SOLOWIN HOLDINGS (Nasdaq: SWIN) is a versatile securities brokerage and investment banking company based in Hong Kong. The Company offers a wide spectrum of financial products and services, spanning from traditional assets to virtual assets through its advanced and secure one-stop electronic platform, Solomon Win. Additionally, SOLOWIN caters to corporate clients with investment banking services, facilitating their listing on the Hong Kong and US stock markets, and offers wealth management services for high net worth and family offices.
SOLOWIN is one of the many featured companies slated to present at The Microcap Conference 2024, set for Jan. 30-Feb. 1 at Caesars Atlantic City Hotel and Casino. This three-day conference presented by DealFlow Events features technical programming designed for microcap investors and a presenting company track for pitching and socializing.
SOLOWIN has become a high growth business since its inception in 2021, with a subsidiary that is licensed with the Hong Kong Securities and Futures Commission.
“SOLOWIN provides investors and corporate clients with the highest quality one-stop financial solutions, including Securities Brokerage, Investment Banking, Asset Management, and Virtual Assets services,” says CFO Lily Liu. “Our core values are Investor Protection and Compliance. Our continuous efforts focus on being a one-stop comprehensive financial services provider. Our vision is to build an integrated financial services infrastructure for next-generation investors.”
History of the Company
SOLOWIN HOLDINGS is a holding company incorporated under the laws of the Cayman Islands in 2021. They conduct business through a wholly-owned subsidiary, Solomon JFZ (Asia) Holdings Limited (“Solomon JFZ”), which is a limited liability corporation incorporated in Hong Kong SAR in 2016. SOLOWIN joined the Nasdaq on Sept. 6, 2023.
Key Executives
SOLOWIN has scaled rapidly with a dynamic management team. The subsidiary, Solomon JFZ, is run by a young, ambitious leadership team with extensive experience in the brokerage and funds management industries.
CEO Shing Tak Tam has over 13 years of experience in the securities brokerage industry. His expertise includes the functions of securities dealer, compliance, risk management, asset management, research and advisory services activities.
CFO Lily Liu has more than 12 years of experience in finance operations, financial reporting, budgeting, risk management, internal control, funding and M&A.
COO Tze Bun Cheng has 10 years of experience in securities brokerage and investment where he mainly focused on financial services, administrative and management functions.
Looking to the future
“We have a first mover advantage on the launch of our Virtual Assets trading business,” Liu says. “As a fully licensed securities brokerage and one of just seven companies out of 500+ Hong Kong brokerages to hold the SFC Type 1 virtual asset license, SOLOWIN is already executing a strong foothold in the local market for virtual services and a way to attract crypto-focused retail clients into our ecosystem.”
Tickets to the inaugural Microcap Conference 2024 are going fast. Reserve your seat now for three days of unsurpassed networking and technical discussions of the microcap sector with some of the best names in the business – institutional investors, finance-focused law firms, venture and private equity fund managers, deal advisors, PIPE funds, brokerage firms, investor relations professionals, accredited retail investors and many more. The conference schedule is also packed with entertainment and exciting activities set against the backdrop of Atlantic City’s bright lights.
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