equity	Other Technology
10/12/2023	RR4 Capital Partners I LLC	2,100,100	0	Debt	Pooled Investment Fund
10/12/2023	RedHill Biopharma Ltd.	4,043,808	151,643	Equity	Pharmaceuticals
10/12/2023	Retirable Inc.	4,499,999	0	Equity	Other
10/12/2023	Returnable, Inc.	1,000,000	0	Equity	Other
10/12/2023	Rise Heather Ridge Partners, LLC	21,836,010	0	Equity	Residential
10/12/2023	SE KC INDEPENDENCE INVESTORS, LLC	3,585,000	0	Equity	Residential
10/12/2023	SS El Paso Investors LLC	2,000,000	0	Equity	Commercial
10/12/2023	SYN VENTURES SEED FUND I LP	125,000,000	0	Debt	Pooled Investment Fund
10/12/2023	San Marcos Portfolio, LLC	12,500,000	0	Equity	Commercial
10/12/2023	SeedToB Opportunity Fund, LLC	15,000,000	0	Equity	Pooled Investment Fund
10/12/2023	Space Angels LXXV LLC	500,000	0	Debt	Pooled Investment Fund
10/12/2023	Stoakes Group LLC	1,480,000	0	Debt	Residential
10/12/2023	StoneGuard Management LLC	1,607,000	0	Equity	Other
10/12/2023	StoneWard Management LLC	4,768,000	0	Equity	Other
10/12/2023	Summerville Flats, LLC	8,600,000	0	Equity	Residential
10/12/2023	SupremeAire, LLC	1,800,000	0	Equity	Manufacturing
10/12/2023	TRIOSCOPE, INC.	4,500,000	0	Equity	Other Technology
10/12/2023	Tabor Ranch Partners LLC	1,523,000	0	Equity	Commercial
10/12/2023	Three Bridges Club LLC	84,000,000	0	Debt	Other
10/12/2023	Tinychain Inc.	225,000	0	Equity	Computers
10/12/2023	UDC HOLDCO, LLC	2,100,000	0	Equity	Other Health Care
10/12/2023	V1 Heather Ridge Fund I LLC	500,000	0	Equity	Residential
10/12/2023	VO-0720 Fund I, a series of Better Capital, LP	106,000	0	Debt	Pooled Investment Fund
10/12/2023	Veea Inc.	70,000,000	0	Equity	Other Technology
10/12/2023	Wisconsin Dells Invesgtor 2 LLC	8,000,000	0	Equity	Commercial
10/13/2023	16534 Arrow Apartments, LLC	5,200,000	0	Equity	Commercial
10/13/2023	8601 E Old Spanish Trail LLC	16,000,000	0	Equity	Commercial
10/13/2023	AHS Ventures	41,000,000	0	Equity	Other Health Care
10/13/2023	Adamantium Capital LLC	200,000,000	9,500,000	Debt	Oil and Gas
10/13/2023	Adar Holdings, Inc.	3,532,833	0	Equity	Other
10/13/2023	Aegis Special Situations QP Fund, LLC – Series Medtech XIII	11,000,000	87,850	Equity	Pooled Investment Fund
10/13/2023	Andira Medicine Inc.	5,396,002	12,000	Equity	Other
10/13/2023	Apothewell, Inc.	75,000	0	Equity	Biotechnology
10/13/2023	Avalon PE Investments, L.P.	634,000,000	0	Debt	Pooled Investment Fund
10/13/2023	BODC Multifamily Impact Fund LP	50,000,000	0	Equity	Commercial
10/13/2023	Ballentine Private Real Assets Fund, LP	60,000,000	0	Debt	Pooled Investment Fund
10/13/2023	Brookfield Infrastructure Access Fund V, L.P.	93,887,000	187,950	Debt	Pooled Investment Fund
10/13/2023	CBE 2021BC Land, LLC	100	0	Equity	Other Real Estate
10/13/2023	CBE 2021BC, LLC	4,798,288	0	Equity	Commercial
10/13/2023	CBE Penn, LLC	1,900,000	0	Equity	Commercial
10/13/2023	CCG SYM HOLDINGS, LLC	6,000,000	0	Equity	Residential
10/13/2023	CIONIC, Inc.	12,000,000	0	Equity	Other Technology
10/13/2023	CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC.	200,000	0	Equity	Other Technology
10/13/2023	Cine Dept. LLC	107,000	0	Debt	Other
10/13/2023	Compass, Inc.	370,938	0	Equity	Residential
10/13/2023	Conquest Research Holdings, LLC	72,700,000	0	Equity	Other Banking and Financial Services
10/13/2023	Copper Storage Investment Fund 1, LLC	50,000,000	0	Equity	Commercial
10/13/2023	Crown Investment Group, LLC	18,000,000	0	Equity	Other
10/13/2023	EGB Ventures	10,000,000	0	Equity	Other Health Care
10/13/2023	Eastside Distilling, Inc.	6,510,000	0	Equity	Manufacturing
10/13/2023	Eat the Change, Inc.	14,000,000	0	Equity	Other
10/13/2023	Eminent Gold Corp.	60,358	0	Equity	Other
10/13/2023	Farmer’s Business Network, Inc.	200,000,000	0	Equity	Other Technology
10/13/2023	Forterra Princeton Meadows, LLC	6,145,000	0	Equity	Commercial
10/13/2023	GeoLiv Cash Flow II LLC	3,300,000	0	Equity	Commercial
10/13/2023	Global Integrity Investments	25,000,000	0	Equity	REITS and Finance
10/13/2023	Greybrook Church & Adelaide Trust	73,026	475	Equity	Other
10/13/2023	Greybrook Church & Adelaide Trust	275,000	1,787	Equity	Other
10/13/2023	Heather Ridge VN Fund LLC	970,000	0	Equity	Residential
10/13/2023	Hockey Parent Holdings, L.P.	1,059,650	0	Equity	Other
10/13/2023	IMA Financial Group, Inc.	15,271,075	0	Equity	Insurance
10/13/2023	Innovation Endeavors V LP	600,000,000	0	Debt	Pooled Investment Fund
10/13/2023	Kingdom Pursuit, LLC	500,000	0	Equity	Construction
10/13/2023	LJ Watershed LLC	3,000,000	0	Equity	Restaurants
10/13/2023	Lemon Tree Development, LLC	1,350,000	0	Equity	Residential
10/13/2023	Lumata Health Inc.	5,000,000	0	Equity	Other Health Care

December 2023 Microcap Stock Trends: Navigating Volatility and Opportunities

Latest News

Heritage Global: Renowned Asset-Based Market Maker

Society Pass: One-stop shopping across the vast consumer landscape of Southeast Asia

Microcap IPO Flow Gains Momentum into December

SEC Enforcement Actions This Year Surpass 2022

Past News

Marizyme: Improving Cardiac Care Through Cutting-Edge Technology

Microcap IPO Flow Slows as Year Draws to a Close

Small-Cap Stocks Have Had a Rough Year. It’s Time to Buy, Says Barron’s

Greenland Technologies: Building the Systems that Drive Material Handling Equipment Worldwide

Is Now the Time to Go Small Cap ‘Bargain Hunting’?